X0306 5 2016-12-31 0 0 0000789933 NACCO INDUSTRIES INC NC 0000901733 RANKIN ROGER F NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE., STE. 220 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2016-11-04 5 G 0 27870 0 D 5019 I By Assoc II Class A Common Stock 2016-11-04 5 G 0 27870 0 A 29986 I By Assoc II/Spouse Class A Common Stock 2016-12-22 5 G 0 199 0 D 5019 I By Assoc II Class A Common Stock 2016-12-22 5 G 0 199 0 A 17987 I By Assoc II/Daughter 1 Class A Common Stock 2016-12-22 5 G 0 199 0 A 19875 I By Assoc II/Daughter 2 Class A Common Stock 2016-12-22 5 G 0 199 0 D 5019 I By Assoc II Class A Common Stock 2016-12-22 5 G 0 100 0 A 17987 I By Assoc II/Daughter 1 Class A Common Stock 2016-12-22 5 G 0 100 0 A 19875 I By Assoc II/Daughter 2 Class A Common Stock 6613 I By Spouse/Trust Class A Common Stock 2046 I By Trust (Daughter 2) Class A Common Stock 200 I Reporting Person serves as Trustee for the Benefit of Elisabeth Rankin Class A Common Stock 3933 I By Trust (Daughter 1) Class A Common Stock 200 I Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin Class A Common Stock 6 I By GP Class A Common Stock 19578 I By RA4 Class A Common Stock 1975 I By RMI (Delaware) Class A Common Stock 75461 I By Trust Class B Common Stock Class A Common Stock 75504 75504 I By Assoc I/Spouse Class B Common Stock Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Anne F. Rankin Class B Common Stock Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Elisabeth M. Rankin Class B Common Stock 0 Class A Common Stock 19 19 I By GP Class B Common Stock 0 Class A Common Stock 65478 65478 I By RA4 Class B Common Stock 0 Class A Common Stock 4808 4808 I By Assoc I Class B Common Stock 0 Class A Common Stock 118125 118125 I By Trust N/A Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P . Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alison Rankin. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust, Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares. GP. Represents Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. (RAIV) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI). Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.-------- - "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/ Jesse L. Adkins, attorney-in-fact 2017-02-14