-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EG+tbb9XrdI9nmVa31fhVOCiwsfTMCniuXUbscLLO5DadzUmtRm5+j9rt+jworrb 3dnNkhokRDTkJZj7JdLCag== 0001209191-10-009689.txt : 20100216 0001209191-10-009689.hdr.sgml : 20100215 20100216192725 ACCESSION NUMBER: 0001209191-10-009689 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CROSSTEX ENERGY INC CENTRAL INDEX KEY: 0001209821 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM & PETROLEUM PRODUCTS (NO BULK STATIONS) [5172] IRS NUMBER: 522235832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CROSSTEX ENERGY, INC. STREET 2: 2501 CEDAR SPRINGS STE 600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2149539500 MAIL ADDRESS: STREET 1: C/O CROSSTEX ENERGY, INC. STREET 2: 2501 CEDAR SPRINGS STE 600 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: CROSSTEX ENERGY HOLDINGS INC DATE OF NAME CHANGE: 20021211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRAVE WARRIOR CAPITAL, INC. CENTRAL INDEX KEY: 0000789920 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50536 FILM NUMBER: 10610727 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH ST STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124219760 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: CHIEFTAIN CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19950124 5 1 doc5.xml FORM 5 SUBMISSION X0303 5 2009-12-31 1 0 1 0001209821 CROSSTEX ENERGY INC XTXI 0000789920 BRAVE WARRIOR CAPITAL, INC. 12 EAST 49TH STREET NEW YORK NY 10017 0 0 1 0 Common Stock 2009-09-23 4 S 0 L 3300 5.889 D 1536975 D Common Stock 2009-06-19 4 W 0 L 342 0.00 A 1536975 D Common Stock 2009-06-12 4 S 0 L 36500 5.3142 D 1536975 D Common Stock 2009-05-14 4 P 0 L 20000 3.3859 A 1536975 D Common Stock 2009-05-06 4 S 0 L 10200 4.016 D 1536975 D Common Stock 2009-04-28 4 W 0 L 33333 0.00 A 1536975 D Common Stock 2009-03-06 4 S 0 L 4500 0.8581 D 1536975 D Common Stock 2008-10-09 4 W 0 L 8034 0.00 A 1536975 D Common Stock 2008-09-17 4 W 0 L 6000 0.00 A 1536975 D Common Stock 2008-08-28 4 P 0 L 9000 32.468 A 1536975 D Common Stock 2008-04-08 4 S 0 L 1400 36.4914 D 1536975 D Common Stock 2008-01-29 4 P 0 L 9000 33.42 A 1536975 D Common Stock 2006-08-25 4 P 0 L 3600 91.9682 A 1536975 D Common Stock 2006-08-24 4 P 0 L 3400 91.8474 A 1536975 D This Form 5 is filed on behalf of Brave Warrior Capital, Inc. (the "Reporting Person"), a New York corporation that was prior to January 4, 2010 known and filing as Chieftain Capital Management, Inc. At the time of the transactions reported on this Form 5, the Reporting Person was deemed to be the beneficial owner of shares of Common Stock (the "Shares") of Crosstex Energy, Inc. (the "Issuer"), which were held for the benefit of separately managed accounts that were managed by the Reporting Person. In addition, the persons who were principals of the Reporting Person at the time of the transactions held Shares directly in their personal accounts. The number of Shares reported on this Form 5 represent the number of Shares over which the Reporting Person and such principals had a direct or indirect pecuniary interest. The transactions reported on this Form 5 were made for family accounts of the persons who were principals of the Reporting Person at the time of the transactions, which were inadvertently overlooked for purposes of prior filings. The transaction reported may be subject to disgorgement of profits under the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended. The Reporting Person has disgorged such profits to the Issuer. Represents the weighted average price. In its final report on Form 4 filed on December 17, 2009, the Reporting Person reported that it is no longer a 10% security owner and that it held this number of the Issuer's shares of Common Stock over which the persons who were principals of the Reporting person as of such date had a direct or indirect pecuniary interest. Before 3:1 stock split in December 2006 s/Glenn H. Greenberg, Managing Director 2010-02-16 -----END PRIVACY-ENHANCED MESSAGE-----