0001181431-13-057879.txt : 20131108
0001181431-13-057879.hdr.sgml : 20131108
20131108162142
ACCESSION NUMBER: 0001181431-13-057879
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131106
FILED AS OF DATE: 20131108
DATE AS OF CHANGE: 20131108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BEAM INC
CENTRAL INDEX KEY: 0000789073
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 133295276
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 8479488888
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: FORTUNE BRANDS INC
DATE OF NAME CHANGE: 19970609
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baldock Philip A
CENTRAL INDEX KEY: 0001531652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09076
FILM NUMBER: 131205015
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
4
1
rrd394618.xml
EXERCISE AND SALE
X0306
4
2013-11-06
0
0000789073
BEAM INC
NYSE: BEAM
0001531652
Baldock Philip A
BEAM INC.
510 LAKE COOK ROAD
DEERFIELD
IL
60015
0
1
0
0
SVP & President, APSA
Common Stock, par value $3.125
2013-11-06
4
M
0
21154
44.75
A
26741
D
Common Stock, par value $3.125
2013-11-06
4
S
0
21154
68.4487
D
5587
D
Common Stock, par value $3.125
2013-11-07
4
S
0
5587
68.2119
D
0
D
Stock Option (Right to Buy)
44.75
2013-11-06
4
M
0
21154
0
D
2021-10-04
Common Stock
21154
42306
D
Reflects the exercise of stock options under Beam's Long-Term Incentive Plan.
On October 4, 2011, the reporting person was granted 63,460 options, vesting in three equal installments beginning on the second anniversary of the grant date.
The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $68.22 to $68.69, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $68.00 to $68.50, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
Leslie W. Jensen, Attorney-in-Fact for Philip A. Baldock
2013-11-08