0001553350-22-000209.txt : 20220309 0001553350-22-000209.hdr.sgml : 20220309 20220309160014 ACCESSION NUMBER: 0001553350-22-000209 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210913 FILED AS OF DATE: 20220309 DATE AS OF CHANGE: 20220309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Philp Katrina Marie Kramer CENTRAL INDEX KEY: 0001797788 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 22725337 MAIL ADDRESS: STREET 1: 5501 NANTUCKET PL CITY: MINNETONKA STATE: MN ZIP: 55345 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRO DEX INC CENTRAL INDEX KEY: 0000788920 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 841261240 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-769-3231 MAIL ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: PRO-DEX, INC. DATE OF NAME CHANGE: 20151110 FORMER COMPANY: FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS DATE OF NAME CHANGE: 20151104 FORMER COMPANY: FORMER CONFORMED NAME: PRO DEX INC DATE OF NAME CHANGE: 19920703 4/A 1 ownership.xml X0306 4/A 2021-09-13 2021-09-14 0 0000788920 PRO DEX INC PDEX 0001797788 Philp Katrina Marie Kramer 2361 MCGAW AVENUE IRVINE CA 92614 1 0 0 0 Common Stock 2021-09-13 4 P 0 4000 24.41 A 10796 I By Spouse On September 14, 2021, the reporting person filed a Form 4 that inadvertently reported that her spouse acquired 3,468 shares of the issuer's common stock on September 13, 2021 at a weighted average exercise price of $24.41 per share and that, following that acquisition, she beneficially owned 10,264 shares of the issuer's common stock. In fact, as reported in this amendment, the reporting person's spouse acquired 4,000 shares of the issuer's common stock on that same date and at that same weighted average exercise price, resulting in the reporting person beneficially owning 10,796 shares of the issuer's common stock. The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $24.04 to $25.00, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form. /s/ Alisha Charlton as attorney-in-fact for Katrina Marie Kramer Philp 2022-03-09