0001250853-18-000064.txt : 20180423 0001250853-18-000064.hdr.sgml : 20180423 20180423212930 ACCESSION NUMBER: 0001250853-18-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180419 FILED AS OF DATE: 20180423 DATE AS OF CHANGE: 20180423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher Ronald Kenneth Jr CENTRAL INDEX KEY: 0001698203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38015 FILM NUMBER: 18769948 MAIL ADDRESS: STREET 1: 3900 PASEO DEL SOL CITY: SANTA FE STATE: NM ZIP: 87507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA LABS, INC. CENTRAL INDEX KEY: 0000788611 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 820404220 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3900 PASEO DEL SOL CITY: SANTE FE STATE: NM ZIP: 87507 BUSINESS PHONE: (505) 438-2576 MAIL ADDRESS: STREET 1: 3900 PASEO DEL SOL CITY: SANTE FE STATE: NM ZIP: 87507 FORMER COMPANY: FORMER CONFORMED NAME: FRAMEWAVES INC DATE OF NAME CHANGE: 20010130 FORMER COMPANY: FORMER CONFORMED NAME: MESSIDOR LTD DATE OF NAME CHANGE: 20010122 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-04-19 0 0000788611 SIGMA LABS, INC. SGLB 0001698203 Fisher Ronald Kenneth Jr 3900 PASEO DEL SOL SANTA FE NM 87507 0 1 0 0 VP - Business Development Stock Option (right to buy) 1.22 2018-04-19 4 A 0 28750 0 A 2023-04-18 Common Stock 28750 28750 D The stock option is vested as to 1,438 shares, and the balance of the shares under the stock option will vest in four annual installments over four years from the date of grant (the Grant Date), as follows: 1,366 shares will vest and become exercisable on the one-year anniversary of the Grant Date; 4,097 shares will vest and become exercisable on the second-year anniversary of the Grant Date; 6,828 shares will vest and become exercisable on the third-year anniversary of the Grant Date; and 15,021 shares will vest and become exercisable on the four-year anniversary of the Grant Date. /s/ Ronald Fisher 2018-04-23