0001140361-13-016722.txt : 20130417 0001140361-13-016722.hdr.sgml : 20130417 20130417174527 ACCESSION NUMBER: 0001140361-13-016722 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130415 FILED AS OF DATE: 20130417 DATE AS OF CHANGE: 20130417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swenson Nicholas John CENTRAL INDEX KEY: 0001478067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14942 FILM NUMBER: 13767766 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BOULEVARD STREET 2: SUITE 560 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRO DEX INC CENTRAL INDEX KEY: 0000788920 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 841261240 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-769-3200 MAIL ADDRESS: STREET 1: 2361 MCGAW AVENUE CITY: IRVINE STATE: CA ZIP: 92614 4 1 doc1.xml FORM 4 X0306 4 2013-04-15 0 0000788920 PRO DEX INC PDEX 0001478067 Swenson Nicholas John 3033 EXCELSIOR BOULEVARD, SUITE 560 MINNEAPOLIS MN 55416 0 0 1 0 Common Stock 2013-04-15 4 P 0 12653 2 A 578937 I By AO Partners I, LP Common Stock 2013-04-16 4 P 0 106 2 A 579043 I By AO Partners I, LP Common Stock 2013-04-17 4 P 0 100 2 A 579143 I By AO Partners I, LP The reported transaction was effected pursuant to a Rule 10b5-1 trading plan. /s/ Nicholas J. Swenson 2013-04-17