0001553350-20-001104.txt : 20201216 0001553350-20-001104.hdr.sgml : 20201216 20201216214616 ACCESSION NUMBER: 0001553350-20-001104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201215 FILED AS OF DATE: 20201216 DATE AS OF CHANGE: 20201216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swenson Nicholas John CENTRAL INDEX KEY: 0001478067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 201394092 MAIL ADDRESS: STREET 1: 5000 WEST 36TH STREET STREET 2: SUITE 130 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AO Partners I, LP CENTRAL INDEX KEY: 0001542769 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 201394093 BUSINESS ADDRESS: STREET 1: 5000 WEST 36TH STREET STREET 2: SUITE 130 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-843-4301 MAIL ADDRESS: STREET 1: 5000 WEST 36TH STREET STREET 2: SUITE 130 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRO DEX INC CENTRAL INDEX KEY: 0000788920 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 841261240 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-769-3231 MAIL ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: PRO-DEX, INC. DATE OF NAME CHANGE: 20151110 FORMER COMPANY: FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS DATE OF NAME CHANGE: 20151104 FORMER COMPANY: FORMER CONFORMED NAME: PRO DEX INC DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2020-12-15 0 0000788920 PRO DEX INC PDEX 0001478067 Swenson Nicholas John 5000 W. 36TH STREET UNIT 130 MINNEAPOLIS MN 55416 1 0 1 0 0001542769 AO Partners I, LP 5000 W. 36TH STREET SUITE 130 MINNEAPOLIS MN 55416 0 0 1 0 Common Stock 2020-12-15 4 S 0 20000 39.6039 D 927177 I By AO Partners I, LP Common Stock 95613 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.495 to $39.67, inclusive. The reporting person undertakes to provide Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form. /s/ Alisha Charlton as attorney-in-fact for Nicholas John Swenson 2020-12-16 /s/ Alisha Charlton as attorney-in-fact for AO Partners I, LP 2020-12-16