-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gt+9mdPUkyqSBBCRcBFm8edzZumdJ1VSncHezZ4zUolfJBwJLZhE50itQ8ox/nbl AfC6mKvxX1MHrrgyNPaG5Q== 0001181431-06-012223.txt : 20060216 0001181431-06-012223.hdr.sgml : 20060216 20060216160856 ACCESSION NUMBER: 0001181431-06-012223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060213 FILED AS OF DATE: 20060216 DATE AS OF CHANGE: 20060216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORTUNE BRANDS INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8474844400 MAIL ADDRESS: STREET 1: 520 LAKE COOK ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESLEY NORMAN H CENTRAL INDEX KEY: 0001190600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 06625395 MAIL ADDRESS: STREET 1: 225 W WESTMINSTER CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 rrd108297.xml X0202 4 2006-02-13 0 0000789073 FORTUNE BRANDS INC FO 0001190600 WESLEY NORMAN H 520 LAKE COOK ROAD DEERFIELD IL 60015 1 1 0 0 Chairman of the Board and CEO Common Stock, Par Value $3.125 2006-02-13 4 A 0 63330 77.65 A 189583 D Common Stock, Par Value $3.125 2006-02-13 4 F 0 24984 77.65 D 164599 D Common Stock, Par Value $3.125 2006-02-13 4 D 0 38346 77.65 D 126253 D Reflects the grant of a performance award to the undersigned under the issuer's Long-Term Incentive Plans in a transaction exempt under Rule 16b-3(d). Reflects the withholding by the issuer of shares awarded to the undersigned having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested, such transaction being exempt under Rule 16b-3(e). Under the terms of the issuer's Long-Term Incentive Plans, the undersigned elected to recive his award in cash and for reporting purposes is deemed to have transferred back to the issuer shares of the issuer's common stock in a transaction exempt under Rule 16b-3(e). Mr. Wesley earned a performance award equivalent to 63,330 shares of the issuer's common stock for the performance period 2003-2006, pursuant to the isser's Long-Term Incentive Plans. Payment of the performance award was approved on February 13, 2006. The issuer withheld 24,984 of these shares in payment of withholding taxes due as a result of the award. Having significantly exceeded the Company's guidelines for executive stock ownership, Mr. Wesley elected to receive the remainder of the award (equivalent to the value of 38,346 shares) in cash. These transactions did not change Mr. Wesley's ownership of company stock. Mr. Wesley continues to directly own 126,253 shares of the issuer's common stock and options to purchase 1,169,370 shares of common stock. Mark A. Roche, Attorney-in-Fact for Norman H. Wesley 2006-02-16 -----END PRIVACY-ENHANCED MESSAGE-----