0001553350-21-000154.txt : 20210225
0001553350-21-000154.hdr.sgml : 20210225
20210225160526
ACCESSION NUMBER: 0001553350-21-000154
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210223
FILED AS OF DATE: 20210225
DATE AS OF CHANGE: 20210225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Philp Katrina Marie Kramer
CENTRAL INDEX KEY: 0001797788
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14942
FILM NUMBER: 21680220
MAIL ADDRESS:
STREET 1: 5501 NANTUCKET PL
CITY: MINNETONKA
STATE: MN
ZIP: 55345
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRO DEX INC
CENTRAL INDEX KEY: 0000788920
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 841261240
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2361 MCGAW AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92614
BUSINESS PHONE: 949-769-3231
MAIL ADDRESS:
STREET 1: 2361 MCGAW AVENUE
CITY: IRVINE
STATE: CA
ZIP: 92614
FORMER COMPANY:
FORMER CONFORMED NAME: PRO-DEX, INC.
DATE OF NAME CHANGE: 20151110
FORMER COMPANY:
FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS
DATE OF NAME CHANGE: 20151104
FORMER COMPANY:
FORMER CONFORMED NAME: PRO DEX INC
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0306
4
2021-02-23
0
0000788920
PRO DEX INC
PDEX
0001797788
Philp Katrina Marie Kramer
2361 MCGAW AVENUE
IRVINE
CA
92614
1
0
0
0
Stock Option (Right-to-buy)
27.50
2021-02-23
4
A
0
4000
0
A
2021-07-01
2031-07-01
Common Stock
4000
24000
D
These options were awarded under Pro-Dex's 2016 Equity Incentive Plan. The percentage of options that may vest and become exercisable, if any, are 100%, 50%, and 25%, respectively, based upon the volume-weighted average price of Pro-Dex's common stock equaling or exceeding the applicable exercise price for the 60 trading days immediately preceding the date the option becomes exercisable, six months from the date the option becomes exercisable, or twelve months from the date the option becomes exercisable, respectively.
/s/ Alisha Charlton as attorney-in-fact for Katrina Marie Kramer Philp
2021-02-25