0001181431-13-057879.txt : 20131108 0001181431-13-057879.hdr.sgml : 20131108 20131108162142 ACCESSION NUMBER: 0001181431-13-057879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131106 FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEAM INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479488888 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE BRANDS INC DATE OF NAME CHANGE: 19970609 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldock Philip A CENTRAL INDEX KEY: 0001531652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 131205015 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 4 1 rrd394618.xml EXERCISE AND SALE X0306 4 2013-11-06 0 0000789073 BEAM INC NYSE: BEAM 0001531652 Baldock Philip A BEAM INC. 510 LAKE COOK ROAD DEERFIELD IL 60015 0 1 0 0 SVP & President, APSA Common Stock, par value $3.125 2013-11-06 4 M 0 21154 44.75 A 26741 D Common Stock, par value $3.125 2013-11-06 4 S 0 21154 68.4487 D 5587 D Common Stock, par value $3.125 2013-11-07 4 S 0 5587 68.2119 D 0 D Stock Option (Right to Buy) 44.75 2013-11-06 4 M 0 21154 0 D 2021-10-04 Common Stock 21154 42306 D Reflects the exercise of stock options under Beam's Long-Term Incentive Plan. On October 4, 2011, the reporting person was granted 63,460 options, vesting in three equal installments beginning on the second anniversary of the grant date. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $68.22 to $68.69, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $68.00 to $68.50, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. Leslie W. Jensen, Attorney-in-Fact for Philip A. Baldock 2013-11-08