-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PMYc3WB81TCfb15vDuwuw+T2Nco3ohrZvkww+NELpKuz0nDIQEnEUyql/4w3bWG4 sDCn1f/6MhVeGCD850Rgug== 0000950152-07-001151.txt : 20070214 0000950152-07-001151.hdr.sgml : 20070214 20070214122223 ACCESSION NUMBER: 0000950152-07-001151 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-38001 FILM NUMBER: 07616448 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL CITY CORP CENTRAL INDEX KEY: 0000069970 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 341111088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1900 E NINTH ST CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165752000 MAIL ADDRESS: STREET 1: 1900 EAST NINTH STREET CITY: CLEVELAND STATE: OH ZIP: 44114 SC 13G 1 l24703asc13g.htm NATIONAL CITY CORP/NACCO INDUSTRIES SC 13G National City/NACCO Industries SC 13G
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. )*

NACCO INDS INC
(Name of Issuer)
COMMON STOCKS
(Title of Class of Securities)
629579103
(CUSIP Number)
Dec 31, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

þ Rule 13d-1(b)

o Rule 13d-1(c)

o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


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CUSIP No.
 
629579103 
 

 

           
1   NAMES OF REPORTING PERSONS:
National City Corp.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Cleveland, Ohio 44114
       
  5   SOLE VOTING POWER:
     
NUMBER OF   77,356
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   1,656,241
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    3,818
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  1,660,059
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  25%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  BK and IA


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Item 1.
Item 2.
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a
Item 4. Ownership
Item 5. Ownership of Five Percent or Less of a Class
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Item 8. Identification and Classification of Members of the Group
Item 9. Notice of Dissolution of Group
Item 10. Certification
SIGNATURE
EX-1


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Item 1.
(a)   Name of Issuer: NACCO INDS INC
 
(b)   Address of Issuer’s Principal Executive Offices:
Item 2.
         
(a)
  Name of Person Filing:   National City Corp.
 
(b)
  Address of Principal Business Office:   1900 East Ninth Street
    Cleveland, Ohio 44114
 
       
(c)
  Citizenship:   United States
 
(d)
  Title of Class of Securities:   COMMON STOCKS
 
(e)
  CUSIP:   629579103
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)   o  Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
(b)   þ  Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
(c)   o  Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
(d)   o  Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
 
(e)   þ  An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
(f)   o  An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
(g)   o  A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
 
(h)   o  A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)   o  A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
(j)   o  Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 


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Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a)   Amount beneficially owned as of Dec 31, 2006: 1,660,059
 
(b)   Percent of class: 25%
 
(c)   Number of shares as to which the person has:
(i)   Sole power to vote or direct the vote: 77,356
 
(ii)   Shared power to vote or direct the vote: 0
 
(iii)   Sole power to dispose or direct the disposition of: 1,656,241
 
(iv)   Shared power to dispose or direct the disposition of: 3,818
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
National City Corp.
Classification: (B) Banks as defined by Section 3 (A) (6) of the act.
Item 8. Identification and Classification of Members of the Group:
Not Applicable
Item 9. Notice of Dissolution of Group:
Not Applicable
Item 10. Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


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SIGNATURE:
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
     
Feb 06, 2007
 
Date
   
 
   
/s/ Janice K. Henderson
 
   
Janice K. Henderson
   
Vice President, National City Bank
   
Attorney-in-fact for National City Corporation
   

 

EX-1 2 l24703aexv1.htm EX-1 EX-1
 

Exhibit 1
POWER OF ATTORNEY
     KNOW ALL BY THESE PRESENT, that the undersigned hereby constitutes and appoints JANICE K. HENDERSON, signing singly, the undersigned’s true and lawful attorney-in-fact to:
     (1) execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer and/or trustee of National City Corporation (the “Company”), Forms Schedules 13F and 13G in accordance with the Securities Exchange Act of 1934 and the rules thereunder;
     (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Forms 13f and 13g and timely file such form(s) with the United States Securities and Exchange Commission; and
     (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, and in the best interest of, or legally required by, the undersigned.
     The undersigned hereby grants to the attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.
     This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms Schedules 13F and 13G with respect to the undersigned’s holdings of and transactions in securities, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.
     IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 12th day of February, 2007.
     
 
       /s/ Timothy J. Lathe
 
   
 
        Timothy J. Lathe
 
        Executive Vice President, Private Client Group
 
        National City Corporation

 

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