-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AtuU5tyqR4NZI1XTeY3u3apj/VhiRsrWkRe7gQff5GYYo3u2YwlWxKZQGJUSt9p1 gMlFaqcKq8TA8D/bln6xMw== 0000950123-00-005092.txt : 20000516 0000950123-00-005092.hdr.sgml : 20000516 ACCESSION NUMBER: 0000950123-00-005092 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHIEFTAIN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000789920 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133194313 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01658 FILM NUMBER: 634240 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH ST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124219760 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 CHIEFTAIN CAPITAL MANAGEMENT, INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2000 Check here if Amendment [ ]: Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Chieftain Capital Management, Inc. Address: 12 East 49th Street, New York, New York 10017 Form 13F File Number: 28-1658 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas D. Stern Title: Director Phone: (212) 421-9760 Signature, Place, and Date of Signing: /s/ Thomas D. Stern New York, New York May 10, 2000 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 2 FORM 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 9 Form 13F Information Table Value Total: $2,086,750 (thousands) List of Other Included Managers: NONE 3 FORM 13F INFORMATION TABLE
COLUMN 5 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 ----------------------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHARES OR SH/PRN PUT/CALL (X$1000) PRINCIPAL AMT. SHAW COMMUNICATIONS INC CL B 82028K 20 0 789,650 29,314,134 SH ALBERTA ENERGY LTD COM 012873 10 5 462,073 15,243,643 SH GENERAL DYNAMICS CORP COM 369550 10 8 269,334 5,413,740 SH JONES APPAREL GROUP INC COM 480074 10 3 180,291 5,700,900 SH BLYTH INDS INC COM 09643P 10 8 120,702 4,419,300 SH YANKEE CANDLE INC COM 984757 10 4 115,475 7,302,785 SH US BANCORP DEL COM 902973 10 6 100,808 4,608,350 SH FEDERAL HOME LN MTG CORP COM 313400 30 1 24,688 558,701 SH MEDIAONE GROUP INC COM 58440J 10 4 23,729 292,950 SH COLUMN TOTALS 2,086,750
COLUMN 8 ---------------------------------- COLUMN 1 COLUMN 6 COLUMN 7 VOTING AUTHORITY NAME OF ISSUER INVESTMENT OTHER ---------------------------------- DISCRETION MANAGERS SOLE SHARED NONE SHAW COMMUNICATIONS INC SOLE 29,314,134 ALBERTA ENERGY LTD SOLE 15,243,643 GENERAL DYNAMICS CORP SOLE 5,413,740 JONES APPAREL GROUP INC SOLE 5,700,900 BLYTH INDS INC SOLE 4,419,300 YANKEE CANDLE INC SOLE 7,302,785 US BANCORP DEL SOLE 4,608,350 FEDERAL HOME LN MTG CORP SOLE 558,701 MEDIAONE GROUP INC SOLE 292,950 COLUMN TOTALS
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