485BXT 1 form.htm
1933 Act File No. 33-3164
1940 Act File No. 811-4577

 

Form N-1A

 

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933  
       
  Pre-Effective Amendment No.    
       
  Post-Effective Amendment No.   169
 
and/or
   
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940  
       
  Amendment No.   162
         

 

 

 

FEDERATED INCOME SECURITIES TRUST

(Exact Name of Registrant as Specified in Charter)

 

Federated Investors Funds

4000 Ericsson Drive

Warrendale, PA 15086-7561

(Address of Principal Executive Offices)

 

(412) 288-1900

(Registrant’s Telephone Number, including Area Code)

 

John W. McGonigle, Esquire

Federated Investors Tower

Pittsburgh, Pennsylvania 15222-3779

(Name and Address of Agent for Service)

 

 

It is proposed that this filing will become effective (check appropriate box):
   
X immediately upon filing pursuant to paragraph (b)
  on December 27, 2016   pursuant to paragraph (b)
  60 days after filing pursuant to paragraph (a)(1)
  on   pursuant to paragraph (a)(1)
  75 days after filing pursuant to paragraph (a)(2)
  on   pursuant to paragraph (a)(2) of Rule 485
 
If appropriate, check the following box:
   
X This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

This amendment to the Registration Statement hereby incorporates by reference, pursuant to Rule 411 under the Securities Act of 1933, Parts A and B of Post-Effective Amendment No. 165 Filed on October 13, 2016 in their entirety.

Item 28. Exhibits

(a)    
1 Conformed copy of Restatement and Amendment No. 8 to the Declaration of Trust of the Registrant (13)
2 Amendment Nos. 9 and 10 (14)
3 Amendment No. 11 (16)
4 Amendment No. 12 (17)
5 Amendment No. 13 (20)
6 Amendment No. 14 (23)
7 Amendment No. 15 (30)
8 Amendment No. 16 (31)
9 Amendment No. 17 (37)
10 Amendment No. 18 (41)
11 Amendment No. 19 (46)
12 Amendment No. 20 (48)
13 Amendments No. 21 and 22 (51)
14 Amendment No. 23 (56)
15 Amendment No. 24 (60)
16 Amendment No. 25 (69)
17 Amendment No. 26 (81)
18 Amendment No. 27 (81)
19 Amendment No. 28 (81)
20 Amendment No. 29 (87)

 

(b) Copy of Amended and Restated Bylaws of the Registrant (6)
1 Amendment No.(s) 4, 5, 6 and 7 (11)
2 Amendment No. 8 (15)
3 Amendment No. 9 (16)
4 Amendment No. 10 (20)
5 Amendment No. 11 (22)
6 Amendment No. 12 (24)
7 Amendment No. 13 (73)

 

(c) Copy of Specimen Certificate of Shares of Beneficial Interest of the Registrant. As of September 1, 1997, Federated Securities Corp. stopped issuing share certificates. (8)
     

 

(d)    
1 Conformed copy of the Investment Advisory Contract of the Registrant including Exhibit A and Exhibit B (12)
2 Conformed copy of Exhibit C to the Investment Advisory Contract of the Registrant (14)
3 Conformed copy of Exhibit D to the Investment Advisory Contract of the Registrant (16)
4 Conformed copy of Amendment to the Investment Advisory Contract of Registrant (13)
5 Conformed copy of the Investment Advisory Contract of the Registrant (Federated Capital Income Fund only) (15)
6 Conformed copy of Assignment of the Investment Advisory Contract of the Registrant (Federated Capital Income Fund only)and Conformed copy of the Sub-Advisory Agreement (including Exhibit A) of the Registrant (Federated Capital Income Fund only) (16)
7 Conformed copy of Assignment of the Investment Advisory Contract of the Registrant (Federated Muni and Stock Advantage Fund only) (16)
8 Conformed copy of the Sub-Advisory Agreement including Exhibit A of the Registrant (Federated Muni and Stock Advantage Fund only) (16)
9 Conformed copy of Exhibit E to the Investment Advisory Contract of the Registrant (27)
10 Conformed copy of Investment Advisory Contract of the Registrant (Federated Prudent Global Income Fund) (37)
11 Conformed copy of Sub-Advisory contract of the Registrant (Federated Prudent Global Income Fund) (37)
12 Conformed copy of Exhibit D to the Investment Advisory Contract for Federated Prudent Global Income Fund (38)
13 Conformed copy of Exhibit F to the Investment Advisory Contract for Federated Floating Rate Strategic Income Fund (48)
14 Conformed copy of Exhibit G to the Investment Advisory Contract for Federated Global Macro Bond Fund (49)
15 Conformed copy of Amendment #1 to Exhibit A to the Investment Advisory Contract for Federated Capital Income Fund (68)
16 Conformed copy of Amendment #1 to Exhibit A to the Investment Advisory Contract for Federated Muni and Stock Advantage Fund (68)
17 Conformed copy of Amendment #2 to Exhibit A to the Investment Advisory Contract for Federated Muni and Stock Advantage Fund (78)
18 Conformed copy of Exhibit H to the Investment Advisory Contract for Federated Enhanced Treasury Income Fund (81)

 

(e)    
1 Conformed copy of the Distributor’s Contract of the Registrant including Exhibits A and B (12)
2 Conformed copy of Exhibits C and D to the Distributor’s Contract of the Registrant (8)
3 Conformed copy of Exhibits E and F to the Distributor’s Contract of the Registrant (14)
4 Conformed copy of Exhibits G, H and I to the Distributor’s Contract of the Registrant (15)
5 Conformed copy of Exhibits J, K, L and M to the Distributor’s Contract of the Registrant (16)
6 Conformed copy of Amendment to the Distributor’s Contract of Registrant (13)
7 Conformed copy of Amendment dated October 01, 2003 to the Distributor’s Contract of the Registrant (16)
8 Conformed copy of the Distributor’s Contract of the Registrant (Class B Shares of Federated Capital Income Fund only) (15)
9 The Registrant hereby incorporates the conformed copy of the specimen Mutual Funds Sales and Service Agreement; Mutual Funds Service Agreement; and Plan/Trustee Mutual Funds Service Agreement from Item 24(b)(6)(ii)-(iv) of the Cash Trust Series II Registration Statement on Form N-1A, filed with the Commission on July 24, 1995 (File Nos. 33-38550 and 811-6269)  
10 Conformed copy of Exhibits N, O and P to the Distributor’s Contract of the Registrant (27)
11 Conformed copy of Amendment No. 1 to Exhibit B and conformed copy of Exhibit S to the Distributor’s Contract of the Registrant (32)
12 Conformed copy of Amendment No. 1 to Exhibits I, J, N, and Q to the Distributor’s Contract of the Registrant (33)
13 Conformed copy of Exhibits to the Distributor’s Contract for Federated Prudent Global Income Fund (Class A Shares and Class C Shares) (37)
14 Conformed copy of Exhibits T, U and V to the Distributor’s Contract of the Registrant for Federated Prudent Global Income Fund (38)
15 Conformed copy of Exhibits W, X and Y to the Distributor’s Contract of the Registrant for Federated Floating Rate Strategic Income Fund (Class A Shares, Class C Shares and Institutional Shares) (48)
16 Conformed copy of Exhibits Z, AA and BB to the Distributor’s Contract of the Registrant for Federated Floating Rate Strategic Income Fund (Class A Shares, Class C Shares and Institutional Shares) (49)
17 Conformed copy of Exhibits CC to the Distributor’s Contract of the Registrant for Federated Muni and Stock Advantage Fund (Institutional Shares) (52)
18 Conformed copy of Amendment #1 to Exhibit B, and Exhibit D to the Distributor’s Contract of the Registrant for Federated Short-Term Income Fund and Intermediate Income Fund (Institutional Shares) (56)
19 Conformed copy of Exhibit DD to the Distributor’s Contract of the Registrant (59)
20 Conformed copy of Exhibit EE to the Distributor’s Contract of the Registrant (68)
21 Conformed copy of Exhibit FF to the Distributor’s Contract of the Registrant (81)
22 Conformed copy of Exhibit GG to the Distributor’s Contract of the Registrant (87)

 

(f) Not applicable  

 

(g)    
1 Conformed copy of the Custodian Agreement of the Registrant (10)
2 Conformed copy of the Custodian Fee Schedule (11)
3 Conformed copy of Amendment to the Custodian Contract (13)
4 Conformed copy of Amendment to the Custodian Contract (32)
5 Copy of Exhibit 1 to the Custodian Contract (48)
6 Conformed copy of Amendment Nos. 4 and 5 to the Custodian Contract (53)

 

 

(h)    
1 Conformed copy of Amended and Restated Agreement for Fund Accounting Services, Administrative Services, Transfer Agency Services and Procurement (11)
2 The Registrant hereby incorporates the conformed copy of Amendment No. 2 to the Amended & Restated Agreement for Fund Accounting Services, Administrative Services, Transfer Agency Services and Custody Services Procurement from Item 23 (h) (v) of the Federated U.S. Government Securities: 2-5 Years Registration Statement on Form N-1A, filed with the Commission on March 30, 2004. (File Nos. 2-75769 and 811-3387)  
3 The responses and exhibits described in Item 23(e)(8) are hereby incorporated by reference  
4 The Registrant hereby incorporates the conformed copy of the Second Amended and Restated Services Agreement, with attached Schedule 1 revised 6/30/04, from Item 22(h)(7) of the Cash Trust Series,  Inc. Registration Statement on Form N-1A, filed with the Commission on July 29, 2004. (File Nos. 33-29838 and 811-5843)  
5 The Registrant hereby incorporates by reference the conformed copy of the Agreement for Administrative Services, with Exhibit 1 and Amendments 1 and 2 attached, between Federated Administrative Services and the Registrant from Item 22(h)(4) of the Federated Total Return Series, Inc. Registration Statement on Form N-1A, filed with the Commission on November 29, 2004. (File Nos. 33-50773 and 811-7115)  
6 The Registrant hereby incorporates the conformed copy of Transfer Agency and Service Agreement between the Federated Funds and State Street Bank and Trust Company from Item 23(h)(9)of the Federated Total Return Government Bond Fund Registration Statement on Form N-1A, filed with the Commission on April 28, 2006. (File Nos. 33-60411 and 811-07309)  
7 The Registrant hereby incorporates by reference the conformed copy of Amendment No. 3 to the Agreement for Administrative Services between Federated Administrative Services Company and the Registrant dated June 1, 2005, from Item 23 (h) (2) of the Cash Trust Series, Inc. Registration Statement on Form N-1A, filed with the Commission on July 27, 2005. (File Nos. 33-29838 and 811-5843)  
8 Conformed copy of Financial Administration and Accounting Services Agreement (30)
9 Conformed copy of the Agreement for Administrative Services and Exhibit 1 between Federated Administrative Services Company and the Registrant (31)
10 The Registrant hereby incorporates the conformed copy of Schedule 1 to the Second Amended & Restated Services Agreement (31)
11 Transfer Agency and Service Agreement between Federated funds and SSB (38)
12 Copy of Exhibit 1 to the Agreement for Administrative Services revised as of 9/8/2008 (38)
13 Copy of Second Amended and Restated Services Agreement as of 12/1/2001 (38)
14 Copy of Exhibit A to Financial Administration Accounting Service Agreement as of 9/8/2008 (38)
15 Copy of Exhibit A to Financial Administration Accounting Service Agreement as of 9/1/2010 (48)
16 Copy of Exhibit 1 to the Agreement for Administrative Services revised as of 9/1/2010 (48)
17 Copy of Exhibit 1 to the Agreement for Administrative Services revised as of 9/1/2010 (49)
18 Conformed copy of the Fund Accounting Agreement dated 6/7/2005 between the Funds listed on Schedule I and The Bank of New York Mellon as amended and restated. (50)
19 Conformed copy of the Custody Agreement dated 6/7/2005 between the Funds listed on Schedule II and the Bank of New York Mellon as amended and restated. (50)
20 The Registrant hereby incorporates the conformed copy of Schedule A to the Transfer Agency and Service Agreement between Federated Funds and SSB (52)
21 Conformed copy of the First Amendment to Fund Accounting Agreement dated 3/1/2011 between the Funds listed on Schedule I and The Bank of New York Mellon as amended and restated. (53)
22 Conformed copy of Amendment Nos. 8 and 9 to the Custody Agreement (53)
23 Conformed copy of Amended and Restated Financial Administration and Accounting Services Agreement dated 3/1/2011. (53)
24 Conformed copy of Exhibit 1 to Agreement for Administrative Services revised as of 3/1/12 (59)
25 Conformed copy of Amended and Restated Agreement for Administrative Services dated 9/1/12 (62)
26 Conformed copy of the Compliance Support Services Addendum to the Fund Accounting Agreement dated May 31, 2012 (62)
27 Conformed copy of First Amendment to the Amended and Restated Agreement for Administrative Services dated 9/1/12 (66)
28 Agreement for Administrative Services Exhibit 1 and Exhibit B (69)
29 Conformed copy of the Second Amendment to Fund Accounting Agreement dated 6/7/2005, amended 3/25/2011 and 12/31/2012, between the Funds listed on Schedule I and The Bank of New York Mellon as amended and restated. (76)
30 Conformed copy of the Third Amendment to Fund Accounting Agreement dated 6/7/2005, amended 3/25/2011, 12/31/2012 and 4/28/2014, between the Funds listed on Schedule I and The Bank of New York Mellon as amended and restated. (76)
31 Conformed copy of the Amendment to Financial Administrative and Accounting Services Agreement dated March 1, 2015. (78)
32 Form of Schedule A to Transfer Agency and Service Agreement between Federated Funds and State Street Bank (as of September 1, 2015) (80)
33 Agreement for Administrative Services Exhibit 1 and Exhibit B (revised September 1, 2015) (80)
34 Copy of Schedule 1 to Second Amended and Restated Services Agreement (revised December 31, 2015) (84)
35 Conformed copy of Sub-Administration Agreement between State Street Bank and Trust Company and Federated Administrative Services, dated October 1, 2011; (84)
36 Copy of Schedule 1 to Second Amended and Restated Services Agreement (revised September 1, 2016) (87)

 

(i) Conformed copy of Opinion and Consent of Counsel as to legality of shares being registered (13)

 

(j)    
1 Conformed copy of Consent of Independent Registered Public Accounting Firm, Deloitte & Touche LLP (29)
2 Conformed copy of Consent of Independent Registered Public Accounting Firm, Ernst & Young LLP for Federated Short-Term Income Fund and Federated Intermediate Corporate Bond Fund (61)
3 Conformed copy of Consent of Ernst & Young LLP for Federated Muni and Stock Advantage Fund (33)
4 Conformed copy of Consent of Independent Registered Public Accounting Firm, KPMG LLP for Federated Capital Income Fund and Federated Unconstrained Bond Fund (77)
5 Conformed copy of Consent of Independent Registered Public Accounting Firm, Ernst & Young LLP for Federated Stock and California Muni Fund (51)
6 Conformed copy of Consent of Independent Registered Public Accounting Firm, Ernst & Young LLP for Federated Fund for U.S. Government Securities and Federated Real Return Bond Fund (46)
7 Conformed copy of Consent of Independent Registered Public Accounting Firm, PricewaterhouseCoopers LLP for Federated Prudent Global Income Fund (37)
8 Conformed copy of Consent of Independent Registered Public Accounting Firm, Ernst & Young LLP for Federated Muni and Stock Advantage Fund (83)
9 Conformed copy of Consent of Independent Registered Public Accounting Firm, KPMG LLP for Federated Prudent DollarBear Fund. (82)
10 Conformed copy of Consent of Independent Registered Public Accounting Firm, KPMG LLP for Federated Floating Rate Strategic Income Fund. (66)
11 Conformed copy of Consent of Independent Registered Public Accounting Firm, KPMG LLP for Federated Capital Income Fund. (77)
12 Conformed copy of Consent of Independent Registered Public Accounting Firm, Ernst & Young LLP for Federated Short-Term Income Fund and Federated Intermediate Corporate Bond Fund (75)
13 Conform copy of Consent of Independent Registered Public Accounting Firm, Ernst & Young LLP for Federated Floating Rate Strategic Income Fund (69)
14 Conformed coy of Consent of Independent Registered Public Accounting Firm, Ernst & Young LLP for Federated Fund for U.S. Government Securities, Federated Real Return Bond Fund and Federated Floating Rate Strategic Income Fund (78)
15 Conformed copy of Consent of Independent Registered Public Accounting Firm, Ernst & Young LLP for Federated Short-Term Income Fund and Federated Intermediate Corporate Bond Fund (86)
16 Conformed copy of Consent of Independent Registered Public Accounting Firm, Ernst & Young LLP for Federated Enhanced Treasury Income Fund (80)
17 Conformed copy of Consent of Independent Registered Public Accounting Firm, Ernst & Young LLP for Federated Enhanced Treasury Income Fund (81)
18 Conformed copy of Consent of Independent Registered Public Accounting Firm, Ernst & Young LLP, for Federated Enhanced Treasury Income Fund (84)
19 Conformed copy of Consent of Independent Registered Public Accounting Firm, KPMG LLP, for Federated Capital Income Fund (84)
20 Conformed copy of consent of Independent Registered Public Accounting Firm, Ernst & Young LLP for Federated Fund for U.S. Government Securities, Federated Real Return Bond Fund and Federated Floating Rate Strategic Income Fund (85)
21 Conformed copy of Consent of Independent Registered Public Accounting Firm, KPMG LLP for Federated Prudent DollarBear Fund. (89)
22 Conformed copy of c onsent of Independent Registered Public Accounting Firm, Ernst & Young LLP for Federated Real Return Bond Fund. (89)

 

(k) Not Applicable  

 

(l) Not Applicable  

 

(m)    
1 Conformed copy of the Distribution Plan of the Registrant (including Exhibits A through E) (20)
2 The responses described in Item 23I(8) are hereby incorporated by reference  
3 Conformed copy of Exhibits F and G to the Distribution Plan of the Registrant (27)
4 Conformed copy of Exhibit J to the Distribution Plan of the Registrant (32)
5 Conformed copy of Amendment No. 1 to Exhibits A, D, F, and H to the Distributor’s Plan of the Registrant (33)
6 Conformed copy of Exhibits to the Distribution Plan of the Registrant (37)
7 Conformed copy of Exhibits K and L to the Distribution Plan of the Registrant for Federated Prudent Global Income Fund (38)
8 Conformed copy of Exhibits M, N, O and L to the Distribution Plan of the Registrant for Federated Floating Rate Strategic Income Fund and Federated Global Macro Bond Fund (49)
9 Conformed copy of Exhibits E and J to the Distribution Plan of the Registrant for Federated Intermediate Income Fund and Federated Short-Term Income Fund (56)
10 Conformed copy of Exhibit Q to the Distribution Plan of the Registrant for Federated Capital Income Fund (68)

 

(n)    
1 The Registrant hereby incorporates the Copy of the Multiple Class Plan and attached Exhibits from Item (n) of the Federated Short-Term Municipal Trust Registration Statement on Form N-1A, filed with the Commission on August 28, 2006. (File Nos. 2-72277 and 811-3181)  
2 Conformed copy of Multiple Class Plan for Class C Shares (30)
3 Copy of Multiple Class Plan and attached exhibits (31)
4 Conformed copy of Multiple Class Plan and attached exhibits for Class A Shares and Class F Shares (33)
5 Copy of Exhibits of Class A, Class C and Institutional Shares to the Multiple Class Plan (38)
6 Copy of Exhibits of Institutional Shares and Institutional Service Shares to the Multiple Class Plan (40)
7 Copy of Exhibits of Class A, Class B, Class C and Class F Shares to the Multiple Class Plan (42)
8 Copy of Exhibits of Class B, Class C and Class F Shares to the Multiple Class Plan (45)
9 Copy of Exhibits of Class B and Institutional Shares to the Multiple Class Plan (46)
10 Copy of Exhibits of Class A, Class C and Institutional Shares to the Multiple Class Plan (48)
11 Copy of Exhibits of Class A, Class C and Institutional Shares to the Multiple Class Plan (51)
12 Copy of Exhibits of Class A, Class B, Class C Class F, Class R, Class Y Shares, Institutional Shares and Institutional Service Shares to the Multiple Class Plan (52)
13 Copy of Exhibits of Class B to the Multiple Class Plan (57)
14 Copy of Exhibit of Institutional Shares to the Multiple Class Plan (59)
15 Copy of Class R Shares Exhibit to Multiple Class Plan revised 6/1/13 (69)
16 Copy of Class A Shares Exhibit to Multiple Class Plan revised 3/1/15 (78)
17 Copy of Class F Shares Exhibit to Multiple Class Plan revised 3/1/15 (78)
18 Copy of Class A Shares, Class B Shares, Class C Shares, Class F Shares and Institutional Shares Exhibits to the Multiple Class Plan revised 9/1/15 (82)
19 Copy of Class R Shares and Institutional Shares Exhibits to the Multiple Class Plan, revised 12/1/15 (84)
20 Copy of Class A Shares, Class B Shares, Class C Shares and Class F Shares Exhibits to the Multiple Class Plan, revised 12/31/15 (84)
21 Copy of Institutional Shares, Service Shares and Class Y Shares Exhibits to the Multiple Class Plan, revised 2/8/16 (86)
22 Copy of R6 Shares Exhibit to the Multiple Class Plan, revised 10/1/16 (87)
23 Copy of R6 Shares Exhibit to the Multiple Class Plan, revised 11/3/16 (88)

 

(o)    
1 Conformed copy of Power of Attorney of the Registrant (12)
2 Conformed copy of Power of Attorney of Chief Investment Officer of the Registrant (13)
3 Conformed copy of Power of Attorney of Trustees of the Registrant (13)
4 Conformed copy of Power of Attorney of Chief Financial Officer of the Registrant (23)
5 Conformed copy of Power of Attorney of Trustee of the Registrant (23)
6 Conformed copy of Power of Attorney of Trustee of the Registrant (24)
7 Conformed copy of Power of Attorney of Trustee of the Registrant R. James Nicholson (35)
8 Conformed copy of Power of Attorney of Trustee of the Registrant Maureen Lally-Green (42)
9 Conformed copy of Power of Attorney of Trustee of the Registrant Lori A. Hensler (65)
10 Conformed copy of Power of Attorney of Trustee John T. Collins, dated October 28, 2013 (70)
11 Conformed copy of Power of Attorney of Trustee P. Jerome Richey, dated October 28, 2013 (70)
12 Conformed copy of Power of Attorney of Trustee G. Thomas Hough, dated August 11, 2015 (81)
13 Conformed copy of Power of Attorney of Trustee of the Registrant, John B. Fisher, dated May 11, 2016 (85)

 

(p)    
  Items 23 (p) (i) and (p) (ii) superseded by Item 23 (p) 1  
1 Federated Investors, Inc. Code of Ethics for Access Persons, effective 1/1/2005, as revised 1/26/2005 and 8/19/2005. (39)
2

Conformed Copy of the Federated Investors, Inc. Code of Ethics for Access Persons Effective 10/01/2008

 

(40)
3

Conformed Copy of the Federated Investors, Inc. Code of Ethics for Access Persons Effective 09/01/2010

 

(48)
4

Conformed Copy of the Federated Investors, Inc. Code of Ethics for Access Persons Effective 12/06/2010

 

(52)
5

Conformed Copy of the Federated Investors, Inc. Code of Ethics for Access Persons Effective 09/30/2012

 

(65)

 

+ Exhibit is being filed electronically with registration statement; indicate by footnote  

 

  ALL RESPONSES ARE INCORPORATED BY REFERENCE TO A POST-EFFECTIVE AMENDMENT (PEA) OF THE REGISTRANT FILED ON FORM N-1A (FILE NOS. 33-3164 and 811-4577)  
4 PEA No. 11 filed June 25, 1991  
6 PEA No. 15 filed April 30, 1993  
8 PEA No. 20 filed June 7, 1994  
10 PEA No. 24 filed June 23, 1995  
11 PEA No. 30 filed June 29, 1998  
12 PEA No. 32 filed August 26, 1999  
13 PEA No. 35 filed June 26, 2002  
14 PEA No. 39 filed May 29, 2003  
15 PEA No. 40 filed June 30, 2004  
16 PEA No. 42 filed January 30, 2004  
17 PEA No. 43 filed March 31, 2004  
20 PEA No. 49 filed October 15, 2004  
21 PEA No. 54 filed June 28, 2005  
22 PEA No. 55 filed November 23, 2005  
23 PEA No. 57 filed January 26, 2006  
24 PEA No. 59 filed June 7, 2006  
25 PEA No. 60 filed August 1, 2006  
26 PEA No. 64 filed October 18, 2006  
27 PEA No. 65 filed November 16, 2006  
28 PEA NO. 66 filed December 28, 2006  
29 PEA No. 68 filed January 30, 2007  
30 PEA No. 69 filed May 29, 2007  
31 PEA No. 71 filed June 28, 2007  
32 PEA No. 72 filed October 22, 2007  
33 PEA No. 74 filed December 28, 2007  
34 PEA No. 75 filed January 28, 2008  
35 PEA No. 76 filed May 29, 2008  
36 PEA No. 77 filed June 27, 2008  
37 PEA No. 79 filed September 11, 2008  
38 PEA No. 80 filed December 29, 2008  
39 PEA No. 81 filed January 29, 2009  
40 PEA No. 82 filed May 29, 2009  
41 PEA No. 83 filed June 26, 2009  
42 PEA No. 84 filed October 30, 2009  
43 PEA No. 85 filed December 1, 2009  
44 PEA No. 87 filed December 31, 2009  
45 PEA No. 88 filed January 28, 2010  
46 PEA No. 89 filed May 25, 2010  
47 PEA No. 90 filed June 28, 2010  
48 PEA No 91 filed September 15, 2010  
49 PEA No 92 filed September 21, 2010  
50 PEA No 93 filed November 24, 2010  
51 PEA No. 94 filed December 29, 2010  
52 PEA No. 97 filed February 23, 2011  
53 PEA No. 99 filed May 27, 2011  
54 PEA No. 101 filed June 27, 2011  
55 PEA No. 102 filed July 1, 2011  
56 PEA No. 105 filed November 29, 2011  
57 PEA No. 107 filed December 28, 2011  
58 PEA No. 109 filed January 27, 2012  
59 PEA No. 111 filed March 26, 2012  
60 PEA No. 113 filed May 25, 2012  
61 PEA No. 115 filed June 26, 2012  
62 PEA No. 117 filed November 27, 2012  
63 PEA No. 119 filed December 28, 2012  
64 PEA No. 121 filed January 25, 2013  
65 PEA No. 123 filed March 18, 2013  
66 PEA No. 124 filed May 29, 2013  
67 PEA No. 126 filed June 25, 2013  
68 PEA No. 127 filed June 27, 2013  
69 PEA No. 131 filed September 6, 2013  
70 PEA No. 133 filed November 18, 2013  
71 PEA No. 134 filed November 26, 2013  
72 PEA No. 136 filed December 26, 2013  
73 PEA NO. 138 filed on January 28, 2014  
74 PEA No. 140 filed May 29, 2014  
75 PEA No. 142 filed June 26, 2014  
76 PEA No. 144 filed December 29, 2014  
77 PEA No. 146 filed January 28, 2015  
78 PEA No. 148 filed May 28, 2015  
79 PEA No. 150 filed June 24, 2015  
80 PEA No. 152 filed August 7, 2015  
81 PEA No. 153 filed October 21,2015  
82 PEA No. 155 filed November 25, 2015  
83 PEA No. 157 filed December 29, 2015  
84 PEA No. 159 filed January 28, 2016  
85 PEA No. 161 filed May 25, 2016  
86 PEA No. 163 filed June 27, 2016  
87 PEA No. 165 filed October 13, 2016  
88 PEA No. 166 filed November 10, 2016  
89 PEA No. 167 filed November 25, 2016  

 


Item 29  Persons Controlled by or Under Common Control with the Fund:
None

 

Item 30  Indemnification
(4)

 

Item 31  Business and Other Connections of Investment Adviser: Federated Equity Management Company of Pennsylvania
For a description of the other business of the Investment Adviser, see the section entitled “Who Manages the Fund?” in Part A. The affiliations with the Registrant of one of the Trustees and two of the Officers of the Investment Adviser are included in Part B of this Registration Statement under "Who Manages and Provides Services to the Fund?"  The remaining Trustees of the Investment Adviser and, in parentheses, their principal occupations are:  Thomas R. Donahue, (Chief Financial Officer, Federated Investors, Inc.), 1001 Liberty Avenue, Pittsburgh, PA, 15222-3779, John B. Fisher, (Vice Chairman, Federated Investors, Inc.) 1001 Liberty Avenue, Pittsburgh, PA, 15222-3779 and Mark D. Olson a principal of the firm, Mark D. Olson & Company, L.L.C. and Partner, Morris James LLP, 500 Delaware Avenue, Suite 1500, Wilmington, DE  19801-1494.  The business address of each of the Officers of the Investment Adviser is Federated Investors Tower, 1001 Liberty Avenue, Pittsburgh, Pennsylvania 15222-3779.  These individuals are also officers of a majority of the Investment Advisers to the investment companies in the Federated Fund Complex described in Part B of this Registration Statement.
The Officers of the Investment Adviser are:
Chairman J. Christopher Donahue
President/ Chief Executive Officer: John B. Fisher
Executive Vice President Stephen F. Auth
Senior Vice Presidents:

Michael Dieschbourg

Linda A. Duessel

Anne H. Kruczek

Dana L. Meissner

John L. Nichol

Daniel Peris

Vice Presidents:

Deborah D. Bickerstaff

Linda Bakhshian

P. Ryan Bend

G. Andrew Bonnewell

Jared Hoff

Chad Hudson

Ian Miller

Lila Murphy

 

Assistant Vice Presidents:

Damian McIntyre

Keith Michaud

Secretary: G. Andrew Bonnewell
Assistant Secretaries:

Edward C. Bartley

George F. Magera

 

Treasurer: Thomas R. Donahue
Assistant Treasurers: Jeremy Boughton
Richard A. Novak
Chief Compliance Officer: Stephen Van Meter

 

Item 31  Business and Other Connections of Investment Adviser: Federated Investment Management Company
For a description of the other business of the Investment Adviser, see the section entitled “Who Manages the Fund?” in Part A. The affiliations with the Registrant of two of the Trustees and four of the Officers of the Investment Adviser are included in Part B of this Registration Statement under "Who Manages and Provides Services to the Fund?"  The remaining Trustees of the Investment Adviser and, in parentheses, their principal occupations are:  Thomas R. Donahue, (Chief Financial Officer, Federated Investors, Inc.), 1001 Liberty Avenue, Pittsburgh, PA, 15222-3779, John B. Fisher, (Vice Chairman, Federated Investors, Inc.) 1001 Liberty Avenue, Pittsburgh, PA, 15222-3779 and Mark D. Olson a principal of the firm, Mark D. Olson & Company, L.L.C. and Partner, Morris James LLP, 500 Delaware Avenue, Suite 1500, Wilmington, DE  19801-1494.  The business address of each of the Officers of the Investment Adviser is Federated Investors Tower, 1001 Liberty Avenue, Pittsburgh, Pennsylvania 15222-3779.  These individuals are also officers of a majority of the Investment Advisers to the investment companies in the Federated Fund Complex described in Part B of this Registration Statement.
The Officers of the Investment Adviser are:
Chairman: J. Christopher Donahue
President/ Chief Executive Officer: John B. Fisher
Executive Vice Presidents:

Deborah A. Cunningham

Robert J. Ostrowski

Senior Vice Presidents:

Todd Abraham

J. Scott Albrecht

Randall S. Bauer

Jonathan C. Conley

Mark E. Durbiano

Donald T. Ellenberger

Eamonn G. Folan

Richard J. Gallo

John T. Gentry

Susan R. Hill

William R. Jamison

Jeffrey A. Kozemchak

Anne H. Kruczek

Marian R. Marinack

Mary Jo Ochson

Jeffrey A. Petro

Ihab Salib

Michael W. Sirianni, Jr.

Steven J. Wagner

Paige Wilhelm

 

Vice Presidents:

G. Andrew Bonnewell

Hanan Callas

Jerome Conner

Lee R. Cunningham, II

B. Anthony Delserone, Jr.

Joseph A. Delvecchio

Jason DeVito

Bryan Dingle

William Ehling

Ann Ferentino

Timothy P. Gannon

Kathryn P. Glass

James L. Grant

Patricia L. Heagy

Nathan H. Kehm

John C. Kerber

J. Andrew Kirschler

Allen J. Knizner

Tracey Lusk

Karen Manna

Christopher McGinley

Keith E. Michaud

Karl Mocharko

Joseph A. Mycka

Joseph M. Natoli

Gene Neavin

Bob Nolte

Liam O’Connell

Mary Kay Pavuk

John Polinski

Rae Ann Rice

Brian Ruffner

Thomas C. Scherr

John Sidawi

Kyle Stewart

Mary Ellen Tesla

Timothy G. Trebilcock

Nicholas S. Tripodes

Anthony A. Venturino

Mark Weiss

George B. Wright

Christopher Wu

 

Assistant Vice Presidents:

John Badeer

Patrick Benacci

Christopher Bodamer

David B. Catalane

Nicholas Cecchini

Leslie Ciferno

Gregory V. Czamara

Daniel J. Mastalski

Robert J. Matthews

Nick Navari

John W. Scullion

Steven J. Slanika

Patrick J. Strollo III

James D. Thompson

 

Secretary: G. Andrew Bonnewell
Assistant Secretaries:

Edward C. Bartley

George F. Magera

 

Treasurer: Thomas R. Donahue
Assistant Treasurers: Jeremy D. Boughton
Richard A. Novak
Chief Compliance Officer: Stephen Van Meter

 

Item 32  Principal Underwriters:
(a) Federated Securities Corp., the Distributor for shares of the Registrant, acts as principal underwriter for the following open-end investment companies, including the Registrant:
  Federated Adjustable Rate Securities Fund
  Federated Core Trust
  Federated Core Trust II, L.P.
  Federated Core Trust III
  Federated Equity Funds
  Federated Equity Income Fund, Inc.
  Federated Fixed Income Securities, Inc.
  Federated Global Allocation Fund
  Federated Government Income Securities, Inc.
  Federated Government Income Trust
  Federated High Income Bond Fund, Inc.
  Federated High Yield Trust
  Federated Income Securities Trust
  Federated Index Trust
  Federated Institutional Trust
  Federated Insurance Series
  Federated International Series, Inc.
  Federated Investment Series Funds, Inc.
  Federated Managed Pool Series
  Federated MDT Series
  Federated MDT Stock Trust
  Federated Municipal Securities Fund, Inc.
  Federated Municipal Securities Income Trust
  Federated Premier Intermediate Municipal Income Fund
  Federated Premier Municipal Income Fund
  Federated Short-Intermediate Duration Municipal Trust
  Federated Total Return Government Bond Fund
  Federated Total Return Series, Inc.
  Federated U.S. Government Securities Fund: 1-3 Years
  Federated U.S. Government Securities Fund: 2-5 Years
  Federated World Investment Series, Inc.
  Intermediate Municipal Trust
  Edward Jones Money Market Fund
  Money Market Obligations Trust

 

(b)    

(1)

Positions and Offices with Distributor

(2)

Name

 

(3)

Positions and Offices With Registrant

Chairman: Richard B. Fisher  
Executive Vice President, Assistant Secretary and Director: Thomas R. Donahue  
President and Director: Paul Uhlman  
Vice President and Director: Peter J. Germain  
Director: Frank C. Senchak  

 

(1)

Positions and Offices with Distributor

(2)

Name

 

(3)

Positions and Offices With Registrant

Executive Vice Presidents:

Michael Bappert

Peter W. Eisenbrandt

Solon A. Person, IV

Colin B. Starks

 

 

Senior Vice Presidents:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Irving Anderson

Jack Bohnet

Bryan Burke

Scott J. Charlton

Steven R. Cohen

Charles L. Davis

Michael T. diMarsico

Jack C. Ebenreiter

Theodore Fadool, Jr.

James Getz

Dayna C. Haferkamp

Vincent L. Harper, Jr.

Bruce E. Hastings

James M. Heaton

Donald Jacobson

Harry J. Kennedy

Michael Koenig

Edwin C. Koontz

Anne H. Kruczek

Jane E. Lambesis

Michael Liss

Diane Marzula

Amy Michaliszyn

Richard C. Mihm

Vincent T. Morrow

Alec H. Neilly

Becky Nelson

Keith Nixon

Stephen Otto

Brian S. Ronayne

Tom Schinabeck

John Staley

Robert F. Tousignant

Jerome R. Tuskan

William C. Tustin

Michael Wolff

Erik Zettlemayer

Paul Zuber

 
     
Vice Presidents:

Catherine M. Applegate

Robert W. Bauman

Marc Benacci

Christopher D. Berg

Dan Berry

Bill Boarts

Matthew A. Boyle

Edward R. Bozek

Edwin J. Brooks, III

Thomas R. Brown

Mark Carroll

Dan Casey

James Conely

Stephen J. Costlow

Mary Ellen Coyne

Kevin J. Crenny

Stephen P. Cronin

David G. Dankmyer

Donald Edwards

Stephen Francis

Timothy Franklin

David D. Gregoire

Scott Gundersen

Michael L. Guzzi

Raymond J. Hanley

Louis R. Hery, Jr.

Scott A. Holick

Robert Hurbanek

Jeffrey S. Jones

Todd Jones

Scott D. Kavanagh

Patrick Kelly

Nicholas R. Kemerer

Shawn E. Knudson

Crystal C. Kwok

Jerry L. Landrum

Hans W. Lange, Jr.

Joseph R. Lantz

David M. Larrick

John P. Lieker

Jonathan Lipinski

Paul J. Magan

Margaret M. Magrish

Meghan McAndrew

Martin J. McCaffrey

Brian McInis

Kyle Morgan

John C. Mosko

Doris T. Muller

Ted Noethling

John A. O’Neill

James E. Ostrowski

Mark Patsy

Rich Paulson

Stephen Pedicini

Marcus Persichetti

Chris Prado

Sean Quirk

Josh Rasmussen

Richard A. Recker

Diane M. Robinson

Timothy A. Rosewicz

Matt Ryan

 

 
 

Eduardo G. Sanchez

Peter Siconolfi

Biran J. Sliney

Justin Slomkowski

Bradley Smith

Edward L. Smith

John R. Stanley

Mark Strubel

Jonathan Sullivan

Christie Teachman

Cynthia M. Tomczak

Michael Vahl

David Wasik

G. Walter Whalen

Lewis Williams

Theodore Williams

Brian R. Willer

Littell L. Wilson

James J. Wojciak

Edward J. Wojnarowski

Daniel Wroble

 

 

 

Assistant Vice Presidents:

Debbie Adams-Marshall

Kenneth C. Baber

Raisa E. Barkaloff

Chris Jackson

Jaimie A. Kosanovich

Stephen R. Massey

Carol McEvoy McCool

John K. Murray

Melissa R. Ryan

Carol Anne Sheppard

Laura Vickerman

James Wagner

 

 
Secretary: Kary A. Moore  
Assistant Secretaries: Edward C. Bartley  
  Thomas R. Donahue  
  George F. Magera  
Treasurer: Richard A. Novak  
Assistant Treasurer: Jeremy D. Boughton  
Chief Compliance Officer: Stephen Van Meter  

 

(c) Not Applicable

 

Item 33  Location of Accounts and Records:
All accounts and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 and Rules 31a-1 through 31a-3 promulgated thereunder and those records required to be maintained by the Adviser with respect to the Registrant in accordance with CFTC regulations are maintained at one of the following locations:
Registrant

Federated Investors Funds
4000 Ericsson Drive

Warrendale, PA 15086-7561

(Notices should be sent to the Agent for Service at the address listed on the facing page of this filing.)

Federated Administrative Services (“Administrator”)

Federated Investors Tower

1001 Liberty Avenue

Pittsburgh, PA 15222-3779

Federated Investment Management Company (Adviser to Federated Floating Rate Strategic Income Fund, Federated Fund for U.S. Government Securities, Federated Intermediate Corporate Bond Fund, Federated Real Return Bond Fund and Federated Short-Term Income Fund.)

(“Adviser”)

Federated Investors Tower

1001 Liberty Avenue

Pittsburgh, PA 15222-3779

Federated Equity Management Company of Pennsylvania (Adviser to Federated Capital Income Fund, Federated Muni and Stock Advantage Fund and Federated Prudent DollarBear Fund) (“Adviser”)

Federated Investors Tower

1001 Liberty Avenue

Pittsburgh, PA 15222-3779

Federated Investment Management Company (Sub-Adviser to Federated Capital Income Fund, Federated Muni and Stock Advantage Fund and Federated Prudent DollarBear Fund)

(“Sub-Adviser”)

Federated Investors Tower

1001 Liberty Avenue

Pittsburgh, PA 15222-3779

State Street Bank and Trust Company

(“Transfer Agent, Dividend Disbursing Agent” and “Custodian”)

P.O. Box 8600

Boston, MA 02266-8600

The Bank of New York Mellon

(“Custodian” for Federated Enhanced Treasury Income Fund only)

One Wall Street

New York, NY 10286

 

Item 34 Management Services:  Not applicable.
 

 

Item 35  Undertakings:
Registrant hereby undertakes to comply with the provisions of Section 16(c) of the 1940 Act with respect to the removal of Trustees and the calling of special shareholder meetings by shareholders.

 

 
 

 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, and the Investment Company Act of 1940, the Registrant, Federated Income Securities Trust, has duly caused this Amendment to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Pittsburgh and Commonwealth of Pennsylvania, on the 14th day of December 2016.

FEDERATED INCOME SECURITIES TRUST
BY:  /s/ George F. Magera, Assistant Secretary
Pursuant to the requirements of the Securities Act of 1933, this Amendment to its Registration Statement has been signed below by the following person in the capacity and on the date indicated:

 

NAME TITLE DATE

 

BY:/s/ George F. Magera

Assistant Secretary

Attorney In Fact For the Persons Listed Below December 14, 2016
J. Christopher Donahue * President and Trustee (Principal Executive Officer)  
John B. Fisher* Trustee  
Lori A. Hensler* Treasurer (Principal Financial Officer)  
John T. Collins* Trustee  
G. Thomas Hough* Trustee  
Maureen Lally-Green* Trustee  
Peter E. Madden* Trustee  
Charles F. Mansfield, Jr.* Trustee  
Thomas O’Neill* Trustee  
P. Jerome Richey* Trustee  
John S. Walsh* Trustee  
*By Power of Attorney