0001437749-22-019868.txt : 20220810 0001437749-22-019868.hdr.sgml : 20220810 20220810182801 ACCESSION NUMBER: 0001437749-22-019868 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220808 FILED AS OF DATE: 20220810 DATE AS OF CHANGE: 20220810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARDIE DAVID C CENTRAL INDEX KEY: 0001166809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34743 FILM NUMBER: 221153095 MAIL ADDRESS: STREET 1: 555 DALE DRIVE CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALLADOR ENERGY CO CENTRAL INDEX KEY: 0000788965 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 841014610 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1183 EAST CANVASBACK DRIVE CITY: TERRE HAUTE STATE: IN ZIP: 47802 BUSINESS PHONE: 303-839-5504 MAIL ADDRESS: STREET 1: 1183 EAST CANVASBACK DRIVE CITY: TERRE HAUTE STATE: IN ZIP: 47802 FORMER COMPANY: FORMER CONFORMED NAME: HALLADOR PETROLEUM CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/ DATE OF NAME CHANGE: 19900102 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK INC DATE OF NAME CHANGE: 19860624 4 1 rdgdoc.xml FORM4-DHARDIE-882022 X0306 4 2022-08-08 0000788965 HALLADOR ENERGY CO HNRG 0001166809 HARDIE DAVID C 555 DALE DRIVE INCLINE VILLAGE NV 89451 1 Convertible Note-common stock 6.254 2022-08-08 4 A 0 159898 6.254 A 2022-08-18 2024-08-17 Common Stock 159898 159898 I By Hallador Alternative Assets Fund LLC Hallador Alternative Assets Fund LLC, a limited liability company organized under the laws of the State of Delaware ("HAAF"). HAAF is a private equity investment fund directed or controlled by its managing members, of which is David C. Hardie. /s/ David C. Hardie 2022-08-10