0001179110-19-006589.txt : 20190523
0001179110-19-006589.hdr.sgml : 20190523
20190523172552
ACCESSION NUMBER: 0001179110-19-006589
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190507
FILED AS OF DATE: 20190523
DATE AS OF CHANGE: 20190523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schwartz Carl I.
CENTRAL INDEX KEY: 0001573354
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38015
FILM NUMBER: 19851202
MAIL ADDRESS:
STREET 1: 20155 N.E. 38TH COURT, UNIT 3104
CITY: AVENTURA
STATE: FL
ZIP: 33180
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIGMA LABS, INC.
CENTRAL INDEX KEY: 0000788611
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990]
IRS NUMBER: 820404220
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3900 PASEO DEL SOL
CITY: SANTE FE
STATE: NM
ZIP: 87507
BUSINESS PHONE: (505) 438-2576
MAIL ADDRESS:
STREET 1: 3900 PASEO DEL SOL
CITY: SANTE FE
STATE: NM
ZIP: 87507
FORMER COMPANY:
FORMER CONFORMED NAME: FRAMEWAVES INC
DATE OF NAME CHANGE: 20010130
FORMER COMPANY:
FORMER CONFORMED NAME: MESSIDOR LTD
DATE OF NAME CHANGE: 20010122
4
1
edgar.xml
FORM 4 -
X0306
4
2019-05-07
0
0000788611
SIGMA LABS, INC.
SGLB
0001573354
Schwartz Carl I.
3750 LAS VEGAS BLVD. SOUTH
APT. 4303
LAS VEGAS
NV
89158
0
0
1
0
Common Stock
1500000
D
Common Stock
2019-05-07
4
P
0
400000
1.40
A
400000
I
By the Carl I. Schwartz Revocable Family Trust dtd 3/14/19
Warrants to purchase Common Stock
1.56
2019-05-07
4
P
0
200000
A
2019-11-08
2024-11-08
Common Stock
200000
200000
I
By Carl I. Schwartz Revocable Family Trust dtd 03/14/19
Purchase price included 200,000 Warrants reported on table II.
Warrant contains a Beneficial Ownership Limitation provision that does not permit an exercise if it would result in the holder owning more than 4.99% of the outstanding shares of the Issuer. These limits may be increased up to 9.99% upon notice to the Issuer.
/s/ Carl I. Schwartz, DDS
2019-05-23