0001181431-13-019711.txt : 20130401 0001181431-13-019711.hdr.sgml : 20130401 20130401171626 ACCESSION NUMBER: 0001181431-13-019711 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130328 FILED AS OF DATE: 20130401 DATE AS OF CHANGE: 20130401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fink Nicholas I. CENTRAL INDEX KEY: 0001549543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 13732316 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEAM INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479488888 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE BRANDS INC DATE OF NAME CHANGE: 19970609 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd375608.xml EXERCISE AND SALE X0306 4 2013-03-28 0 0000789073 BEAM INC NYSE: BEAM 0001549543 Fink Nicholas I. BEAM INC. 510 LAKE COOK ROAD DEERFIELD IL 60015 0 1 0 0 SVP, Chief Strategy Officer Common Stock, par value $3.125 2013-03-28 4 M 0 2372 61.7448 A 2647 D Common Stock, par value $3.125 2013-03-28 4 M 0 408 35.6741 A 3055 D Common Stock, par value $3.125 2013-03-28 4 M 0 1605 36.2468 A 4660 D Common Stock, par value $3.125 2013-03-28 4 S 0 4385 63.5366 D 275 D Common Stock, par value $3.125 658 I Beam Retirement Savings Plan Stock Option (Right to Buy) 61.7448 2013-03-28 4 M 0 2372 0 D 2013-09-26 Common Stock 2372 0 D Stock Option (Right to Buy) 35.6741 2013-03-28 4 M 0 408 0 D 2012-09-30 2016-09-30 Common Stock 408 0 D Stock Option (Right to Buy) 36.2468 2013-03-28 4 M 0 1605 0 D 2013-02-22 2017-02-22 Common Stock 1605 3212 D Reflects the exercise of stock options issued under Beam's Long-Term Incentive Plans. Includes 275 shares acquired under the Employee Stock Purchase Plan. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.50 to $63.60, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote. The options vested in three equal annual installments beginning on September 26, 2007. Leslie W. Jensen, Attorney-in-Fact for Nicholas I. Fink 2013-04-01