-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UFs91fsX0TpFqiztf92NzBjtB6o3gBamXGWv+tKyvqOUHRd1wztb+vte+4cWl8sD +uGgVpE0RRPspHU9h7c0kQ== 0001437795-08-000004.txt : 20080617 0001437795-08-000004.hdr.sgml : 20080617 20080617173040 ACCESSION NUMBER: 0001437795-08-000004 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20080612 FILED AS OF DATE: 20080617 DATE AS OF CHANGE: 20080617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVALIER HOMES INC CENTRAL INDEX KEY: 0000789863 STANDARD INDUSTRIAL CLASSIFICATION: MOBILE HOMES [2451] IRS NUMBER: 630949734 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32 WILSON BLVD. 100 STREET 2: P O BOX 540 CITY: ADDISON STATE: AL ZIP: 35540 BUSINESS PHONE: 2567479800 MAIL ADDRESS: STREET 1: 32 WILSON BLVD. 100 STREET 2: P O BOX 540 CITY: ADDISON STATE: AL ZIP: 35540 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shipley Billy J CENTRAL INDEX KEY: 0001437793 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09792 FILM NUMBER: 08904065 BUSINESS ADDRESS: BUSINESS PHONE: 8068947212 MAIL ADDRESS: STREET 1: PO BOX 749 CITY: LEVELLAND STATE: TX ZIP: 79336 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shipley Douglas M CENTRAL INDEX KEY: 0001437794 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09792 FILM NUMBER: 08904066 BUSINESS ADDRESS: BUSINESS PHONE: 8068947212 MAIL ADDRESS: STREET 1: PO BOX 749 CITY: LEVELLAND STATE: TX ZIP: 79336 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shipley Kenneth E CENTRAL INDEX KEY: 0001437790 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09792 FILM NUMBER: 08904067 BUSINESS ADDRESS: BUSINESS PHONE: 8068947212 MAIL ADDRESS: STREET 1: PO BOX 749 CITY: LEVELLAND STATE: TX ZIP: 79336 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hodgson Curtis Drew CENTRAL INDEX KEY: 0001437795 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09792 FILM NUMBER: 08904068 BUSINESS ADDRESS: BUSINESS PHONE: 9726611821 MAIL ADDRESS: STREET 1: 15400 KNOLL TRAIL STE 101 LB 25 CITY: DALLAS STATE: TX ZIP: 75248 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2008-06-12 0 0000789863 CAVALIER HOMES INC cav 0001437795 Hodgson Curtis Drew 15400 KNOLL TRAIL STE 101 LB 25 DALLAS TX 75248 0 0 0 1 Individual Investor 0001437790 Shipley Kenneth E PO BOX 749 LEVELLAND TX 79336 0 0 0 1 Individual Investor 0001437794 Shipley Douglas M PO BOX 749 LEVELLAND TX 79336 0 0 0 1 Individual Investor 0001437793 Shipley Billy J PO BOX 749 LEVELLAND TX 79336 0 0 0 1 Individual Investor Common Stock 927301 D Curtis Hodgson 2008-06-17 Kenneth Shipley 2008-06-17 Douglas Shipley 2008-06-17 Billy Shipley 2008-06-17 EX-99.SCHEDULE I 4 sched_i.txt INFORMATION RELATING TO OFFICERS Schedule I Information with Respect to Executive Officers and Directors of the Undersigned The following sets forth as to each of the executive officers and directors of the undersigned: his name; his business address; his present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. Unless specified, the principal employer of each such individual is Legacy Housing, LTD., Federal Investors Servicing, LTD., Federal Investors Management, LLC, GPLH, LC, Shipley Brothers, LTD, K-Shipley, LLC, D-Shipley, LLC, and/or B- Shipley, LLC. Legacy Housing, GPLH, and Curt Hodgson each has its principal business office and receives its mail at 15400 Knoll Trail, Suite 101, Box 25, Dallas, Texas 75248. Shipley Brothers, FI-Servicing, FI-Management, K-Shipley, D- Shipley, B-Shipley, Kenny Shipley, Doug Shipley, and Billy Shipley each has its principal business office at 2501 E. Lubbock Highway, Levelland, Texas 79336; and receives its mail at PO Box 749, Levelland, Texas 79336. Each such individual identified below is a citizen of the United States. To the knowledge of the undersigned, during the last five years, no such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), and no such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law or finding any violation with respect to such laws. Legacy Housing, LTD. GPLH, LC General Partner Kenneth E. Shipley Limited Partner Curtis D. Hodgson Limited Partner Billy J. Shipley Limited Partner Douglas M. Shipley Limited Partner GPLH, LC. Curtis Hodgson Vice President and Secretary Kenneth E. Shipley President and Assistant Secretary Shipley Brothers, LTD. K-Shipley, LLC General Partner D-Shipley, LLC General Partner B-Shipley, LLC General Partner Kenneth E. Shipley Limited Partner Douglas M. Shipley Limited Partner Billy J. Shipley Limited Partner Federal Investors Servicing, LTD Federal Investors Management, LC General Partner Kenneth E. Shipley Limited Partner Douglas M. Shipley Limited Partner Billy J. Shipley Limited Partner Federal Investors Management, LC Kenneth E. Shipley President Billy J. Shipley Vice President Douglas M. Shipley Secretary K-Shipley, LLC. Kenneth E. Shipley President and sole shareholder/member D-Shipley, LLC Douglas M. Shipley President and sole shareholder/member B-Shipley, LLC Billy J. Shipley President and sole shareholder/member EX-99.SCHEDULE II 5 sched_ii.txt INFORMATION RELATING TO TRANSACTIONS INFORMATION WITH RESPECT TO TRANSACTIONS EFFECTED ON SCHEDULE 13(1) LEGACY HOUSING LTD Date Activity Quantity Price 02/26/08 Bought 9,300.00 1.71 02/25/08 Bought 9,600.00 1.71 02/22/08 Bought 6,929.00 1.73 02/20/08 Bought 371.00 1.70 02/13/08 Bought 3,800.00 1.71 02/12/08 Bought 8,000.00 1.76 02/11/08 Bought 3,000.00 1.68 02/08/08 Bought 4,600.00 1.72 02/07/08 Bought 5,000.00 1.65 02/06/08 Bought 8,400.00 1.60 02/01/08 Bought 2,000.00 1.69 01/29/08 Bought 3,800.00 1.65 01/28/08 Bought 2,000.00 1.67 01/24/08 Bought 7,000.00 1.64 01/23/08 Bought 1,000.00 1.63 01/14/08 Bought 300.00 1.65 01/11/08 Bought 1,900.00 1.62 01/10/08 Bought 4,800.00 1.62 01/09/08 Bought 10,200.00 1.65 01/08/08 Bought 7,677.00 1.75 01/07/08 Bought 3,148.00 1.81 12/31/07 Bought 9,000.00 2.00 12/31/07 Bought 13,125.00 2.00 12/31/07 Bought 18,350.00 1.85 12/28/07 Bought 32,584.00 1.90 12/27/07 Bought 33,116.00 1.87 12/26/07 Bought 46,000.00 1.86 12/24/07 Bought 14,000.00 1.96 12/21/07 Bought 14,800.00 1.92 12/20/07 Bought 2,100.00 1.89 12/20/07 Bought 2,700.00 1.85 12/19/07 Bought 3,200.00 1.89 12/19/07 Bought 1,939.00 1.85 12/18/07 Bought 5,900.00 1.86 12/17/07 Bought 9,000.00 1.90 12/17/07 Bought 361.00 1.85 12/14/07 Bought 9,000.00 2.00 12/13/07 Bought 10,000.00 2.00 12/12/07 Bought 25,000.00 2.00 12/11/07 Bought 9,100.00 2.04 12/10/07 Bought 400.00 2.00 12/07/07 Bought 1,075.00 2.06 12/06/07 Bought 9,425.00 2.08 12/05/07 Bought 5,000.00 2.07 12/04/07 Bought 8,000.00 2.05 12/03/07 Bought 3,000.00 2.04 11/30/07 Bought 27,900.00 2.05 11/29/07 Bought 100.00 2.02 11/28/07 Bought 13,000.00 2.01 11/27/07 Bought 8,700.00 2.05 11/26/07 Bought 3,300.00 2.08 11/23/07 Bought 8,400.00 1.96 11/21/07 Bought 5,300.00 1.88 11/20/07 Bought 12,000.00 2.00 11/16/07 Bought 32,200.00 2.00 11/14/07 Bought 11,100.00 2.01 11/13/07 Bought 3,000.00 2.10 11/09/07 Bought 2,000.00 2.09 11/07/07 Bought 222.00 2.05 11/06/07 Bought 3,058.00 2.05 11/05/07 Bought 5,720.00 2.09 11/02/07 Bought 9,400.00 2.11 11/01/07 Bought 1,000.00 2.04 10/31/07 Bought 3,000.00 2.00 10/30/07 Bought 17,600.00 2.14 10/29/07 Bought 6,000.00 2.34 10/25/07 Bought 3,000.00 2.40 10/24/07 Bought 18,000.00 2.54 10/19/07 Bought 12,000.00 2.63 08/18/06 Bought 3,000.00 3.29 08/17/06 Bought 5,000.00 3.35 01/03/06 Bought 2,000.00 6.41 Curtis Hodgson 06/12/08 Bought 6,701.00 2.04 06/02/08 Bought 3,800.00 2.20 05/30/08 Bought 1,200.00 2.20 05/29/08 Bought 717.00 2.18 05/28/08 Bought 5,000.00 2.18 05/13/08 Bought 4,900.00 2.15 05/12/08 Bought 283.00 1.96 05/09/08 Bought 1,900.00 1.96 05/08/08 Bought 4,900.00 1.85 05/07/08 Bought 100.00 1.81 05/06/08 Bought 7,684.00 1.81 05/05/08 Bought 1,316.00 1.77 05/02/08 Bought 600.00 1.71 05/01/08 Bought 8,400.00 1.71 04/30/08 Bought 9,000.00 1.71 04/25/08 Bought 17,000.00 1.68 04/24/08 Bought 18,500.00 1.70 04/14/08 Bought 10,000.00 1.55 04/07/08 Bought 9,500.00 1.57 04/03/08 Bought 3,000.00 1.60 03/24/08 Bought 7,200.00 1.62 03/17/08 Bought 3,900.00 1.55 03/14/08 Bought 100.00 1.55 03/13/08 Bought 3,700.00 1.55 03/11/08 Bought 15,000.00 1.54 03/06/08 Bought 3,000.00 1.62 03/05/08 Bought 6,100.00 1.64 03/04/08 Bought 3,000.00 1.55 03/03/08 Bought 3,000.00 1.61 Shipley Brothers, LTD. 05/02/08 Bought 11,775.00 1.78 05/09/08 Bought 4,225.00 1.95 05/14/08 Bought 900.00 2.32 05/20/08 Bought 3,900.00 2.45 05/21/08 Bought 19,000.00 2.2620 06/05/08 Bought 100.00 2.1100 06/09/08 Bought 9,900.00 2.0797 06/10/08 Bought 4,458.00 2.0500 06/11/08 Bought 542.00 2.0534 Federal Investors Servicing Co. 04/29/08 Bought 10,094.00 1.70 04/28/08 Bought 90.00 1.66 04/23/08 Bought 27,000.00 1.70 04/22/08 Bought 4,990.00 1.52 04/21/08 Bought 7,310.00 1.52 04/17/08 Bought 500.00 1.52 04/16/08 Bought 8,832.00 1.54 04/15/08 Bought 600.00 1.52 04/14/08 Bought 84.00 1.52 04/03/08 Bought 11,500.00 1.56 04/02/08 Bought 8,600.00 1.59 04/01/08 Bought 1,600.00 1.56 03/27/08 Bought 1,000.00 1.56 03/26/08 Bought 100.00 1.57 03/25/08 Bought 1,700.00 1.58 03/24/08 Bought 5,000.00 1.61 02/29/08 Bought 5,300.00 1.66 02/28/08 Bought 5,700.00 1.66 02/27/08 Bought 8,000.00 1.70 -----END PRIVACY-ENHANCED MESSAGE-----