13F-HR 1 e13f-hr.txt CHIEFTAIN CAPITAL MANAGEMENT, INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2000 Check here if Amendment [ ]: Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Chieftain Capital Management, Inc. Address: 12 East 49th Street, New York, New York 10017 Form 13F File Number: 28-1658 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas D. Stern Title: Director Phone: (212) 421-9760 Signature, Place, and Date of Signing: /s/ Thomas D. Stern New York, New York August 3, 2000 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 2 FORM 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 11 Form 13F Information Table Value Total: $2,611,059 (thousands) List of Other Included Managers: NONE 3 FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 -------- -------- -------- -------- ------------------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHARES OR SH/PRN PUT/CALL (X$1000) PRINCIPAL AMT -------------------------------------------------------------------------------------------------------------------------- SHAW COMMUNICATIONS INC CL B 82028K 20 0 694,778 28,142,924 SH ALBERTA ENERGY LTD COM 012873 10 5 622,994 15,382,573 SH GENERAL DYNAMICS CORP COM 369550 10 8 282,903 5,414,413 SH AT&T CORP. COM 001957 10 9 252,678 7,942,720 SH JONES APPAREL GROUP INC COM 480074 10 3 224,097 9,536,060 SH YANKEE CANDLE INC COM 984757 10 4 159,431 7,372,534 SH BLYTH INC COM 09643P 10 8 132,395 4,487,978 SH CORUS ENTERTAINMENT INC COM 220874 10 1 104,524 3,853,413 SH US BANCORP DEL COM 902973 10 6 89,511 4,649,938 SH MEDIAONE GROUP INC* COM 58440J 10 4 25,796 387,950 SH FEDERAL HOME LN MTG CORP COM 313400 30 1 21,952 542,031 SH COLUMN TOTALS 2,611,059 GRAND TOTAL 2,611,059
COLUMN 8 COLUMN 1 COLUMN 6 COLUMN 7 ----------------------------------- -------- -------- -------- VOTING AUTHORITY NAME OF ISSUER INVESTMENT OTHER ----------------------------------- DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------------------------------------------------------------------- SHAW COMMUNICATIONS INC SOLE 28,142,924 ALBERTA ENERGY LTD SOLE 15,382,573 GENERAL DYNAMICS CORP SOLE 5,414,413 AT&T CORP. SOLE 7,942,720 JONES APPAREL GROUP INC SOLE 9,536,060 YANKEE CANDLE INC SOLE 7,372,534 BLYTH INC SOLE 4,487,978 CORUS ENTERTAINMENT INC SOLE 3,853,413 US BANCORP DEL SOLE 4,649,938 MEDIAONE GROUP INC* SOLE 387,950 FEDERAL HOME LN MTG CORP SOLE 542,031
* As of 6/30/00 each share of MediaOne Group, Inc. was convertible into .95 shares of AT&T Corp. common stock plus $36.27 cash. The market value reflected in Column 4 represents the converted value of 387,950 shares of MediaOne Group, Inc. common stock.