0000789132-13-000016.txt : 20130305 0000789132-13-000016.hdr.sgml : 20130305 20130305154428 ACCESSION NUMBER: 0000789132-13-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130304 FILED AS OF DATE: 20130305 DATE AS OF CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hein Jason D CENTRAL INDEX KEY: 0001439084 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19711 FILM NUMBER: 13665503 MAIL ADDRESS: STREET 1: 96 TALAMINE COURT CITY: COLORADO SPRINGS STATE: CO ZIP: 80907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRANETICS CORP CENTRAL INDEX KEY: 0000789132 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 840997049 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9965 FEDERAL DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80921 BUSINESS PHONE: 7196338333 MAIL ADDRESS: STREET 1: 9965 FEDERAL DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80921 FORMER COMPANY: FORMER CONFORMED NAME: THE SPECTRANETICS CORP DATE OF NAME CHANGE: 19900510 4 1 wf-form4_136251625657626.xml FORM 4 X0306 4 2013-03-04 0 0000789132 SPECTRANETICS CORP SPNC 0001439084 Hein Jason D 9965 FEDERAL DRIVE COLORADO SPRINGS CO 80921 0 1 0 0 Sr. VP Commercial Operations SPNC Common Stock 2013-03-04 2013-03-04 4 M 0 3000 2.74 A 62809 D SPNC Common Stock 2013-03-04 2013-03-04 4 S 0 3000 18.5367 D 59809 D SPNC Stock Option Grant 2.74 2013-03-04 4 M 0 3000 0 D 2018-12-08 SPNC Common Stock 3000.0 52000 D Sold pursuant to Mr. Hein's 10b5-1 plan dated November 2, 2012 Grant date 12/8/2008. Options are on a 4 year, 100% vesting schedule; 25% vest on 12/8/2009; 6.25% vests each calendar quarter thereafter. 100% fully vested on 12/8/2012. Options expire at the end of 10 years or on 12/8/2018. /s/ Roger Wertheimer, Power of Attorney for Jason D. Hein 2013-03-05