X0306 4 2016-01-22 0000789933 NACCO INDUSTRIES INC NC 0001247944 RANKIN ALISON A NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2016-01-22 4 J 0 1 D 6 I By Spouse (GP) Class A Common Stock 2016-01-22 4 J 0 2807 D 19578 I By Spouse (RA4) Class A Common Stock 2116 I By Assoc II Class A Common Stock 6613 I By Trust Class A Common Stock 19576 I By Assoc II/Daughter 2 Class A Common Stock 2046 I By Trust (Daughter 2) Class A Common Stock 200 I Reporting Person's spouse serves as Trustee for the benefit of Elisabeth Rankin Class A Common Stock 17688 I By Assoc II/Daughter 1 Class A Common Stock 3933 I By Trust (Daughter 1) Class A Common Stock 200 I Reporting Person's spouse serves as Trustee for the benefit of A. Farnham Rankin Class A Common Stock 33287 I By Assoc II/Spouse Class A Common Stock 1975 I By Spouse/RMI (Delaware) Class A Common Stock 75461 I By Spouse/Trust Class B Common Stock 0 2016-01-22 4 J 0 1 A Class A Common Stock 1 19 I By GP Class B Common Stock 0 2016-01-22 4 J 0 2807 A Class A Common Stock 2807 65478 I By Spouse (RA4) Class B Common Stock Class A Common Stock 75504 75504 D Class B Common Stock Class A Common Stock 5143 5143 I Reporting person's spouse serves as trustee of BTR 2021 GST Trust for the benefit of Anne F. Rankin Class B Common Stock Class A Common Stock 5143 5143 I Reporting person's spouse serves as trustee of BTR 2012 GST Trust for benefit of Elisabeth Rankin Class B Common Stock 0 Class A Common Stock 118125 118125 I By Spouse/Trust Class B Common Stock 0 Class A Common Stock 4808 4808 I By Assoc I/Spouse Class A shares were exchanged for Class B shares pursuant to the terms of the Amended and Restated Shareholders' Agreement dated September 28, 2012. Disposition of .8345 shares a result of share swap. N/A GP-Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares. (RA4) Represents Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P . Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin. Reporting Person disclaims beneficial ownership of all such shares. Acquisition of .8345 shares as a result of share swap. Represents the Reporting Person's spouse proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares. /s/ Jesse L. Adkins, attorney-in-fact 2016-01-26