0001140361-17-026833.txt : 20170630
0001140361-17-026833.hdr.sgml : 20170630
20170630145812
ACCESSION NUMBER: 0001140361-17-026833
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151125
FILED AS OF DATE: 20170630
DATE AS OF CHANGE: 20170630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HALLADOR ENERGY CO
CENTRAL INDEX KEY: 0000788965
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220]
IRS NUMBER: 841014610
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1660 LINCOLN ST STE 2700
CITY: DENVER
STATE: CO
ZIP: 80264
BUSINESS PHONE: 3038395505
MAIL ADDRESS:
STREET 1: 1660 LINCOLN STREET
STREET 2: SUITE 2700
CITY: DENVER
STATE: CO
ZIP: 80264
FORMER COMPANY:
FORMER CONFORMED NAME: HALLADOR PETROLEUM CO
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/
DATE OF NAME CHANGE: 19900102
FORMER COMPANY:
FORMER CONFORMED NAME: KIMBARK INC
DATE OF NAME CHANGE: 19860624
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARDIE STEVEN
CENTRAL INDEX KEY: 0001167757
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34743
FILM NUMBER: 17941728
4
1
doc1.xml
FORM 4
X0306
4
2015-11-25
0
0000788965
HALLADOR ENERGY CO
HNRG
0001167757
HARDIE STEVEN
940 SOUTHWOOD BLVD., SUITE 201
INCLINE VILLAGE
NV
89451
1
0
1
0
Common Stock
2015-11-25
4
S
0
86755
6.74
D
0
I
By Hallador Special Holdings, LLC
Common Stock
2016-03-28
4
W
0
139089
0.00
A
138339
D
Common Stock
2016-04-29
4
J
0
1422101
4.67
D
0
I
By Hallador Alternative Assets Fund, LLC
Common Stock
2016-04-29
4
J
0
1422101
4.67
A
1422101
I
By NextG Partners, LLC
NextG Partners, LLC, ("NextG") an entity of which the reporting person owns 38% of the membership interests, sold its membership interests in Hallador Special Holdings, LLC back to Hallador Special Holdings, LLC on November 25, 2015; therefore, the reporting person no longer indirectly beneficially owned HNRG shares held by Hallador Special Holdings effective November 25, 2015.
Since the reporting person's last Form 4 filing on April 4, 2014, 138,339 shares of HNRG's stock were distributed to the reporting person from the Robert Hardie QTIP Trust on March 28, 2016, prior to the dissolution of that Trust on March 31, 2016. The reporting person had been a 25% beneficiary of that Trust, and had claimed indirect beneficial ownership of the HNRG shares held by that Trust.
he reporting person was a manager of Hallador Management, LLC, the manager of Hallador Alternative Assets Fund, LLC ("HAAF"). The reporting person was also a member of HAAF. The reporting person previously reported beneficial ownership of all shares held by HAAF. The shares indicated in this transaction represent the reporting person's pro-rata interest in HAAF. On April 29, 2016, HAAF transferred these shares to NextG. Following this transaction, the reporting person no longer indirectly beneficially owned these shares through HAAF, and instead indirectly beneficially owned these shares through NextG.
/s/ Steven Hardie
2017-06-30