SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
RANKIN ALFRED M ET AL

(Last) (First) (Middle)
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220

(Street)
MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) X Other (specify below)
CEO / Group Member
3. Date of Earliest Transaction (Month/Day/Year)
12/29/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/29/2015 P 473 A $43.901(1) 265,861 I AMR Main Trust(A)(2)
Class A Common Stock 12/29/2015 P 473 A $43.901(1) 26,471 I VGR - Trust(3)
Class A Common Stock 12/29/2015 P 473 A $43.901(1) 5,848 I BTR - Class A Trust
Class A Common Stock 14,160 I AMR - IRA(4)
Class A Common Stock 753 I AMR - RAII(5)
Class A Common Stock 369 I AMR - RAIV(6)
Class A Common Stock 1,975 I AMR - RMI (Delaware)(7)
Class A Common Stock 21,286 I AMR - Trust2 (SR)(8)
Class A Common Stock 13,600 I AMR - Trust3 (Grandchildren)(9)
Class A Common Stock 6 I AMR RAIV GP
Class A Common Stock 29,379 I BTR - RAII(10)
Class A Common Stock 15,705 I BTR - RAIV(11)
Class A Common Stock 2,116 I VGR - RAII(12)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (13) (13) (13) Class A Common Stock 14,322 14,322 I AMR-RAI/B
Class B Common Stock $0(13) (13) (13) Class A Common Stock 1,035 1,035 I AMR - RAIV(6)
Class B Common Stock (13) (13) (13) Class A Common Stock 44,662 44,662 I AMR - Trust - B(2)
Class B Common Stock (13) (13) (13) Class A Common Stock 19 19 I AMR RAIV - GP
Class B Common Stock $0(13) (13) (13) Class A Common Stock 43,969 43,969 I BTR - RAIV(11)
Class B Common Stock (13) (13) (13) Class A Common Stock 5,143 5,143 I Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams
Class B Common Stock (13) (13) (13) Class A Common Stock 5,143 5,143 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler
Class B Common Stock $0(13) (13) (13) Class A Common Stock 61,768 61,768 I BTR RAI/B(14)
Explanation of Responses:
1. Purchases made as part of multiple share lots. Price represents average price.
2. Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
3. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims benefic ial ownership of all such shares.
4. Held in an Individual Retirement Account for the benefit of the Reporting Person.
5. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
6. Represents Reporting Person's Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
7. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
8. Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares.
9. Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
10. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
11. (BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
12. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P . Reporting Person disclaims beneficial ownership of all such shares.
13. N/A
14. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
/s/ John D. Neumann, attorney-in-fact 12/30/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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