X0306 4 2016-01-22 0000789933 NACCO INDUSTRIES INC NC 0001247955 RANKIN THOMAS T NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2015-12-29 5 G 0 E 145 A 9565 I By AssocII/Son1 Class A Common Stock 2016-01-22 4 J 0 1 D 6 I By GP Class A Common Stock 2016-01-22 4 J 0 2807 D 19578 I By RA4 Class A Common Stock 1843 I By Assoc II/Spouse Class A Common Stock 3622 I By Spouse Class A Common Stock 500 I By Son Class A Common Stock 8488 I By Trust (Son1) Class A Common Stock 7 D Class A Common Stock 36839 I By Assoc II Class A Common Stock 1975 I By RMI (Delaware) Class A Common Stock 53085 I By Trust Class B Common Stock 0 2016-01-22 4 J 0 1 A Class A Common Stock 1 19 I By GP Class B Common Stock 0 2016-01-22 4 J 0 2807 A Class A Common Stock 2807 65478 I By RA4 Class B Common Stock Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST Trust for benefit of James Rankin Class B Common Stock Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Matthew Rankin Class B Common Stock Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST Trust for benefit of Thomas J. Parker Class B Common Stock 0 Class A Common Stock 35312 35312 I By Assoc I Class B Common Stock 0 Class A Common Stock 92873 92873 I By Trust Class B Common Stock Class A Common Stock 20000 20000 I to Spouse by RAI N/A Represents the Reporting Person's son's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which was held by Reporting Person as Co-Trustee of trust for benefit of Reporting Person's son. Reporting Person disclaims beneficial ownership of all such shares. Class A shares were exchanged for Class B shares pursuant to the terms of the Amended and Restated Stockholders' Agreement dated September 28, 2012. Disposition of .8345 shares a result of share swap. (GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. (RAIV)Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P . Reporting Person disclaims beneficial ownership of all such shares. By Spouse. Reporting Person disclaims beneficial ownership of all such shares. By Son. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's son. Reporting Person disclaims beneficial ownership of all such shares. As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin. Acquisition of .8345 shares as a result of share swap. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.-------- - /s/ Jesse L. Adkins, attorney-in-fact 2016-01-26