X0306 4 2016-01-22 0000789933 NACCO INDUSTRIES INC NC 0001247952 RANKIN CLAIBORNE R NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2015-12-29 5 G 0 E 145 D 39316 I By Assoc II Class A Common Stock 2015-12-29 5 G 0 E 145 A 10286 I By Assoc II/Son Class A Common Stock 2015-12-29 5 G 0 E 145 D 39171 I By Assoc II Class A Common Stock 2015-12-29 5 G 0 E 145 A 13286 I By Assoc II/Daughter Class A Common Stock 2015-12-29 5 G 0 E 145 D 39026 I By Assoc II Class A Common Stock 2015-12-29 5 G 0 E 145 D 38881 I By Assoc II Class A Common Stock 2015-12-29 5 G 0 E 145 D 38736 I By Assoc II Class A Common Stock 2015-12-29 5 G 0 E 145 A 10431 I By Assoc II/Son Class A Common Stock 2015-12-29 5 G 0 E 145 A 13431 I By Assoc II/Daughter Class A Common Stock 2016-01-22 4 J 0 1 D 6 I By GP Class A Common Stock 2016-01-22 4 J 0 2807 D 19578 I By RA4 Class A Common Stock 2116 I By Assoc II/Spouse Class A Common Stock 2360 I By Spouse/Trust Class A Common Stock 1975 I By RMI (Delaware) Class A Common Stock 25768 I By Trust Class A Common Stock 5640 I By Trust (Son) Class A Common Stock 10399 I By Trust (Daughter) Class B Common Stock 0 2016-01-22 4 J 0 1 A Class A Common Stock 1 19 I By GP Class B Common Stock 0 2016-01-22 4 J 0 2807 A Class A Common Stock 2807 65478 I By (RA4) Class B Common Stock Class A Common Stock 50000 50000 I to spouse by RAI (B) Class B Common Stock Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Chloe R. Seelbach Class B Common Stock Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Clairborne Rankin, Jr. Class B Common Stock Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Julia R. Kuipers Class B Common Stock 0 Class A Common Stock 20312 20312 I Assoc I Class B Common Stock 0 Class A Common Stock 97312 97312 I By Trust N/A Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the child. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Class A shares were exchanged for Class B shares pursuant to the terms of the Amended and Restated Shareholders' Agreement dated September 28, 2012. Disposition of .8345 shares a result of share swap. GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P . Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin. Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's child. Reporting Person disclaims beneficial ownership of all such shares. Acquisition of .8345 shares as a result of share swap. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.-------- - /s/ Jesse L. Adkins, attorney-in-fact 2016-01-26