0001127602-12-010300.txt : 20120309 0001127602-12-010300.hdr.sgml : 20120309 20120309141447 ACCESSION NUMBER: 0001127602-12-010300 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120307 FILED AS OF DATE: 20120309 DATE AS OF CHANGE: 20120309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAPLIN DAVID F CENTRAL INDEX KEY: 0001247978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 12680090 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2012-03-07 0000789933 NACCO INDUSTRIES INC NC 0001247978 TAPLIN DAVID F NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 1 Dir. and Member of a Group Class A Common Stock 2012-03-07 4 S 0 100 99.22 D 27810 I Trust (MET) Class A Common Stock 2012-03-07 4 S 0 10 99.36 D 27800 I Trust (MET) Class A Common Stock 2012-03-07 4 S 0 100 99.395 D 27700 I Trust (MET) Class A Common Stock 2012-03-07 4 S 0 100 99.64 D 27600 I Trust (MET) Class A Common Stock 2012-03-07 4 S 0 100 99.65 D 27500 I Trust (MET) Class A Common Stock 2012-03-07 4 S 0 100 99.70 D 27400 I Trust (MET) Class A Common Stock 2012-03-07 4 S 0 200 99.85 D 27200 I Trust (MET) Class A Common Stock 2012-03-07 4 S 0 200 100.03 D 27000 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 10 96.715 D 26990 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 30 96.83 D 26960 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 100 96.875 D 26860 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 101 96.885 D 26759 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 200 96.93 D 26559 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 195 96.95 D 26364 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 100 96.985 D 26264 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 200 97.01 D 26064 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 5 97.12 D 26059 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 100 97.23 D 25959 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 100 97.24 D 25859 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 173 97.34 D 25686 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 100 97.37 D 25586 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 118 97.46 D 25468 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 100 97.47 D 25368 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 41 97.545 D 25327 I Trust (MET) Class A Common Stock 2012-03-08 4 S 0 644 97.595 D 24683 I Trust (MET) Class A Common Stock 14224 D Class A Common Stock 100 I Trust2 Class B Common Stock 0 Class A Common Stock 15883 15883 D Reporting Person serves as co-trustee with his step-sister, of a revocable trust held for the benefit of Reporting Person's step-mother. Reporting Person disclaims beneficial ownership of all such shares Shares held in a trust. Ngaio T. Lowry Trust U/A Dtd 08/26/1998 FBO David F. Taplin. N/A "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Suzanne S. Taylor, attorney-in-fact 2012-03-09