-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jndwx2ku1ndNuGJ/rQqiY0m/xT86R98+htPmHp/wRvMFfRvlLUgKqLDMT0c4lS4O DJ6Wil9yLjzIeFW9E0cvkg== 0000950123-03-012638.txt : 20031113 0000950123-03-012638.hdr.sgml : 20031113 20031113163825 ACCESSION NUMBER: 0000950123-03-012638 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031113 EFFECTIVENESS DATE: 20031113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHIEFTAIN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000789920 IRS NUMBER: 133194313 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01658 FILM NUMBER: 03998609 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH ST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124219760 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 y91579e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment [ ]: Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Chieftain Capital Management, Inc. Address: 12 East 49th Street, New York, New York 10017 Form 13F File Number: 28-1658 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas D. Stern Title: Managing Director Phone: (212) 421-9760 Signature, Place, and Date of Signing: /s/ Thomas D. Stern New York, New York November 13, 2003 - ---------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 9 Form 13F Information Table Value Total: $ 2,101,786 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- -------- -------- -------- ------------------------ --------- -------- ----------------------------- NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (x $1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------ ----- ----- --------- ------- --- ---- ---------- -------- ---- ------ ---- COMCAST CORP NEW CL A SPL 20030N 20 0 469,862 15,852,280 SH SOLE 15,852,280 IRON MTN INC PA COM 462846 10 6 399,906 11,139,450 SH SOLE 11,139,450 LABORATORY CORP AMER HOLDINGS COM NEW 50540R 40 9 355,036 12,370,593 SH SOLE 12,370,593 ENCANA CORP COM 292505 10 4 273,253 7,511,079 SH SOLE 7,511,079 CITIZENS COMMUNI- CATIONS CO COM 17453B 10 1 198,577 17,714,250 SH SOLE 17,714,250 YANKEE CANDLE INC COM 984757 10 4 197,345 7,745,094 SH SOLE 7,745,094 SHAW COMMUNI- CATIONS INC CL B 82028K 20 0 125,408 10,313,143 SH SOLE 10,313,143 OXFORD HEALTH PLANS INC COM 691471 10 6 71,846 1,739,200 SH SOLE 1,739,200 HEALTH MGMT ASSOC INC NEW CL A 421933 10 2 10,553 483,850 SH SOLE 483,850
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