0001553350-21-000803.txt : 20210913 0001553350-21-000803.hdr.sgml : 20210913 20210913213025 ACCESSION NUMBER: 0001553350-21-000803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210910 FILED AS OF DATE: 20210913 DATE AS OF CHANGE: 20210913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Kirk Richard Lee Jr CENTRAL INDEX KEY: 0001575056 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 211251068 MAIL ADDRESS: STREET 1: 34 DEER CREEK CITY: IRVINE STATE: CA ZIP: 92604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRO DEX INC CENTRAL INDEX KEY: 0000788920 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 841261240 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-769-3231 MAIL ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: PRO-DEX, INC. DATE OF NAME CHANGE: 20151110 FORMER COMPANY: FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS DATE OF NAME CHANGE: 20151104 FORMER COMPANY: FORMER CONFORMED NAME: PRO DEX INC DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2021-09-10 0 0000788920 PRO DEX INC PDEX 0001575056 Van Kirk Richard Lee Jr 2361 MCGAW AVENUE IRVINE CA 92614 1 1 0 0 Chief Executive Officer Common Stock 2021-09-10 4 M 0 25000 1.80 A 74399 D Common Stock 2021-09-10 4 F 0 1855 24.26 D 72544 D Employee Stock Option (Right to Buy) 1.80 2021-09-10 4 M 0 25000 0 D 2014-09-12 2021-09-12 Common Stock 25000 0 D /s/ Alisha Charlton as attorney-in-fact for Richard Van Kirk 2021-09-13