0001181431-13-017821.txt : 20130319 0001181431-13-017821.hdr.sgml : 20130319 20130319161833 ACCESSION NUMBER: 0001181431-13-017821 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130319 DATE AS OF CHANGE: 20130319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rose Kenton R CENTRAL INDEX KEY: 0001531440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 13701821 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEAM INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479488888 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE BRANDS INC DATE OF NAME CHANGE: 19970609 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd374586.xml EXERCISE AND SALE X0306 4 2013-03-15 0 0000789073 BEAM INC NYSE: BEAM 0001531440 Rose Kenton R BEAM INC. 510 LAKE COOK ROAD DEERFIELD IL 60015 0 1 0 0 SVP & GC, CAO & Secretary Common Stock, par value $3.125 2013-03-15 4 M 0 17196 45.4434 A 21599 D Common Stock, par value $3.125 2013-03-15 4 S 0 17196 62.7775 D 4403 D Stock Option (Right to Buy) 45.4434 2013-03-15 4 M 0 17196 0 D 2013-09-29 Common Stock 17196 10000 D Reflects the exercise of stock options issued under Beam's Long-Term Incentive Plans. The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $62.68 to $62.96, inclusive. The Reporting Person undertakes to provide to the SEC, Beam and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote. Includes 117 shares acquired under the Beam Employee Stock Purchase Plan. The options vested in three equal annual installments beginning on September 29, 2004. Leslie W. Jensen, Attorney-in-Fact for Kenton R. Rose 2013-03-19