-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EbErYHl3xosv9XlNQLQUxRLwu9Z/IYtJmc9vUK1C9+m4O0xngJH6/o611mGb5BK/ VDG7+qOBKN1G4shLHvwQ0A== 0001181431-09-011390.txt : 20090225 0001181431-09-011390.hdr.sgml : 20090225 20090225171225 ACCESSION NUMBER: 0001181431-09-011390 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090223 FILED AS OF DATE: 20090225 DATE AS OF CHANGE: 20090225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORTUNE BRANDS INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8474844400 MAIL ADDRESS: STREET 1: 520 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN CHRISTOPHER J CENTRAL INDEX KEY: 0001257210 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 09634646 BUSINESS ADDRESS: STREET 1: C/O FORTUNE BRANDS STREET 2: 300 TOWER PARKWAY CITY: LINCOLNSHIRE STATE: IL ZIP: 60069 BUSINESS PHONE: 8474844550 MAIL ADDRESS: STREET 1: 385 DUNDEE RD CITY: GLENCOE STATE: IL ZIP: 60022 4 1 rrd234616.xml FEBRUARY 2009 RESTRICTED STOCK UNITS X0303 4 2009-02-23 0 0000789073 FORTUNE BRANDS INC FO 0001257210 KLEIN CHRISTOPHER J 520 LAKE COOK ROAD DEERFIELD IL 60015 0 1 0 0 Senior Vice President Common Stock, Par Value $3.125 17318 D Common Stock, Par Value $3.125 3215 I By Fortune Brands, Inc. Retirement Savings Plan Restricted Stock Units 2009-02-23 4 A 0 14700 0 A Common 14700 14700 D The number of shares reported as held by the Fortune Brands, Inc. Retirement Savings Plan Trust represents the undersigned's proportional beneficial interest in the common stock held in the Trust as of February 23, 2009. Reflects the grant of restricted stock unit awards payable in shares of the Company's common stock under the issuer's 2007 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. Full Payment of the award will be made in the form of shares in 2012 if Mr. Klein (a) remains employed with the Company through December 31, 2011 and certain performance goals are met (b)complies with a non-compete in the event of retirement, or (c) in the event death or disability. On February 23, 2009, Mr. Klein was granted an award of 14,700 restricted stock units under the issuer's 2007 Long-Term Incentive Plan. Each restricted stock unit represents the right to be paid one share of the issuer's common stock. Mr. Klein continues to directly own 17,318 shares of issuer's common stock. Mr. Klein also owns options to purchase 387,150 shares of issuer's common stock and 27,900 restricted stock units. In addition, he owns 3,215 shares of issuer's common stock through his participation in the Fortune Brands Retirement Savings Plan. Angela M. Pla, Attorney-in-Fact for Christopher J. Klein 2009-02-25 -----END PRIVACY-ENHANCED MESSAGE-----