0001181431-13-018023.txt : 20130320 0001181431-13-018023.hdr.sgml : 20130320 20130320155805 ACCESSION NUMBER: 0001181431-13-018023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130318 FILED AS OF DATE: 20130320 DATE AS OF CHANGE: 20130320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: George Kevin B CENTRAL INDEX KEY: 0001531369 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 13704921 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEAM INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479488888 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE BRANDS INC DATE OF NAME CHANGE: 19970609 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd374640.xml EXERCISE AND SALE X0306 4 2013-03-18 0 0000789073 BEAM INC NYSE: BEAM 0001531369 George Kevin B BEAM INC. 510 LAKE COOK ROAD DEERFIELD IL 60015 0 1 0 0 SVP & Chief Marketing Officer Common Stock, par value $3.125 2013-03-18 4 M 0 6056 51.0792 A 6056 D Common Stock, par value $3.125 2013-03-18 4 S 0 6056 63.0179 D 0 D Common Stock, par value $3.125 2013-03-19 4 M 0 1944 51.0792 A 1944 D Common Stock, par value $3.125 2013-03-19 4 M 0 12046 35.6741 A 13990 D Common Stock, par value $3.125 2013-03-19 4 S 0 13990 63.1454 D 0 D Stock Option (Right to Buy) 51.0792 2013-03-18 4 M 0 6056 0 D 2021-02-22 Common Stock 6056 18039 D Stock Option (Right to Buy) 51.0792 2013-03-19 4 M 0 1944 0 D 2021-02-22 Common Stock 1944 16095 D Stock Option (Right to Buy) 35.6741 2013-03-19 4 M 0 12046 0 D 2012-09-30 2016-09-30 Common Stock 12046 0 D Reflects the exercise of stock options issued under Beam's Long-Term Incentive Plans. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.17, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder full information regarding the number of shares and the prices at which the shares were sold. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.47, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder full information regarding the number of shares and the prices at which the shares were sold. The options vested as to 8,032 shares on each of February 22, 2012 and February 22, 2013 and will vest as to the remaining 8,031 shares on February 22, 2014. Leslie W. Jensen, Attorney-in-Fact for Kevin B. George 2013-03-20