-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lv14wOO3ArHy0CZDTRnRY88Wk1duqZGppvl4hfPHWXMHsb6Jk7coqnzEsU7I/O9R o2Ounmx//QZBTG1SGYPCXw== 0001181431-03-015093.txt : 20030723 0001181431-03-015093.hdr.sgml : 20030723 20030723153728 ACCESSION NUMBER: 0001181431-03-015093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030721 FILED AS OF DATE: 20030723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROCHE MARK A CENTRAL INDEX KEY: 0001190596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09076 FILM NUMBER: 03798302 MAIL ADDRESS: STREET 1: 730 N MAYFLOWER22 SOUTH WYNSTONE DRIVE CITY: NORTH BARRINGTON STATE: IL ZIP: 60010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORTUNE BRANDS INC CENTRAL INDEX KEY: 0000789073 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430] IRS NUMBER: 133295276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 TOWER PARKWAY CITY: LINCOLNSHIRE STATE: IL ZIP: 60069 BUSINESS PHONE: 2036985000 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BRANDS INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd13660.xml JULY EXERCISE X0101 4 2003-07-21 0 0000789073 FORTUNE BRANDS INC FO 0001190596 ROCHE MARK A 0 1 0 0 Sr. VP, General Counsel, Secy. Common Stock, Par Value $3.125 2003-07-21 4 M 0 20916 30.30 A 60147 D Common Stock, Par Value $3.125 2003-07-21 4 S 0 20916 55.30 D 39231 D Options (Right to Buy) 30.30 2003-07-21 4 M 0 20916 30.30 D 1997-11-18 2006-11-18 Common Stock 20916 0 D Attached to each share of Common Stock is one Preferred Share Purchase Right that is not presently transferable separately from the common stock. Reflects the exercise of an option under the issuer's Long Term Incentive Plans. Mr. Roche holds 5,403 shares of common stock in the Fortune Brands, Inc. Retirement Savings Plan Trust as of July 22, 2003. After these transactions, Mr. Roche directly owned additional options to purchase 182,776 shares of common stock. Russell W. Hahn, Attorney-in-Fact for Mark A. Roche 2003-07-23 -----END PRIVACY-ENHANCED MESSAGE-----