0001553350-22-000209.txt : 20220309
0001553350-22-000209.hdr.sgml : 20220309
20220309160014
ACCESSION NUMBER: 0001553350-22-000209
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210913
FILED AS OF DATE: 20220309
DATE AS OF CHANGE: 20220309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Philp Katrina Marie Kramer
CENTRAL INDEX KEY: 0001797788
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14942
FILM NUMBER: 22725337
MAIL ADDRESS:
STREET 1: 5501 NANTUCKET PL
CITY: MINNETONKA
STATE: MN
ZIP: 55345
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRO DEX INC
CENTRAL INDEX KEY: 0000788920
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 841261240
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2361 MCGAW AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92614
BUSINESS PHONE: 949-769-3231
MAIL ADDRESS:
STREET 1: 2361 MCGAW AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92614
FORMER COMPANY:
FORMER CONFORMED NAME: PRO-DEX, INC.
DATE OF NAME CHANGE: 20151110
FORMER COMPANY:
FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS
DATE OF NAME CHANGE: 20151104
FORMER COMPANY:
FORMER CONFORMED NAME: PRO DEX INC
DATE OF NAME CHANGE: 19920703
4/A
1
ownership.xml
X0306
4/A
2021-09-13
2021-09-14
0
0000788920
PRO DEX INC
PDEX
0001797788
Philp Katrina Marie Kramer
2361 MCGAW AVENUE
IRVINE
CA
92614
1
0
0
0
Common Stock
2021-09-13
4
P
0
4000
24.41
A
10796
I
By Spouse
On September 14, 2021, the reporting person filed a Form 4 that inadvertently reported that her spouse acquired 3,468 shares of the issuer's common stock on September 13, 2021 at a weighted average exercise price of $24.41 per share and that, following that acquisition, she beneficially owned 10,264 shares of the issuer's common stock. In fact, as reported in this amendment, the reporting person's spouse acquired 4,000 shares of the issuer's common stock on that same date and at that same weighted average exercise price, resulting in the reporting person beneficially owning 10,796 shares of the issuer's common stock.
The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $24.04 to $25.00, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form.
/s/ Alisha Charlton as attorney-in-fact for Katrina Marie Kramer Philp
2022-03-09