-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BtptehPClxvflkXq/7w9LCdrGUZOLV9IVkk71Y6cd3UcUkupBZQo2EkFH6VRod6c ySWqKZVMDMSXc8ZYDthRiQ== 0001181431-04-037194.txt : 20040728 0001181431-04-037194.hdr.sgml : 20040728 20040727130217 ACCESSION NUMBER: 0001181431-04-037194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040723 FILED AS OF DATE: 20040727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROCHE MARK A CENTRAL INDEX KEY: 0001190596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 04932905 MAIL ADDRESS: STREET 1: 730 N MAYFLOWER22 SOUTH WYNSTONE DRIVE CITY: NORTH BARRINGTON STATE: IL ZIP: 60010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORTUNE BRANDS INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 TOWER PARKWAY CITY: LINCOLNSHIRE STATE: IL ZIP: 60069 BUSINESS PHONE: 2036985000 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd48932.xml JULY EXERCISE X0202 4 2004-07-23 0 0000789073 FORTUNE BRANDS INC FO 0001190596 ROCHE MARK A 300 TOWER PARKWAY LINCOLNSHIRE IL 60069 0 1 0 0 Sr. VP, General Counsel, Secy. Common Stock, Par Value $3.125 2004-07-23 4 M 0 4344 21.83 A 43575 D Common Stock, Par Value $3.125 5462 I By Fortune Brands Retirement Savings Plan Trust Options (Right to Buy) 21.83 2004-07-23 4 M 0 4344 21.83 D 1995-09-26 2004-09-26 Common Stock 4344 0 D Attached to each share of common stock is one Preferred Share Purchase Right that is not presently transferable from the common stock. Reflects the exercise of options under the issuer's Long-Term Incentive Plans. The number of shares reported as held by the Fortune Brands, Inc. Retirement Savings Plan Trust represents the undersigned's proportional beneficial interest in the common stock held in the Trust as of July 26, 2004. On July 23, 2004, Mr. Roche paid $94,835.08 to exercise 4,344 options granted to him under the issuer's Long-Term Incentive Plans. As a result of this transaction, Mr. Roche increased his direct ownership of common stock to 43,575 shares. Mr. Roche also owns 5,422 shares indirectly through his participation in the Fortune Brands, Inc. Retirement Savings Plan, and holds options to purchase 264,600 shares of the issuer's common stock. Russell W. Hahn, Attorney-in-Fact for Mark A. Roche 2004-07-27 -----END PRIVACY-ENHANCED MESSAGE-----