EX-99.(H)(3)(III) 16 dex99h3iii.htm EXHIBIT (H)(3)(III) EXHIBIT (H)(3)(III)

SCHEDULE A

DATED AS OF AUGUST 31, 2011

TRANSAMERICA FUNDS

OPERATING EXPENSE LIMITS

This Agreement relates to the following Funds of the Company:

 

FUND NAME

    CLASS A, B, C,
I, I2, R and T		     CLASS P     MAXIMUM OPERATING
EXPENSE LIMIT
EFFECTIVE THROUGH		  

Transamerica AEGON Flexible Income

      1.00 %†      N/A        March 1, 2012   

Transamerica AEGON High Yield Bond

      0.95 %      0.90 %*      March 1, 2012   

Transamerica AEGON Money Market

      0.48 %      0.48 %      March 1, 2012   

Transamerica AEGON Short-Term Bond

      0.85 %†      N/A        March 1, 2012   

Transamerica AQR Managed Futures Strategy

      1.45 %      N/A        March 1, 2012   

Transamerica Asset Allocation – Conservative Portfolio

      0.45 %      N/A        March 1, 2012   

Transamerica Asset Allocation – Growth Portfolio

      0.45 %      N/A        March 1, 2012   

Transamerica Asset Allocation – Moderate Growth Portfolio

      0.45 %      N/A        March 1, 2012   

Transamerica Asset Allocation – Moderate Portfolio

      0.45 %      N/A        March 1, 2012   

Transamerica BlackRock Global Allocation

      1.00 %      N/A        March 1, 2012   

Transamerica BlackRock Large Cap Value

     1.00 %      N/A        March 1, 2012   

Transamerica Clarion Global Real Estate Securities

      N/A        N/A        March 1, 2012   

Transamerica First Quadrant Global Macro

      1.65 %      N/A        March 1, 2012   

Transamerica Goldman Sachs Commodity Strategy

      1.00 %      N/A        March 1, 2012   

Transamerica Hansberger International Value

      1.13 %      N/A        March 1, 2012   

Transamerica ICAP Select Equity

      0.90 %      N/A        August 31, 2012   

Transamerica Jennison Growth

      N/A        N/A        March 1, 2012   

Transamerica JPMorgan Core Bond

      0.70 %      N/A        March 1, 2012   

Transamerica JPMorgan International Bond

      0.75 %      N/A        March 1, 2012   

Transamerica JPMorgan Long/Short Strategy

      1.65 %**      N/A        March 1, 2012   

Transamerica JPMorgan Mid Cap Value

      1.05 %      N/A        March 1, 2012   

Transamerica Logan Circle Emerging Markets Debt

      1.00 %      N/A        August 31, 2012   

Transamerica Loomis Sayles Bond

      0.88 %      N/A        March 1, 2012   

Transamerica MFS International Equity

      N/A        N/A        March 1, 2012   

Transamerica Morgan Stanley Capital Growth

      1.20 %      1.40 %*      March 1, 2012   

Transamerica Morgan Stanley Emerging Markets Debt

      1.15 %      N/A        March 1, 2012   

Transamerica Morgan Stanley Growth Opportunities

      1.40 %      1.40 %*      March 1, 2012   

Transamerica Morgan Stanley Mid-Cap Growth

      1.00 %      N/A        March 1, 2012   

Transamerica Morgan Stanley Small Company Growth

      1.15 %      N/A        March 1, 2012   

Transamerica Multi-Managed Balanced

      1.45 %      1.10 %*      March 1, 2012   

Transamerica Multi-Manager Alternative Strategies Portfolio

      0.55 %      N/A        March 1, 2012   

Transamerica Multi-Manager International Portfolio

      0.45 %      N/A        March 1, 2012   

Transamerica Neuberger Berman International

      1.25 %      N/A        March 1, 2012   

Transamerica Oppenheimer Developing Markets

      1.45 %      N/A        March 1, 2012   

Transamerica Oppenheimer Small- & Mid-Cap Value

      1.15 %      N/A        March 1, 2012   

Transamerica PIMCO Real Return TIPS

      N/A        N/A        March 1, 2012   

Transamerica PIMCO Total Return

      N/A        N/A        March 1, 2012   

Transamerica Schroders International Small Cap

      1.27 %      N/A        March 1, 2012   

Transamerica Systematic Small/Mid Cap Value

      1.25 %      N/A        March 1, 2012   

Transamerica Third Avenue Value

      1.00 %      N/A        March 1, 2012   

Transamerica Thornburg International Value

      1.35 %      N/A        March 1, 2012   

Transamerica TS&W International Equity

      1.15 %      N/A        March 1, 2013   

Transamerica UBS Large Cap Value

      1.02 %      N/A        March 1, 2012   

Transamerica Water Island Arbitrage Strategy

      1.25 %      N/A        May 1, 2012   

Transamerica WMC Diversified Equity

      1.17 %      1.15 %*      March 1, 2012   

Transamerica WMC Diversified Growth

      1.17 %      1.15 %*      March 1, 2012   

Transamerica WMC Emerging Markets

      1.40 %      N/A        March 1, 2012   

Transamerica WMC Quality Value

      1.00 %      N/A        March 1, 2012   

 

*

The expense caps for Class P shares are inclusive of 12b-1 fees.

**

Exclusive of dividend and income expense on short sales.

† 

The Investment Manager has agreed to further reduce Fund Operating Expenses by waiving 0.10% of the 0.35% 12b-1 fee for one year through March 1, 2012, as applicable to Class A shares of Transamerica AEGON Short-Term Bond and Class A shares of Transamerica AEGON Flexible Income.

SCHEDULE B

DATED AS OF AUGUST 31, 2011

TRANSAMERICA FUNDS

FUNDS SUBJECT TO EXPENSE REIMBURSEMENT

 

FUND NAME

Transamerica AEGON Flexible Income

Transamerica AEGON High Yield Bond*

Transamerica AEGON Money Market

Transamerica AEGON Short-Term Bond

Transamerica AQR Managed Futures Strategy

Transamerica Asset Allocation – Conservative Portfolio

Transamerica Asset Allocation – Growth Portfolio

Transamerica Asset Allocation – Moderate Growth Portfolio

Transamerica Asset Allocation – Moderate Portfolio

Transamerica BlackRock Global Allocation*

Transamerica BlackRock Large Cap Value

Transamerica Clarion Global Real Estate Securities

Transamerica First Quadrant Global Macro

Transamerica Goldman Sachs Commodity Strategy

Transamerica Hansberger International Value*

Transamerica ICAP Select Equity

Transamerica Jennison Growth

Transamerica JPMorgan Core Bond

Transamerica JPMorgan International Bond*

Transamerica JPMorgan Long/Short Strategy

Transamerica JPMorgan Mid Cap Value

Transamerica Logan Circle Emerging Markets Debt

Transamerica Loomis Sayles Bond

Transamerica MFS International Equity

Transamerica Morgan Stanley Capital Growth*

Transamerica Morgan Stanley Emerging Markets Debt

Transamerica Morgan Stanley Growth Opportunities*

Transamerica Morgan Stanley Mid-Cap Growth*

Transamerica Morgan Stanley Small Company Growth

Transamerica Multi-Managed Balanced

Transamerica Multi-Manager Alternative Strategies Portfolio

Transamerica Multi-Manager International Portfolio*

Transamerica Neuberger Berman International*

Transamerica Oppenheimer Developing Markets*

Transamerica Oppenheimer Small- & Mid-Cap Value

Transamerica PIMCO Real Return TIPS

Transamerica PIMCO Total Return

Transamerica Schroders International Small Cap

Transamerica Systematic Small/Mid Cap Value

Transamerica Third Avenue Value

Transamerica Thornburg International Value

Transamerica TS&W International Equity

Transamerica UBS Large Cap Value

Transamerica Water Island Arbitrage Strategy

Transamerica WMC Diversified Equity

Transamerica WMC Diversified Growth*

Transamerica WMC Emerging Markets

Transamerica WMC Quality Value

 

*

The Fund may not recapture any fees waived and/or reimbursed prior to March 1, 2008.