-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V/6zVuv6XaurivF6XufSasc1rCQS5rsOrGBCp8GUGzjkq+nxF9/h4sMR8W9MStDE mDZLTHsYoI2fZNpqwHgWwQ== 0000950134-08-000352.txt : 20080109 0000950134-08-000352.hdr.sgml : 20080109 20080109165447 ACCESSION NUMBER: 0000950134-08-000352 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080109 DATE AS OF CHANGE: 20080109 GROUP MEMBERS: YORKTOWN VII ASSOCIATES LLC GROUP MEMBERS: YORKTOWN VII COMPANY LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HALLADOR PETROLEUM CO CENTRAL INDEX KEY: 0000788965 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 841014610 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-37955 FILM NUMBER: 08521014 BUSINESS ADDRESS: STREET 1: 1660 LINCOLN ST STE 2700 CITY: DENVER STATE: CO ZIP: 80264 BUSINESS PHONE: 3038395505 MAIL ADDRESS: STREET 1: 1660 LINCOLN STREET STREET 2: SUITE 2700 CITY: DENVER STATE: CO ZIP: 80264 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK OIL & GAS CO /CO/ DATE OF NAME CHANGE: 19900102 FORMER COMPANY: FORMER CONFORMED NAME: KIMBARK INC DATE OF NAME CHANGE: 19860624 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Yorktown Energy Partners VII, L.P. CENTRAL INDEX KEY: 0001423080 IRS NUMBER: 205451317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-515-2112 MAIL ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 d52782sc13g.htm SCHEDULE 13G sc13g
 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO 240.13D-1(B), (C) and (D) and AMENDMENTS THERETO FILED
PURSUANT TO 240.13D-2
(Amendment No. )*
HALLADOR PETROLEUM COMPANY
(Name of Issuer)
Common Stock, par value $.01
(Title of Class of Securities)
406092205
(CUSIP Number)
October 5, 2007
(Date of Event Which
Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed.
o Rule 13d-1(b)
x Rule 13d-1 (c)
o Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

1


 

                     
CUSIP No.
 
406092205 
 

 

           
1   NAMES OF REPORTING PERSONS
YORKTOWN ENERGY PARTNERS VII, L.P.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,419,355
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,419,355
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,419,355(1)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  14.79%(2)
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN
(1) Yorktown VII Company LP is the sole general partner of Yorktown Energy Partners VII, L.P. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP. As a result, Yorktown VII Associates LLC may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the shares owned by Yorktown Energy Partners VII, L.P. Yorktown VII Company LP and Yorktown VII Associates LLC disclaim beneficial ownership of the securities owned by Yorktown Energy Partners VII, L.P. in excess of their pecuniary interests therein.
(2) Based on 16,362,528 shares of common stock issued and outstanding as of November 14, 2007 as disclosed by Hallador Petroleum Company in its Form 10-QSB filed with the Securities and Exchange Commission on November 14, 2007 and 2,419,355 shares of common stock issued to Yorktown on October 5, 2007.

2


 

                     
CUSIP No.
 
406092205 
 

 

           
1   NAMES OF REPORTING PERSONS
YORKTOWN VII COMPANY LP
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,419,355
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,419,355
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,419,355(1)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  14.79%(2)
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN
(1) Yorktown VII Company LP is the sole general partner of Yorktown Energy Partners VII, L.P. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP. As a result, Yorktown VII Associates LLC may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the shares owned by Yorktown Energy Partners VII, L.P. Yorktown VII Company LP and Yorktown VII Associates LLC disclaim beneficial ownership of the securities owned by Yorktown Energy Partners VII, L.P. in excess of their pecuniary interests therein.
(2) Based on 16,362,528 shares of common stock issued and outstanding as of November 14, 2007 as disclosed by Hallador Petroleum Company in its Form 10-QSB filed with the Securities and Exchange Commission on November 14, 2007 and 2,419,355 shares of common stock issued to Yorktown on October 5, 2007.

3


 

                     
CUSIP No.
 
406092205 
 

 

           
1   NAMES OF REPORTING PERSONS
YORKTOWN VII ASSOCIATES LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,419,355
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,419,355
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,419,355(1)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  14.79%(2)
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO
(1) Yorktown VII Company LP is the sole general partner of Yorktown Energy Partners VII, L.P. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP. As a result, Yorktown VII Associates LLC may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the shares owned by Yorktown Energy Partners VII, L.P. Yorktown VII Company LP and Yorktown VII Associates LLC disclaim beneficial ownership of the securities owned by Yorktown Energy Partners VII, L.P. in excess of their pecuniary interests therein.
(2) Based on 16,362,528 shares of common stock issued and outstanding as of November 14, 2007 as disclosed by Hallador Petroleum Company in its Form 10-QSB filed with the Securities and Exchange Commission on November 14, 2007 and 2,419,355 shares of common stock issued to Yorktown on October 5, 2007.

4


 

Item 1.
  (a)   Name of issuer: Hallador Petroleum Company
 
  (b)   Address of issuer’s principal executive offices: 1660 Lincoln Street, Suite 2700, Denver, Colorado 80264
Item 2.
(a)   Name of person(s) filing:
     Yorktown Energy Partners VII, L.P., a Delaware limited partnership (“Yorktown”), Yorktown VII Company LP, a Delaware limited partnership (the “General Partner”) and Yorktown VII Associates LLC, a Delaware limited liability company (the “LLC”).
(b)   Address of principal office: 410 Park Avenue, 19th Floor, New York, NY 10022
 
(c)   Citizenship: USA
 
(d)   Title of class of Securities: Common Stock, $0.01 Par Value
 
(e)   CUSIP Number: 406092205
Item 3. If this statement is filed pursuant to 240.13d(b) or 240.13d-2(b) or (c), check whether the person filing is a:
         
 
  (a) [ ]   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
       
 
  (b) [ ]   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
       
 
  (c) [ ]   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
       
 
  (d) [ ]   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
       
 
  (e) [ ]   An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);
 
       
 
  (f) [ ]   An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F);
 
       
 
  (g) [ ]   A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G);
 
       
 
  (h) [ ]   A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
       
 
  (i) [ ]   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
       
 
  (j) [ ]   Group, in accordance with 240.13d-1(b)(1)(ii)(J).
If this statement is filed pursuant to 240.13d-1(c), check this box. X

5


 

Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
  (a)   Amount beneficially owned: 2,419,355
 
  (b)   Percent of class: 14.79%
 
  (c)   Number of shares as to which each person has:
     As of October 5, 2007, Yorktown owned 2,419,355 shares of common stock, representing 14.79% of Hallador Petroleum Company’s (“Hallador”) outstanding shares of common stock (based on 16,362,528 shares of common stock issued and outstanding as of November 14, 2007 as disclosed by Hallador in its Form 10-QSB filed with the Securities and Exchange Commission on November 14, 2007 and 2,419,355 shares of common stock issued to Yorktown on October 5, 2007). Yorktown’s ultimate general partner, the LLC, has the sole voting power and sole disposition power with respect to the shares of common stock owned by Yorktown.
Item 5. Ownership of Five Percent or Less of a Class
     Not applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person
     Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security
Being Reported on by the Parent Holding Company
     Not applicable
Item 8. Identification and Classification of Members of the Group
     Not applicable
Item 9. Notice of Dissolution of Group
     Not applicable
     Item 10. Certification
     By signing below the undersigned certify that, to the best of the knowledge and belief of the undersigned, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

6


 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: December 20, 2007
         
YORKTOWN ENERGY PARTNERS VII, L.P.    
 
       
By:
  Yorktown VII Company LP,
Its General Partner
   
 
       
By:
  Yorktown VII Associates LLC,
Its General Partner
   
             
By:   /s/ W. Howard Keenan, Jr.
   
         
 
  Name:   W. Howard Keenan, Jr.    
 
           
 
  Title:   Managing Member    
 
           
         
YORKTOWN VII COMPANY LP    
 
       
By:
  Yorktown VII Associates LLC,
Its General Partner
   
             
By:   /s/ W. Howard Keenan, Jr.
   
         
 
  Name:   W. Howard Keenan, Jr.    
 
           
 
  Title:   Managing Member    
 
           
             
YORKTOWN VII ASSOCIATES LLC    
 
           
By:   /s/ W. Howard Keenan, Jr.
   
         
 
  Name:   W. Howard Keenan, Jr.    
 
           
 
  Title:   Managing Member    
 
           

7


 

INDEX TO EXHIBITS
Exhibit
1.   Joint Filing Agreement dated December 20, 2007

 

EX-99.1 2 d52782exv99w1.htm JOINT FILING AGREEMENT exv99w1
 

JOINT FILING AGREEMENT
     In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including amendments thereto) with respect to the common stock of HALLADOR PETROLEUM COMPANY and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof each of the undersigned, being duly authorized, hereby execute this Agreement on the date set forth below.
Date: December 20, 2007
     YORKTOWN ENERGY PARTNERS VII, L.P.
Dated: December 20, 2007
         
YORKTOWN ENERGY PARTNERS VII, L.P.    
 
       
By:
  Yorktown VII Company LP,
Its General Partner
   
 
       
By:
  Yorktown VII Associates LLC,
Its General Partner
   
             
By:   /s/ Bryan H. Lawrence
   
         
 
  Name:   Bryan H. Lawrence    
 
           
 
  Title:   Managing Member    
 
           
         
YORKTOWN VII COMPANY LP    
 
       
By:
  Yorktown VII Associates LLC,
Its General Partner
   
             
By:   /s/ Bryan H. Lawrence
   
         
 
  Name:   Bryan H. Lawrence    
 
           
 
  Title:   Managing Member    
 
           
             
YORKTOWN VII ASSOCIATES LLC    
 
           
By:   /s/ Bryan H. Lawrence
   
         
 
  Name:   Bryan H. Lawrence    
 
           
 
  Title:   Managing Member    
 
           

 

-----END PRIVACY-ENHANCED MESSAGE-----