0001534424-16-000592.txt : 20160302 0001534424-16-000592.hdr.sgml : 20160302 20160302204937 ACCESSION NUMBER: 0001534424-16-000592 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160119 FILED AS OF DATE: 20160302 DATE AS OF CHANGE: 20160302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRO DEX INC CENTRAL INDEX KEY: 0000788920 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-769-3231 MAIL ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: PRO-DEX, INC. DATE OF NAME CHANGE: 20151110 FORMER COMPANY: FORMER CONFORMED NAME: CONTEXT CAPITAL FUNDS DATE OF NAME CHANGE: 20151104 FORMER COMPANY: FORMER CONFORMED NAME: PRO DEX INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AO Partners I, LP CENTRAL INDEX KEY: 0001542769 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 161479287 BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD STREET 2: SUITE 560 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-843-4301 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD STREET 2: SUITE 560 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swenson Nicholas John CENTRAL INDEX KEY: 0001478067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 161479288 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 560 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 4 1 swenson.xml OWNERSHIP DOCUMENT X0306 4 2016-01-19 0 0000788920 PRO DEX INC PDEX 0001478067 Swenson Nicholas John 3033 EXCELSIOR BOULEVARD SUITE 560 MINNEAPOLIS MN 55416 1 0 0 0 0001542769 AO Partners I, LP 3033 EXCELSIOR BLVD SUITE 560 MINNEAPOLIS MN 55416 0 0 1 0 Common Stock 1037984 I By AO Partners, LP Common Stock 2016-01-19 4 L 0 100 2.25 A 75388 D Common Stock 2016-01-21 4 L 0 100 2.25 A 75488 D Common Stock 2016-03-01 4 P 0 17821 3.15 A 93309 D Common Stock 2016-03-02 4 P 0 1281 3.15 A 94590 D These purchases were made pursuant to a 10b5-1 stock purchase plan. /s/ Alisha Charlton as attorney-in-fact for Nicholas John Swenson 2016-03-02 /s/ Alisha Charlton as attorney-in-fact for AO Partners, LP 2016-03-02