0001140361-17-026833.txt : 20170630 0001140361-17-026833.hdr.sgml : 20170630 20170630145812 ACCESSION NUMBER: 0001140361-17-026833 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151125 FILED AS OF DATE: 20170630 DATE AS OF CHANGE: 20170630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALLADOR ENERGY CO CENTRAL INDEX KEY: 0000788965 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 841014610 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1660 LINCOLN ST STE 2700 CITY: DENVER STATE: CO ZIP: 80264 BUSINESS PHONE: 3038395505 MAIL ADDRESS: STREET 1: 1660 LINCOLN STREET STREET 2: SUITE 2700 CITY: DENVER STATE: CO ZIP: 80264 FORMER COMPANY: FORMER CONFORMED NAME: HALLADOR PETROLEUM CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/ DATE OF NAME CHANGE: 19900102 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK INC DATE OF NAME CHANGE: 19860624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARDIE STEVEN CENTRAL INDEX KEY: 0001167757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34743 FILM NUMBER: 17941728 4 1 doc1.xml FORM 4 X0306 4 2015-11-25 0 0000788965 HALLADOR ENERGY CO HNRG 0001167757 HARDIE STEVEN 940 SOUTHWOOD BLVD., SUITE 201 INCLINE VILLAGE NV 89451 1 0 1 0 Common Stock 2015-11-25 4 S 0 86755 6.74 D 0 I By Hallador Special Holdings, LLC Common Stock 2016-03-28 4 W 0 139089 0.00 A 138339 D Common Stock 2016-04-29 4 J 0 1422101 4.67 D 0 I By Hallador Alternative Assets Fund, LLC Common Stock 2016-04-29 4 J 0 1422101 4.67 A 1422101 I By NextG Partners, LLC NextG Partners, LLC, ("NextG") an entity of which the reporting person owns 38% of the membership interests, sold its membership interests in Hallador Special Holdings, LLC back to Hallador Special Holdings, LLC on November 25, 2015; therefore, the reporting person no longer indirectly beneficially owned HNRG shares held by Hallador Special Holdings effective November 25, 2015. Since the reporting person's last Form 4 filing on April 4, 2014, 138,339 shares of HNRG's stock were distributed to the reporting person from the Robert Hardie QTIP Trust on March 28, 2016, prior to the dissolution of that Trust on March 31, 2016. The reporting person had been a 25% beneficiary of that Trust, and had claimed indirect beneficial ownership of the HNRG shares held by that Trust. he reporting person was a manager of Hallador Management, LLC, the manager of Hallador Alternative Assets Fund, LLC ("HAAF"). The reporting person was also a member of HAAF. The reporting person previously reported beneficial ownership of all shares held by HAAF. The shares indicated in this transaction represent the reporting person's pro-rata interest in HAAF. On April 29, 2016, HAAF transferred these shares to NextG. Following this transaction, the reporting person no longer indirectly beneficially owned these shares through HAAF, and instead indirectly beneficially owned these shares through NextG. /s/ Steven Hardie 2017-06-30