0001179110-19-006589.txt : 20190523 0001179110-19-006589.hdr.sgml : 20190523 20190523172552 ACCESSION NUMBER: 0001179110-19-006589 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190507 FILED AS OF DATE: 20190523 DATE AS OF CHANGE: 20190523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartz Carl I. CENTRAL INDEX KEY: 0001573354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38015 FILM NUMBER: 19851202 MAIL ADDRESS: STREET 1: 20155 N.E. 38TH COURT, UNIT 3104 CITY: AVENTURA STATE: FL ZIP: 33180 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA LABS, INC. CENTRAL INDEX KEY: 0000788611 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 820404220 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3900 PASEO DEL SOL CITY: SANTE FE STATE: NM ZIP: 87507 BUSINESS PHONE: (505) 438-2576 MAIL ADDRESS: STREET 1: 3900 PASEO DEL SOL CITY: SANTE FE STATE: NM ZIP: 87507 FORMER COMPANY: FORMER CONFORMED NAME: FRAMEWAVES INC DATE OF NAME CHANGE: 20010130 FORMER COMPANY: FORMER CONFORMED NAME: MESSIDOR LTD DATE OF NAME CHANGE: 20010122 4 1 edgar.xml FORM 4 - X0306 4 2019-05-07 0 0000788611 SIGMA LABS, INC. SGLB 0001573354 Schwartz Carl I. 3750 LAS VEGAS BLVD. SOUTH APT. 4303 LAS VEGAS NV 89158 0 0 1 0 Common Stock 1500000 D Common Stock 2019-05-07 4 P 0 400000 1.40 A 400000 I By the Carl I. Schwartz Revocable Family Trust dtd 3/14/19 Warrants to purchase Common Stock 1.56 2019-05-07 4 P 0 200000 A 2019-11-08 2024-11-08 Common Stock 200000 200000 I By Carl I. Schwartz Revocable Family Trust dtd 03/14/19 Purchase price included 200,000 Warrants reported on table II. Warrant contains a Beneficial Ownership Limitation provision that does not permit an exercise if it would result in the holder owning more than 4.99% of the outstanding shares of the Issuer. These limits may be increased up to 9.99% upon notice to the Issuer. /s/ Carl I. Schwartz, DDS 2019-05-23