0001181431-13-026676.txt : 20130509 0001181431-13-026676.hdr.sgml : 20130509 20130509170851 ACCESSION NUMBER: 0001181431-13-026676 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130507 FILED AS OF DATE: 20130509 DATE AS OF CHANGE: 20130509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rose Kenton R CENTRAL INDEX KEY: 0001531440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 13829865 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEAM INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479488888 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE BRANDS INC DATE OF NAME CHANGE: 19970609 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd379033.xml EXERCISE AND SALE X0306 4 2013-05-07 0 0000789073 BEAM INC NYSE: BEAM 0001531440 Rose Kenton R BEAM INC. 510 LAKE COOK ROAD DEERFIELD IL 60015 0 1 0 0 SVP & GC, CAO & Secretary Common Stock, par value $3.125 2013-05-07 4 M 0 5000 45.4434 A 9488 D Common Stock, par value $3.125 2013-05-07 4 M 0 9639 61.7448 A 19127 D Common Stock, par value $3.125 2013-05-07 4 S 0 14639 66.8477 D 4488 D Stock Option (Right to Buy) 45.4434 2013-05-07 4 M 0 5000 0 D 2013-09-29 Common Stock 5000 0 D Stock Option (Right to Buy) 61.7448 2013-05-07 4 M 0 9639 0 D 2013-09-26 Common Stock 9639 16272 D Reflects the exercise of stock options issued under Beam's Long-Term Incentive Plan. Includes 202 shares acquired under the Beam Employee Stock Purchase Plan. The options vested in three equal annual installments beginning on September 29, 2004. The options vested in three equal annual installments beginning on September 26, 2007. Leslie W. Jensen, Attorney-in-Fact for Kenton R. Rose 2013-05-09