0001225208-16-040865.txt : 20161031 0001225208-16-040865.hdr.sgml : 20161031 20161031164038 ACCESSION NUMBER: 0001225208-16-040865 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161027 FILED AS OF DATE: 20161031 DATE AS OF CHANGE: 20161031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSOFT CORP CENTRAL INDEX KEY: 0000789019 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911144442 STATE OF INCORPORATION: WA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE MICROSOFT WAY CITY: REDMOND STATE: WA ZIP: 98052-6399 BUSINESS PHONE: 425-882-8080 MAIL ADDRESS: STREET 1: ONE MICROSOFT WAY CITY: REDMOND STATE: WA ZIP: 98052-6399 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GATES WILLIAM H III CENTRAL INDEX KEY: 0000902012 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37845 FILM NUMBER: 161962098 MAIL ADDRESS: STREET 1: ONE MICROSOFT WAY CITY: REDMOND STATE: WA ZIP: 98052 4 1 doc4.xml X0306 4 2016-10-27 0000789019 MICROSOFT CORP MSFT 0000902012 GATES WILLIAM H III ONE MICROSOFT WAY REDMOND WA 98052 1 Common Stock 2016-10-27 4 S 0 1700000.0000 60.4876 D 184592934.0000 D Common Stock 2016-10-28 4 S 0 1600000.0000 60.1038 D 182992934.0000 D The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. This transaction was executed in multiple trades at prices ranging from $60.0950 to $60.8300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. This transaction was executed in multiple trades at prices ranging from $59.5800 to $60.5150. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. /s/ Alan Heuberger, Attorney-in-fact for William H. Gates III 2016-10-31