485BXT 1 c20038xe485bxt.htm 485BXT e485bxt
As filed electronically with the Securities and Exchange Commission on October 20, 2009.
 
 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Registration No. 033-02659
Pre-Effective Amendment No.
Post-Effective Amendment No.      103
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
1940 Act File No. 811-04556
Amendment No.     104
TRANSAMERICA FUNDS
(Exact Name of Registrant as Specified in Charter)
570 Carillon Parkway, St. Petersburg, Florida 33716
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, including Area Code: (727) 299-1800
Dennis P. Gallagher, Esq., 570 Carillon Parkway, St. Petersburg, Florida 33716
(Name and Address of Agent for Service)
Approximate date of proposed public offering:
It is proposed that this filing will become effective:
o   60 days after filing pursuant to paragraph (a) (1) of Rule 485.
 
o   75 days after filing pursuant to paragraph (a) (2) of Rule 485.
 
o   On (Date) pursuant to paragraph (a) (1) of Rule 485.
 
o   On (Date) pursuant to paragraph (a) (2) of Rule 485.
 
o   Immediately upon filing pursuant to paragraph (b) of Rule 485.
 
þ   On November 13, 2009 pursuant to paragraph (b) of Rule 485.
If appropriate, check the following box:
þ   This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
Part A (the Prospectus) and Part B (the Statement of Additional Information) filed in Post-Effective Amendment No. 98 to the Registration Statement of Transamerica Funds as filed with the Securities and Exchange Commission pursuant to Rule 485(a) under the Securities Act of 1933 on August 7, 2009 (Accession Number 0000950123-09-032086), are herein incorporated by reference. This filing is being made pursuant to Rule 485(b)(1)(iii) under the Securities Act of 1933 to extend the effectiveness of the Registration Statement until November 13, 2009.
The prospectus and statement of additional information for the other series of Transamerica Funds, as previously filed with the Securities and Exchange Commission, are incorporated herein by reference.
 
 

 


 

TRANSAMERICA FUNDS
OTHER INFORMATION
PART C
Item 23 Exhibits
List all exhibits filed as part of the Registration Statement.
  (a)   Amended and Restated Declaration of Trust (23)
 
  (b)   By-laws (23)
 
  (c)   Not Applicable
 
  (d)   (1)      Investment Advisory Agreements
  (a)   Transamerica Flexible Income (23)
 
  (b)   Transamerica Jennison Growth (15)
 
  (c)   Transamerica Value Balanced (6)
 
  (d)   Transamerica High Yield Bond (15)
 
  (e)   Transamerica Focus (formerly, Transamerica Legg Mason Partners All Cap) (to be filed by amendment)
 
  (f)   Transamerica Growth Opportunities and Transamerica Equity (19)
 
  (g)   Transamerica Science & Technology (19)
 
  (h)   Transamerica Templeton Global (19)
 
  (i)   Transamerica MFS International Equity (24)
 
  (j)   Transamerica Money Market, Transamerica Convertible Securities, Transamerica PIMCO Total Return, Transamerica Asset Allocation — Conservative Portfolio, Transamerica Asset Allocation — Moderate Portfolio, Transamerica Asset Allocation — Growth Portfolio, Transamerica Asset Allocation — Moderate Growth Portfolio and Transamerica Multi-Manager International Portfolio (20)
 
  (k)   Transamerica Clarion Global Real Estate Securities and Transamerica PIMCO Real Return TIPS (15)
 
  (l)   Transamerica Small/Mid Cap Value (10)
 
  (m)   Transamerica Balanced (11)
 
  (n)   Transamerica JPMorgan Mid Cap Value, Transamerica BlackRock Large Cap Value, Transamerica Short-Term Bond, Transamerica UBS Large Cap Value, Transamerica Van Kampen Emerging Markets Debt and Transamerica Van Kampen Small Company Growth (23)
 
  (o)   Transamerica AllianceBernstein International Value, Transamerica Neuberger Berman International, Transamerica Oppenheimer Developing Markets, Transamerica JPMorgan International Bond, Transamerica Federated Market Opportunity and Transamerica BlackRock Global Allocation (23)
 
  (p)   Transamerica Van Kampen Mid-Cap Growth (20)
 
  (q)   Transamerica Oppenheimer Small- & Mid-Cap Value (16)
 
  (r)   Transamerica Loomis Sayles Bond, Transamerica BNY Mellon Market Neutral Strategy, Transamerica BlackRock Natural Resources, Transamerica UBS Dynamic Alpha and Transamerica Multi-Manager Alternative Strategies Portfolio (19)
 
  (s)   Transamerica Schroders International Small Cap (23)
 
  (t)   Transamerica Thornburg International Value and Transamerica WMC Emerging Markets (27)
 
  (u)   Transamerica Managed Payout Portfolio (to be filed by amendment)
 
  (v)   Transamerica JPMorgan Core Bond (29)
 
  (w)   Transamerica Diversified Equity (to be filed by amendment)
  (2)   Sub-Advisory Agreements
  (a)   Transamerica Flexible Income (20)
 
  (b)   Transamerica Value Balanced (6)
 
  (c)   Transamerica High Yield Bond (15)
 
  (d)   Transamerica Focus (to be filed by amendment)
 
  (e)   Transamerica Growth Opportunities and Transamerica Equity (19)

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  (f)   Transamerica Science & Technology (19)
 
  (g)   Transamerica Templeton Global (19)
 
  (h)   Transamerica Jennison Growth (20)
 
  (i)   Transamerica Convertible Securities and Transamerica Money Market (5)
 
  (j)   Transamerica PIMCO Total Return (5)
 
  (k)   Transamerica Clarion Global Real Estate Securities (15)
 
  (l)   Transamerica PIMCO Real Return TIPS (9)
 
  (m)   Transamerica Small/Mid Cap Value (10)
 
  (n)   Transamerica Balanced (11)
 
  (o)   Transamerica JPMorgan Mid Cap Value (12)
 
  (p)   Transamerica BlackRock Large Cap Value and Transamerica BlackRock Global Allocation (19)
 
  (q)   Transamerica Short-Term Bond (12)
 
  (r)   Transamerica UBS Large Cap Value (20)
 
  (s)   Transamerica Van Kampen Emerging Markets Debt and Transamerica Van Kampen Small Company Growth (20)
 
  (t)   Transamerica AllianceBernstein International Value (15)
 
  (u)   Transamerica Neuberger Berman International (29)
 
  (v)   Transamerica Oppenheimer Developing Markets (23)
 
  (w)   Transamerica JPMorgan International Bond (14)
 
  (x)   Transamerica Federated Market Opportunity (23)
 
  (y)   Transamerica Van Kampen Mid-Cap Growth (20)
 
  (z)   Transamerica Asset Allocation — Conservative Portfolio, Transamerica Asset Allocation — Moderate Portfolio, Transamerica Asset Allocation — Growth Portfolio, Transamerica Asset Allocation — Moderate Growth Portfolio, Transamerica Multi-Manager International Portfolio and Transamerica Multi-Manager Alternative Strategies Portfolio — Morningstar Asset Allocation Management Agreement Amendment (19)
  (a)   Transamerica Managed Payout Portfolio — Morningstar Asset Allocation Management Agreement Amendment (to be filed by amendment)
  (aa)   Transamerica Oppenheimer Small- & Mid-Cap Value (16)
 
  (bb)   Transamerica MFS International Equity (16)
 
  (cc)   Transamerica Loomis Sayles Bond (19)
 
  (dd)   Transamerica BNY Mellon Market Neutral Strategy (19)
 
  (ee)   Transamerica BlackRock Natural Resources (19)
 
  (ff)   Transamerica Third Avenue Value (19)
 
  (gg)   Transamerica UBS Dynamic Alpha (19)
 
  (hh)   Transamerica Schroders International Small Cap (23)
 
  (ii)   Transamerica Thornburg International Value (27)
  (a)   Amendment dated January 1, 2009 (28)
  (jj)   Transamerica WMC Emerging Markets (27)
 
  (kk)   Transamerica JPMorgan Core Bond (29)
 
  (ll)   Transamerica Diversified Equity (to be filed by amendment)
       (e) (1)    Underwriting Agreement (23)
  (a)   Amended Schedule I dated July 1, 2009 (29)
 
  (b)   Amended Schedule I dated                      (to be filed by amendment)
  (2)   Dealer’s Sales Agreement (8)
 
  (3)   Service Agreement (4)
 
  (4)   Wholesaler’s Agreement (3)
  (f)   Amended and Restated Board Members Deferred Compensation Plan dated May 1, 2008 (28)
 
  (g)   Custody Agreement (7)
  (1)   Amended Fee Schedule dated February 1, 2008 (28)
       (h) (1)    Transfer Agency Agreement (1)
  (a)   Amended Fee Schedule dated July 1, 2008 (28)
  (2)   Administrative Services Agreement (7)
  (a)   Amendment to Administrative Services Agreement (13)
  (3)   Expense Limitation Agreement (9)

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  (a)   Amendment dated July 1, 2009 (29)
 
  (b)   Schedules A and B dated July 1, 2009 (29)
 
  (c)   Amended Expense Limitation Agreement dated                      (to be filed by amendment)
  (i)   Opinion and Consent of Counsel (28)
 
  (j)   n/a
 
  (k)   n/a
 
  (l)   Investment Letter from Sole Shareholder (2)
Amended and Restated Plan of Distribution of the Registrant under Rule 12b-1 (23)
Amended Schedule A dated July 1, 2009 (29)
Amended Schedule A dated                      (to be filed by amendment)
1.   Amended and Restated Plan for Multiple Classes of Shares dated March 1, 2009 (28)
  (a)   Amendment dated as of May 5, 2009 (29)
 
  (b)   Amended Schedule A dated July 1, 2009 (29)
Amended Schedule A dated                      (to be filed by amendment)
  (o)   Reserved
 
  (p)   Code of Ethics
  (1)   Joint Transamerica Funds and Transamerica Asset Management, Inc. (23)
      SUB-ADVISERS
  (2)   AEGON USA Investment Management, LLC (26)
 
  (3)   Federated Equity Management Company of Pennsylvania (15)
 
  (4)   Transamerica Investment Management, LLC (15)
 
  (5)   Jennison Associates LLC (15)
 
  (6)   Pacific Investment Management Company LLC (15)
 
  (7)   ING Clarion Real Estate Securities (15)
 
  (8)   Templeton Investment Counsel, LLC (15)
 
  (9)   J.P. Morgan Investment Management Inc. (15)
 
  (10)   UBS Global Asset Management (Americas) Inc. (15)
 
  (11)   Morgan Stanley Investment Management Inc. (15)
 
  (12)   AllianceBernstein L.P. (15)
 
  (13)   Neuberger Berman Management LP (15)
 
  (14)   Oppenheimer Funds, Inc. LP (15)
 
  (15)   Morningstar Associates, LLC (15)
 
  (16)   Loomis, Sayles & Company, L.P. (17)
 
  (17)   BlackRock Investment Management, LLC (17)
 
  (18)   Franklin Portfolio Associates, LLC (19)
 
  (19)   Third Avenue Management LLC (17)
 
  (20)   MFS Investment Management (18)
 
  (21)   Schroder Investment Management North America Inc. (23)
 
  (22)   Thornburg Investment Management, Inc. (26)
 
  (23)   Wellington Management Company, LLP (26)
  (q)(1)    Powers of Attorney (22)
 
  (q)(2)    Power of Attorney for Sandra N. Bane (25)
 
  (q)(3)    Power of Attorney for David W. Jennings (30)
All exhibits filed previously are herein incorporated by reference
(1)   Filed previously with Post-Effective Amendment No. 20 to Registration Statement filed on November 16, 1995 (File No. 033-02659).
 
(2)   Filed previously with Post-Effective Amendment No. 24 to Registration Statement filed on November 15, 1996 (File No. 033-02659).
 
(3)   Filed previously with Post-Effective Amendment No. 25 to Registration Statement filed on January 31, 1997 (File No. 033-02659).

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(4)   Filed previously with Post-Effective Amendment No. 31 to Registration Statement filed on September 2, 1999 (File No. 033-02659).
 
(5)   Filed previously with Post-Effective Amendment No. 43 to Registration Statement on December 17, 2001 (File No. 033-02659).
 
(6)   Filed previously with Post-Effective Amendment No. 47 to Registration Statement on March 29, 2002 (File No. 033-02659).
 
(7)   Filed previously with Post-Effective Amendment No. 49 to Registration Statement on September 12, 2002 (File No. 033-02659).
 
(8)   Filed previously with Post-Effective Amendment No. 50 to Registration Statement on November 12, 2002 (File No. 033-02659).
 
(9)   Filed previously with Post-Effective Amendment No. 51 to Registration Statement on December 13, 2002 (File No. 033-02659).
 
(10)   Filed previously with Post-Effective Amendment No. 56 to Registration Statement on March 1, 2004 (File No. 033-02659).
 
(11)   Filed previously with Post-Effective Amendment No. 61 to Registration Statement on October 1, 2004 (File No. 033-02659).
 
(12)   Filed previously with Post-Effective Amendment No. 63 to Registration Statement on November 2, 2004 (File No. 033-02659).
 
(13)   Filed previously with Post-Effective Amendment No. 67 to Registration Statement on February 25, 2005 (File No. 033-02659).
 
(14)   Filed previously with Post-Effective Amendment No. 72 to Registration Statement on November 8, 2005 (File No. 033-02659).
 
(15)   Filed previously with Post-Effective Amendment No. 77 to Registration Statement on March 1, 2006 (File No. 033-02659).
 
(16)   Filed previously with Post-Effective Amendment No. 79 to Registration Statement on August 1, 2006 (File No. 033-02659).
 
(17)   Filed previously with Post-Effective Amendment No. 81 to Registration Statement on October 13, 2006 (File No. 033-02659).
 
(18)   Filed previously with Transamerica Series Trust Post-Effective Amendment No. 66 to Registration Statement on April 28, 2006, and incorporated herein by reference (File No. 811-04419).
 
(19)   Filed previously with Post-Effective Amendment No. 83 to Registration Statement on December 21, 2006 (File No. 033-02659).
 
(20)   Filed previously with Post-Effective Amendment No. 85 to Registration Statement on March 1, 2007 (File No. 033-02659).
 
(21)   Filed previously with Post-Effective Amendment No. 87 to Registration Statement on October 26, 2007 (File No. 033 02659).
 
(22)   Filed previously with Post-Effective Amendment No. 88 to Registration Statement on December 11, 2007 (File No. 033-02659).
 
(23)   Filed previously with Post-Effective Amendment No. 89 to Registration Statement on February 28, 2008 (File No. 033-02659).
 
(24)   Filed previously with Post-Effective Amendment No. 41 to Registrant Statement on December 15, 2000 (File No. 033-02659).
 
(25)   Filed previously with Post-Effective Amendment No. 91 to Registrant Statement on June 10, 2008 (File No. 033-02659).
 
(26)   Filed previously with Post-Effective Amendment No. 92 to Registrant Statement on June 12, 2008 (File No. 033-02659).
 
(27)   Filed previously with Post-Effective Amendment No. 93 to Registrant Statement on September 15, 2008 (File No. 033-02659).
 
(28)   Filed previously with Post-Effective Amendment No. 95 to Registrant Statement on February 27, 2009 (File No. 033-02659).
 
(29)   Filed previously with Post-Effective Amendment No. 97 to Registrant Statement on July 1, 2009 (File No. 033-02659).
 
(30)   Filed previously with Post-Effective Amendment No. 98 to Registrant Statement on August 7, 2009 (File No. 033-02659).
Item 24 Persons Controlled by or under Common Control with the Fund
     To the knowledge of the Registrant, neither the Registrant nor any Series thereof is controlled by or under common control with any other person. The Registrant has no subsidiaries.

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Item 25 Indemnification
     Provisions relating to indemnification of the Registrant’s Trustees and employees are included in Registrant’s Restatement of Declaration of Trust and Bylaws which are incorporated herein by reference.
     Insofar as indemnification for liability arising under the Securities Act of 1933 may be permitted to Trustees, officers and controlling persons, or otherwise, Registrant has been advised that in the opinion of the Commission such indemnification may be against public policy as expressed in the Act and may be, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by Registrant of expenses incurred or paid by a Trustee, officer or controlling person of Registrant in the successful defense of any action, suit or proceeding) is asserted by such Trustee, officer or controlling person in connection with the securities being registered, Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.
Item 26 Business and Other Connections of Investment Advisers
     Transamerica Asset Management, Inc. (“TAM”) is principally engaged in offering investment advisory services. The only businesses, professions, vocations or employments of a substantial nature of John K. Carter, Christopher A. Staples and Dennis P. Gallagher, directors of TAM, are described in the Statement of Additional Information under the section entitled “Management of the Fund.” Additionally, the following describes the principal occupations of other persons who serve as executive officers of TAM: Karen D. Heburn, Senior Vice President, Chief Financial Officer and Treasurer of TAM and Senior Vice President and Treasurer of Transamerica Fund Services, Inc. (“TFS”) and other related entities, Joseph Carusone, Senior Vice President of TAM and TFS and Rick Resnik, Senior Vice President and Chief Compliance Officer of TAM and Senior Vice President of TFS.
* * *
     AEGON USA Investment Management LLC (“AUIM”), 4333 Edgewood Road NE, Cedar Rapids, Iowa 52499, serves as sub-adviser to Transamerica High Yield Bond. Its managers and officers are:
MANAGERS:
David L. Blankenship
David M. Carney
Joel L. Coleman
Eric B. Goodman
OFFICERS:
Eric B. Goodman, President & Chief Investment Officer
Bradley J. Beman, Executive Vice President — Head of Fixed Income
David L. Blankenship, Executive Vice President and Chief Operating Officer
Josh E. Braverman, Executive Vice President
Kirk W. Buese, Executive Vice President — Private and Structured Finance
David M. Carney, Executive Vice President, Treasurer and Chief Financial Officer
Joel L. Coleman, Executive Vice President — Portfolio Management
Frank E. Collecchia, Executive Vice President
Daniel P. Fox, Executive Vice President — Risk Management
Mark E. Dunn, Senior Vice President
Robert Fitzsimmons, Senior Vice President
Kevin A. Giles, Senior Vice President — New Initiatives
David R. Halfpap, Senior Vice President
William L. Hurwitz, Senior Vice President
Calvin W. Norris, Senior Vice President
Eric C. Perry, Senior Vice President
Stephanie M. Phelps, Senior Vice President
James K. Schaeffer, Jr., Senior Vice President
Sarvjeev S. Sidhu, Senior Vice President
Michael B. Simpson, Senior Vice President
Jon L. Skaggs, Senior Vice President

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Robert A. Smedley, Senior Vice President
Jeffrey A. Whitehead, Senior Vice President
John F. Bailey, Vice President
James K. Baskin, Vice President
Gregg A. Botkin, Vice President
James K. Cameron, Vice President
Martin Coppens, Vice President
Garry E. Creed, Vice President
Douglas A. Dean, Vice President
Bradley D. Doyle, Vice President
Cindy Eason-Manning, Vice President
Mark D. Evans, Vice President
Julie A. Franklin, Vice President
Scott P. Hassenstab, Vice President
William J. Henricksen, Vice President
David Hopewell, Vice President
Frederick B. Howard, Vice President
Karen E. Hufnagel, Vice President
Jon D. Kettering, Vice President
Stephen M. Lempa, Vice President
John D. Marcsik, Vice President
Angela S. Matson, Vice President
Jeremy S. Mead, Vice President
Steven P. Opp, Vice President
Christopher D. Pahlke, Vice President
Michael J. Parrish, Vice President
Mary T. Pech, Vice President
Greg A. Podhajsky, Vice President
Josua D. Prieskorn, Vice President
Stacey S. Rutledge, Vice President
Michael S. Smith, Vice President
J. Staley Stewart, Vice President
Debra R. Thompson, Vice President
Michael A. Urban, Vice President
Xueqing Wang, Vice President
Douglas A. Weih, Vice President
M. Christina Galligan, Assistant Vice President
Paul J. Houk, General Counsel and Secretary
Jessica L. Cole, Chief Compliance Officer
Clint L. Woods, Assistant Secretary
Daniel Seward, Assistant Treasurer
Stephanie Steele, Assistant Treasurer
* * *
     AllianceBernstein, LP (“AllianceBernstein”), 1345 Avenue of the Americas, New York, New York 10105, serves as sub-adviser to Transamerica AllianceBernstein International Value. Peter S. Kraus is Chairman of the Board and Chief Executive Officer; Christopher M. Condron, Lorie A. Slutsky, Dominique Carrel-Billiard, Henri De Castries, Denis Duverne, Richard S. Dziadzio, Deborah S. Hechinger, Weston M. Hicks, Nick Lane, A.W. (Pete) Smith, Jr., and Peter J. Tobin are Directors; Gerald M. Lieberman is President and Chief Operating Officer.
* * *
     BlackRock Investment Management, LLC (“BlackRock”), 800 Scudders Mill Road, Plainsboro, NJ 08536, serves as sub-adviser to Transamerica BlackRock Global Allocation, Transamerica BlackRock Large Cap Value and Transamerica BlackRock Natural Resources. Laurence Douglas Fink is Chief Executive Officer; Robert Steven Kapito is President and Vice Chairman; Anne Marie Petach is Chief Financial Officer; Robert Peter Connolly is General Counsel, Secretary and Managing Director; Henrey Gabbay is Managing Director and Chief Administrative Officer; Bartholomew Angelo Battista

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is Managing Director and Chief Compliance Officer; John Moran Patrick is Managing Director and Treasurer; and Laurence James Carolan and Kevin Michael Klingert are Managing Directors.
* * *
     Federated Equity Management Company of Pennsylvania (“Federated”), Federated Investors Tower, Pittsburgh, PA 15222-3779, serves as sub-adviser to Transamerica Federated Market Opportunity. It is a subsidiary of Federated Investors, Inc.
     Federated serves as investment adviser to a number of investment companies and private accounts. Total assets under management by Federated and other subsidiaries of Federated Investors, Inc. is approximately $344 billion. The Trustees of Federated, their position with Federated, and, in parenthesis, their principal occupations are as follows: J. Christopher Donahue, Trustee and Chairman (Chief Executive Officer and Trustee, Federated Investors, Inc.; Chairman and Director, Federated Investment Management Company, Federated Advisory Services Company, Federated Global Investment Management Corp., Federated MDTA LLC.; Chairman, Passport Research, Ltd.; Trustee, Federated Investment Counseling, Federated Asset Management GmbH (Germany), Federated International Holdings BV (The Netherlands), Federated International Management Limited (Ireland) and Federated Shareholder Services Company; Director, Federated Services Company); John B. Fisher, Trustee, Chief Executive Officer and President (Trustee, Chief Executive Officer and President of Federated Investment Management Company, Federated Advisory Services Company, Federated Global Investment Management Corp., Federated MDTA LLC.; Trustee and President — Investment Research, Federated Investment Counseling; Chief Executive Officer and President, Passport Research, Ltd.); Thomas R. Donahue, Trustee and Treasurer (Trustee, Vice President, Chief Financial Officer and Treasurer, Federated Investors, Inc.; Trustee and Treasurer, Federated Investment Management Company, Federated Advisory Services Company, Federated Investment Counseling, Federated Administrative Services, Inc., Federated Global Investment Management Corp., Federated Investors Trust Company, Federated Services Company and Federated Shareholder Services Company; Trustee and Executive Vice President, Federated Securities Corp.; Director and President, FII Holdings, Inc.; Treasurer, Federated Administrative Services and Passport Research, Ltd.; Trustee, Federated MDTA LLC.); Stephen F. Auth, Executive Vice President (Executive Vice President, Federated Advisory Services Company, Federated Global Investment Management Corp. and Federated Investment Counseling); Mark D. Olson, Trustee (Trustee, Federated Investment Management Company, Federated Advisory Services Company, Federated Investment Counseling, Federated Shareholder Services Company; Partner, Wilson, Halbrook & Bavard, 107 W. Market Street, Georgetown, Delaware 19947). The business address of the Trustees, with the exception of Mark D. Olson, is Federated Investors Tower, Pittsburgh, PA 15222-3779.
     The remaining Officer of Federated is Secretary and Vice President: G. Andrew Bonnewell.
     The business address of each of the Officers of Federated is Federated Investors Tower, Pittsburgh, PA 15222-3779. These individuals are also officers of some of the investment advisers to other mutual funds.
* * *
     ING Clarion Real Estate Securities, LP (“Clarion”), 201 King of Prussia Road, Radnor, PA 19087, serves as sub-adviser for Transamerica Clarion Global Real Estate Securities. Its officers are: T. Ritson Ferguson, Executive Officer/Chief Investment Officer; Jarrett B. Kling, Executive Officer; Stephen J. Furnary, Executive Officer; Steven D. Burton, Executive Officer; and Joseph P. Smith, Executive Officer.
* * *
     Jennison Associates LLC (“Jennison”), the sub-adviser to Transamerica Jennison Growth, is a direct, wholly owned subsidiary of Prudential Investment Management, Inc., which is a direct, wholly owned subsidiary of Prudential Asset Management Holding Company LLC, which is a direct, wholly owned subsidiary of Prudential Financial, Inc. Jennison provides investment supervisory services to its clients, which are comprised primarily of corporations, trusteed pension and profit-sharing plans, charitable organizations, endowments, insurance separate accounts, affiliated and third-party mutual funds, other commingled funds and individually managed accounts for managed account programs sponsored by broker dealers.
     The business and other connections of Jennison’s directors and principal executive officers are set forth below. Except as otherwise indicated, the address of each person is 466 Lexington Avenue, New York, New York 10017.
     
Name and Address   Principal Occupation
Dennis M. Kass
  Director, Chairman and Chief Executive Officer, Jennison. Chairman and Manager, Quantitative Management Associates LLC (“QM”). Director, Senior Managing Director and Vice President, Prudential Investment Management, Inc. (“PIM”).

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Name and Address   Principal Occupation
Spiros Segalas
  Director, President and Chief Investment Officer, Jennison.
 
   
Mehdi A. Mahmud
  Director, Vice Chairman, Managing Director and Chief Operating Officer, Jennison.
 
   
Kathleen A. McCarragher
  Director and Managing Director, Jennison.
 
   
Bernard B. Winograd
Gateway Center Three, 15th Floor
100 Mulberry Street
Newark, NJ 07102
  Director, Jennison. Executive Vice President, The Prudential Insurance Company of America (“PICA”). Executive Vice President, Prudential Financial, Inc.
 
   
Charles F. Lowrey
  Director, Jennison. Executive Vice President, Prudential Investment Management Services LLC. President, Chairman, Chief Executive Officer and Director, PIM. Chairman, Chief Executive Officer and Manager, Prudential Asset Management Holding Company LLC.
 
   
Ronald K. Andrews
Gateway Center Three,
100 Mulberry Street
Newark, New Jersey 07102
  Director, Jennison. Senior Vice President, Prudential Investments LLC (“PI”). Member, Board of Managers, QM.
 
   
Mirry M. Hwang
  Secretary, Vice President and Chief Legal Officer, Jennison. Assistant Secretary, Prudential Trust Company.
 
   
Joseph M. Carrabes
  Executive Vice President, Jennison.
 
   
Kenneth Moore
  Treasurer, Executive Vice President and Chief Financial Officer, Jennison. Chief Financial Officer, Manager and Vice President, QM. Vice President, PIM. Director, Prudential Trust Company.
 
   
Stuart S. Parker
  Executive Vice President, Jennison. Senior Vice President, PI. Vice President, QM.
 
   
Leslie S. Rolison
  Executive Vice President, Jennison. Vice President, QM.
* * *
     J.P. Morgan Investment Management Inc. (“JPMorgan”) serves as sub-adviser to Transamerica JPMorgan Core Bond, Transamerica JPMorgan International Bond and Transamerica JPMorgan Mid Cap Value.
     The principal business address of JPMorgan is 245 Park Avenue, New York, NY 10167. JPMorgan is a registered investment adviser under the Advisers Act.
         
Name and Position        
With Investment Adviser   Name of Other Company   Connection With Other Company
 
Evelyn V. Guernsey
  JPMorgan Investment   Chairperson, President and CEO
President, Director,
  Advisors Inc.    
Managing Director
       
George C.W. Gatch
   
Director, Managing Director
       
Seth P. Bernstein
   
Global Head of Fixed Income, Managing Director
       
Lawrence M. Unrein
   
Director, Managing Director
       
Martin R. Porter
   
Global Head of Equities, Managing Director
       
Clive Brown
   
Director, Managing Director
       
Scott E. Richter
   
Secretary
       
Joseph K. Azelby
   
Director, Managing Director
       

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Name and Position        
With Investment Adviser   Name of Other Company   Connection With Other Company
 
Paul A. Quinsee
   
Director, Managing Director
       
John H. Hunt
   
Director, Managing Director
       
Richard T. Madsen
   
Director, Managing Director
       
Joseph J. Bertini
   
Chief Compliance Officer
       
* * *
     Loomis, Sayles & Company, L.P. (“Loomis”), One Financial Center, Boston, MA 02111-2611, serves as sub-adviser to Transamerica Loomis Sayles Bond. Robert J. Blanding is Chief Executive Officer; Kevin P. Charleston is Chief Financial Officer; Donald P. Ryan is Vice President and Chief Compliance Officer; and Jean S. Loewenberg is Chief Legal Officer.
     The directors of Loomis’ general partner are: Robert J. Blanding, Kevin P. Charleston, Jean S. Loewenberg, Jaehoon Park, Pierre P. Servant, John T. Hailer, Mark E. Smith, Lauriann C. Kloppenburg, John F. Gallagher, III, Daniel J. Fuss and John R. Gidman. Each director, with the exception of Messrs. Hailer and Servant, is also an Executive Vice President of Loomis.
* * *
     Mellon Capital Management Corporation (“BNY Mellon”), a fully owned subsidiary of The Bank of New York Mellon Financial Corporation, One Boston Place, 34th Floor, Boston, MA 02108, serves as sub-adviser to Transamerica BNY Mellon Market Neutral Strategy. Oliver Buckley is Executive Vice President and Head of Active Equity Strategies; Paul Healey is Executive Vice President and Head of Active Equity Operations and Client Service; Gregg Pendergast is Director and Deputy Chief Compliance Officer; Jonathan Calvert, Michael Dunn, Langton Garvin and Mary McDermott-Holland are Directors. Timothy Burke, Caroline Conway, Kristin Crawford, Thomas Dion, David Dirks, Amitabh Dugar, John Manley, Pritha Mitra-Stiff, John Pierce, and Patrick Slattery are Vice Presidents.
* * *
     MFS Investment Management (“MFS”), 500 Boylston Street, Boston, Massachusetts 02116, serves as sub-adviser to Transamerica MFS International Equity. The Directors of MFS are Robert C. Pozen, Robert J. Manning, Donald A. Stewart, Thomas A. Bogart, and Kevin Dougherty. Mr. Pozen is Chairman of MFS and Chairman of the Board; Mr. Manning is Chief Executive Officer, Chief Investment Officer, and President; Martin E. Beaulieu is Executive Vice President and Director of Global Distribution; Robin A. Stelmach is Executive Vice President and Chief Operating Officer; Maria F. Dwyer is Executive Vice President , Chief Regulatory Officer and Chief Compliance Officer; Paul T. Kirwan is Executive Vice President, Chief Financial Officer and Treasurer; Mark N. Polebaum is Executive Vice President, General Counsel and Secretary; David A. Antonelli is Executive Vice President, Chief Investment Officer-Non U.S. and Global Equity Investments and Co-Director of Global Research; Michael W. Roberge is Executive Vice President, Chief Investment Officer-U.S. Investments and Co-Director of Global Research; Elizabeth Petipas is the Assistant Treasurer; Erica Blake, Kimberly M. Collins, Ethan D. Corey, Daniel W. Finegold, Mitchell C. Freestone, Susan S. Newton, Genevieve D. Pluhowski, and Lisa A. Sheeler are Assistant Secretaries; and Timothy Tierney is the Tax Officer.
* * *
     Morgan Stanley Investment Management, Inc., doing business as Van Kampen (“Van Kampen”), 522 Fifth Avenue, New York, NY 10036, serves as sub-adviser to Transamerica Van Kampen Emerging Markets Debt, Transamerica Van Kampen Mid-Cap Growth and Transamerica Van Kampen Small Company Growth. The directors and principal officers are listed below.

10


 

     
NAME AND POSITION WITH    
MORGAN STANLEY   OTHER SUBSTANTIAL
INVESTMENT MANAGEMENT INC.   BUSINESS, PROFESSION, OR VOCATION
Randy Takian
Managing Director and President
  President and Principal Executive Officer of the Morgan Stanley Retail and Institutional Funds; President and Chief Executive Officer of Morgan Stanley Services Company Inc.; Managing Director of Morgan Stanley Investment Advisors Inc.; Director of Morgan Stanley Distributors Inc. and Morgan Stanley Distribution, Inc.
 
   
Stuart Bohart
Managing Director and Director
  President; Managing Director and Director of Morgan Stanley Investment Advisors Inc.; Managing Director of Van Kampen Advisors Inc. and Van Kampen Asset Management; President of Morgan Stanley Distribution Inc
 
   
Amy R. Doberman
Managing Director and Secretary
  Managing Director and General Counsel, U.S. Investment Management of Morgan Stanley Investment Management
 
   
Dennis F. Shea
Managing Director and Chief Investment Officer — Global Equity Group
  Managing Director and Chief Investment Officer- Global Equity Group of Morgan Stanley Investment Management
 
   
Kevin Klingert
Managing Director and Chief Operating Officer of the Global Fixed Income Group
  Managing Director and Chief Operating Officer of the Global Fixed Income Group of Morgan Stanley Investment Management Inc. Head of Global Liquidity Credit Research of Morgan Stanley Investment Management. Managing Director of Morgan Stanley Investment Advisors Inc.
 
   
Carsten Otto
Managing Director
  Managing Director and Global Head of Compliance for Morgan Stanley Investment Management and Chief Compliance Officer of Morgan Stanley Retail Funds and Institutional Funds.
 
   
Mary Ann Picciotto
Executive Director and Chief Compliance Officer
  Chief Compliance Officer of Morgan Stanley Investment Advisors Inc., Van Kampen Asset Management, Van Kampen Investments Inc., Van Kampen Investor Service Inc. and Van Kampen Advisors Inc.
 
   
Kenneth Castiglia
Managing Director, Chief Financial Officer and Treasurer
  Managing Director, Chief Financial Officer and Treasurer of Morgan Stanley Investment Management
* * *
     Morningstar Associates, LLC (“Morningstar”), 22 West Washington Street, Chicago, IL 60602, serves as portfolio construction manager to Transamerica Asset Allocation — Conservative Portfolio, Transamerica Asset Allocation — Growth Portfolio, Transamerica Asset Allocation — Moderate Portfolio, Transamerica Asset Allocation — Moderate Growth Portfolio, Transamerica Multi-Manager International Portfolio and Transamerica Multi-Manager Alternative Strategies Portfolio. The officers are D. Scott Schilling, Chief Compliance Officer and Secretary; Allan B. Johnson, Vice President — Sales and Marketing; and Patrick J. Reinkemeyer, President.
* * *
     Neuberger Berman Management, LLC. (“Neuberger”), 605 Third Avenue, New York, New York 10158, serves as sub-adviser to Transamerica Neuberger Berman International. Chamaine Williams is Chief Compliance Officer; Peter E. Sundman is President and Director; Joseph Amato is Director; Robert J. Conti is Sr. Vice President; Maxine L. Gerson is General Counsel and Secretary; Edward S. Grieb is Chief Financial Officer and Treasurer.
* * *

11


 

     OppenheimerFunds (“Oppenheimer”), Two World Financial Center, 225 Liberty Street, New York, New York 10281, serves as sub-adviser to Transamerica Oppenheimer Developing Markets and Transamerica Oppenheimer Small- & Mid-Cap Value. John V. Murphy is Chief Executive Officer; Kurt J. Wolfgruber is President and Chief Investment Officer; Richard Knott and Craig P. Dinsell are Executive Vice Presidents; Robert G. Zack is Executive Vice President and General Counsel; Brian W. Wixted is Sr. Vice President and Treasurer; David M. Pfeffer is Sr. Vice President and Chief Financial Officer; Mark S. Vandehey is Sr. Vice President and Chief Compliance Officer.
* * *
     Pacific Investment Management Company LLC (“PIMCO”), 840 Newport Center Drive, Suite 300, Newport Beach, California 92660, serves as sub-adviser to Transamerica PIMCO Total Return and Transamerica PIMCO Real Return TIPS. Officers and Executive Officers of PIMCO are as follows:
             
Name   Business Unit   Title   Officer Title
Arnold,Tammie J.
  Pacific Investment Mgt Co. LLC   Head, Global Retail Distr   Managing Director
Baker,Brian P.
  PIMCO Hong Kong   Account Manager   Managing Director
Benz II,William R.
  PIMCO Europe Limited   Head of Acct Mgmt-Europe   Managing Director
Bhansali,Vineer
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Managing Director
Cupps,Wendy W.
  Pacific Investment Mgt Co. LLC   Head, Product Management   Managing Director
Dawson,Craig A.
  Pacific Investment Mgt Co. LLC   Head, Prod Mgmt-Europe   Managing Director
Dialynas,Chris P.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Managing Director
El-Erian,Mohamed A.
  Pacific Investment Mgt Co. LLC   Co-CEO Co-CIO   Managing Director
Gross,William H.
  Pacific Investment Mgt Co. LLC   Founder, CIO-Sr Port Mgr   Managing Director
Harris,Brent Richard
  Pacific Investment Mgt Co. LLC       Managing Director
Hodge,Douglas M.
  PIMCO Japan Limited   Director, Asia Pacific   Managing Director
Holden,Brent L.
  Pacific Investment Mgt Co. LLC   Co-Hd of US Acct Mgmt   Managing Director
Isberg,Margaret E.
  PIMCO Canada   Head, Canada Bus Dev   Managing Director
Ivascyn,Daniel J.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Managing Director
Jacobs IV,Lew W.
  Pacific Investment Mgt Co. LLC   Head of Talent Management   Managing Director
Lown,David C.
  Pacific Investment Mgt Co. LLC   Technology & Operations   Managing Director
Mather,Scott A.
  Pacific Investment Mgt Co. LLC   Head, PM Global Desk   Managing Director
McCray,Mark V.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Managing Director
McCulley,Paul A.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Managing Director
McDevitt,Joseph V.
  PIMCO Europe Limited   Head, PIMCO Europe   Managing Director
Mewbourne,Curtis A.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Managing Director
Muzzy,James Frederic
  Pacific Investment Mgt Co. LLC   Founder, Head, Bus Dev US   Managing Director
Otterbein,Thomas J.
  Pacific Investment Mgt Co. LLC   Co-Hd of US Acct Mgmt   Managing Director
Powers,William C.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Managing Director
Ravano,Emanuele
  PIMCO Europe Limited   Head Portfolio Mgt London   Managing Director
Schmider,Ernest L.
  Pacific Investment Mgt Co. LLC   Head of Funds Admin   Managing Director
Simon,W Scott
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Managing Director
Takano,Makoto
  PIMCO Japan Limited   President of PIMCO Japan   Managing Director
Thompson,William S.
  Pacific Investment Mgt Co. LLC   Chief Executive Officer   Managing Director
Weil,Richard M.
  Pacific Investment Mgt Co. LLC   Chief Operating Officer   Managing Director
Zhu,Changhong
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Managing Director
Burns,Robert Wesley
  Pacific Investment Mgt Co. LLC   President of PIMCO Funds   Consulting MD

12


 

             
Name   Business Unit   Title   Officer Title
Loftus,John S.
  Pacific Investment Mgt Co. LLC       Consulting MD
Amey,Mike
  PIMCO Europe Limited   Portfolio Manager   Executive VP
Anderson,Joshua M.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Executive VP
Andrews,David S.
  Pacific Investment Mgt Co. LLC   Credit Analyst   Executive VP
Asay,Michael R.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Executive VP
Balls,Andrew Thomas
  Pacific Investment Mgt Co. LLC   Global Strategist   Executive VP
Beaumont,Stephen B.
  Pacific Investment Mgt Co. LLC   Account Manager   Executive VP
Bishop,Gregory A.
  Pacific Investment Mgt Co. LLC   Financial Inter Group   Executive VP
Blau,Volker
  Germany Fixed Income   Head Insurance   Executive VP
Bosomworth,Andrew
  Germany Fixed Income   Co-Head Munich Port Mgmt   Executive VP
Bridwell,Jennifer S
  Pacific Investment Mgt Co. LLC   Mortgage Product Manager   Executive VP
Brittain,WH Bruce
  Pacific Investment Mgt Co. LLC   Structured Product Mgr   Executive VP
Callin,Sabrina C.
  Pacific Investment Mgt Co. LLC   StocksPLUS Product Mgr   Executive VP
Clarida,Richard H
  Pacific Investment Mgt Co. LLC   Global Strategic Advisor   Executive VP
Conseil,Cyrille R.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Executive VP
Cummings,John B.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Executive VP
Dada,Suhail H.
  PIMCO Europe Limited   Head, Middle East Bus Dev   Executive VP
De Leon,William G.
  Pacific Investment Mgt Co. LLC   EVP, Portfolio Manager   Executive VP
Devlin,Edward
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Executive VP
Fisher III,David N.
  Pacific Investment Mgt Co. LLC   Global Product Manager   Executive VP
Flattum,David C.
  Pacific Investment Mgt Co. LLC   General Counsel   Executive VP
Foong,Hock Meng
  PIMCO Asia Pte Ltd   Acct Mgr / Office Head   Executive VP
Fulford III,Richard F.
  PIMCO Europe Limited   Account Manager   Executive VP
Gleason,George Steven
  Pacific Investment Mgt Co. LLC   Account Manager   Executive VP
Gomez,Michael A.
  Pacific Investment Mgt Co. LLC   Emerging Market Port Mgr   Executive VP
Greer,Robert J.
  Pacific Investment Mgt Co. LLC   Real Return Product Mgr   Executive VP
Hally,Gordon C.
  Pacific Investment Mgt Co. LLC   Account Manager   Executive VP
Hardaway,John P.
  Pacific Investment Mgt Co. LLC   Mgr, Mut Funds Operations   Executive VP
Harumi,Kazunori
  PIMCO Japan Limited   Client Svcs — Pension   Executive VP
Holloway Jr.,Dwight F.
  PIMCO Europe Limited   Account Manager   Executive VP
Hudoff,Mark T.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Executive VP
Kiesel,Mark R.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Executive VP
King,Stephanie Lorraine
  Pacific Investment Mgt Co. LLC   Account Manager   Executive VP
Louanges,Matthieu
  Germany Fixed Income   Co-Head Munich Port Mgmt   Executive VP
Masanao,Tomoya
  PIMCO Japan Limited   Portfolio Manager   Executive VP
Mead,Robert
  PIMCO Australia Pty. Ltd.   Portfolio Manager   Executive VP
Miller,John M.
  Pacific Investment Mgt Co. LLC   Account Manager   Executive VP
Millimet,Scott A.
  Pacific Investment Mgt Co. LLC   Account Manager   Executive VP
Minaki,Haruki
  PIMCO Japan Limited   COO & Head Legal,Japan   Executive VP
Monson,Kristen S.
  Pacific Investment Mgt Co. LLC   Account Manager   Executive VP
Moore,James F.
  Pacific Investment Mgt Co. LLC   Product Mgr, Pension Spec   Executive VP
Ongaro,Douglas J.
  Pacific Investment Mgt Co. LLC   Head, Fin Inter Group   Executive VP
Ozeki,Koyo
  PIMCO Japan Limited   Hd, Asian Credit Research   Executive VP
Parikh,Saumil H.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Executive VP
Park,Jung
  PIMCO Hong Kong   Business Development   Executive VP

13


 

             
Name   Business Unit   Title   Officer Title
Paulson,Bradley W.
  Pacific Investment Mgt Co. LLC   Head Global Legal/Compl.   Executive VP
Philipp,Elizabeth M.
  Pacific Investment Mgt Co. LLC   Account Manager   Executive VP
Porterfield,Mark J.
  Pacific Investment Mgt Co. LLC   Media & Public Relations   Executive VP
Posch,Brigitte
  Pacific Investment Mgt Co. LLC   Portfolio Manager, EM   Executive VP
Rodosky,Stephen A.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Executive VP
Roney,Scott L.
  Pacific Investment Mgt Co. LLC   Account Manager   Executive VP
Ruthen,Seth R.
  Pacific Investment Mgt Co. LLC   Account Manager   Executive VP
Sargent,Jeffrey M.
  Pacific Investment Mgt Co. LLC   Head-Ops & IT Munich   Executive VP
Schneider,Jerome M
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Executive VP
Schucking,Ivor E.
  Pacific Investment Mgt Co. LLC   Co-Head — Credit Research   Executive VP
Short,Jonathan D.
  Pacific Investment Mgt Co. LLC   Head, Inst Bus Dev   Executive VP
Stracke,Thibault C.
  Pacific Investment Mgt Co. LLC   Co-Head — Credit Research   Executive VP
Strelow,Peter G
  Pacific Investment Mgt Co. LLC   Mgr, Mutual Funds Admin   Executive VP
Tarman,Daniel I
  Pacific Investment Mgt Co. LLC   Head of Mktg Communctns   Executive VP
Toloui-Tehrani,Ramin
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Executive VP
Tournier,Eve Anne Celine
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Executive VP
Tyson,Richard E.
  Pacific Investment Mgt Co. LLC   Senior Operations Manager   Executive VP
van Heel,Marc
  PIMCO Europe Limited   Head, Bus Dev NLD/BEL   Executive VP
Ward,Jim
  Pacific Investment Mgt Co. LLC   Head of Human Resources   Executive VP
Wilson,John F.
  PIMCO Australia Pty. Ltd.   Head, Bus Dev Australia   Executive VP
Wilson,Susan L.
  Pacific Investment Mgt Co. LLC   Account Manager   Executive VP
Wood,George H.
  Pacific Investment Mgt Co. LLC   Account Manager   Executive VP
Worah,Mihir P.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Executive VP
Young,David
  Pacific Investment Mgt Co. LLC   Account Manager   Executive VP
Yu,Cheng-Yuan
  Pacific Investment Mgt Co. LLC   Financial Engineer   Executive VP
Ahto,Laura A.
  PIMCO Europe Limited   Head-Ops,Admin,Euro Funds   Sr. Vice President
Baburek,Daniel
  PIMCO Japan Limited   Portfolio Manager   Sr. Vice President
Beck,Lee Davison
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Berndt,Andreas
  Germany Fixed Income   Portfolio Manager   Sr. Vice President
Blair,David James
  Pacific Investment Mgt Co. LLC   Credit Analyst   Sr. Vice President
Blomenkamp,Felix
  Germany Fixed Income   Head ABS   Sr. Vice President
Bodereau,Philippe
  PIMCO Europe Limited   Credit Analyst   Sr. Vice President
Broadwater,Kevin M.
  Pacific Investment Mgt Co. LLC   Attorney   Sr. Vice President
Brown,Erik C.
  Pacific Investment Mgt Co. LLC   Tax Manager   Sr. Vice President
Bui,Giang H.
  Pacific Investment Mgt Co. LLC   Structured Credit Analyst   Sr. Vice President
Burns,Michael A.
  PIMCO Europe Limited   Account Manager   Sr. Vice President
Carnachan,Robert Scott
  PIMCO Hong Kong   Asia Ex-Jpn Legal Counsel   Sr. Vice President
Cavalieri,John R.
  Pacific Investment Mgt Co. LLC   Product Mgr, Real Return   Sr. Vice President
Colter Jr.,Eugene Maynard
  Pacific Investment Mgt Co. LLC   Head, Messaging & Content   Sr. Vice President
Cressy,Jonathan B.
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Damodaran,Kumaran K
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Sr. Vice President
Darling,James
  PIMCO Canada   Account Manager   Sr. Vice President
Dorff,David J.
  Pacific Investment Mgt Co. LLC   Financial Engineer   Sr. Vice President

14


 

             
Name   Business Unit   Title   Officer Title
Dorrian,Peter G.
  PIMCO Australia Pty. Ltd.   Head, Remarketing   Sr. Vice President
Durham,Jennifer E.
  Pacific Investment Mgt Co. LLC   Chief Compliance Officer   Sr. Vice President
Emons,Ben
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Sr. Vice President
Ferber,Steven Ellis
  Pacific Investment Mgt Co. LLC   DC Channel, Business Dev.   Sr. Vice President
Fields,Robert A.
  Pacific Investment Mgt Co. LLC   Muni Product Manager   Sr. Vice President
Fisher,Marcellus M.
  Pacific Investment Mgt Co. LLC   Manager, Trade Support   Sr. Vice President
Fournier,Joseph A.
  PIMCO Europe Limited   Account Manager   Sr. Vice President
Foxall,Julian
  PIMCO Australia Pty. Ltd.   Portfolio Manager   Sr. Vice President
Frisch,Ursula T.
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Gandolfi,Alessandro
  PIMCO Europe Limited   Head, Bus Dev Italy   Sr. Vice President
Garbuzov,Yuri P.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Sr. Vice President
Getter,Christopher T.
  Pacific Investment Mgt Co. LLC   Product Manager, EM   Sr. Vice President
Giurlani,Gian Luca
  PIMCO Europe Limited   European Re-Marketing   Sr. Vice President
Gore,Gregory T.
  Pacific Investment Mgt Co. LLC   Credit Analyst   Sr. Vice President
Grabar,Gregory S.
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Griffiths,John Lawrence
  PIMCO Europe Limited   Head of Business Dev — UK   Sr. Vice President
Gupta,Sachin
  PIMCO Europe Limited   Portfolio Manager   Sr. Vice President
Gupta,Shailesh
  Pacific Investment Mgt Co. LLC   Financial Engineer   Sr. Vice President
Hasegawa,Tamotsu
  PIMCO Japan Limited   Account Manager   Sr. Vice President
Hastings,Arthur J.
  Pacific Investment Mgt Co. LLC   Compliance Manager   Sr. Vice President
Hayes,Ray C.
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Heimann,Ilan
  PIMCO Europe Limited   Product Manager   Sr. Vice President
Helsing,Jeffrey
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Sr. Vice President
Hu,Gang
  Pacific Investment Mgt Co. LLC   Portfolio Manager, TIPS   Sr. Vice President
Hughes,Mark Alan
  Pacific Investment Mgt Co. LLC   Credit Analyst   Sr. Vice President
Hyman,Daniel Herbert
  Pacific Investment Mgt Co. LLC   Portfolio Mgr, ABS-MBS   Sr. Vice President
Jann,Juergen
  Germany Fixed Income   Co-Head Munich Gbl Desk   Sr. Vice President
Katz,Ulrich
  Germany Fixed Income   Portfolio Manager   Sr. Vice President
Keck,Andreas
  Germany Fixed Income   Portfolio Manager   Sr. Vice President
King Jr.,John Stephen
  Pacific Investment Mgt Co. LLC   Attorney   Sr. Vice President
Kirkbaumer,Steven P.
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Komatsu,Mitsuaki
  PIMCO Japan Limited   Head of Compliance   Sr. Vice President
Kressin,Thomas
  Germany Fixed Income   Co-Head Munich Gbl Desk   Sr. Vice President
Kuhner,Kevin D.
  PIMCO Europe Limited   Co-Head, Euro Remarketing   Sr. Vice President
Lackey,Warren M.
  Pacific Investment Mgt Co. LLC   Director, Communications   Sr. Vice President
Larsen,Henrik P.
  Pacific Investment Mgt Co. LLC   Mgr Fund Administration   Sr. Vice President
Lehavi,Yanay
  Pacific Investment Mgt Co. LLC   Senior Developer   Sr. Vice President
Lopez,Rafael A.
  PIMCO Japan Limited   Operations Manager   Sr. Vice President
Ludwig,Steven Charles
  Pacific Investment Mgt Co. LLC   Senior Compliance Officer   Sr. Vice President
Mak,Richard
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Sr. Vice President
Martin,Scott W.
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Meggers,Julie Ann
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Meyn,Cynthia Louise
  Pacific Investment Mgt Co. LLC   Senior Operations Manager   Sr. Vice President
Miller Jr.,Kendall P.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Sr. Vice President
Milo,Davida J.
  Pacific Investment Mgt Co. LLC   CRM Platform Manager   Sr. Vice President

15


 

             
Name   Business Unit   Title   Officer Title
Mitchell,Gail
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Mogelof,Eric J.
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Morena,Robert
  Pacific Investment Mgt Co. LLC   Head, Inst Bus Dev NY   Sr. Vice President
Mukherji,Raja
  Pacific Investment Mgt Co. LLC   Credit Analyst   Sr. Vice President
Murata,Alfred T.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Sr. Vice President
Nambimadom,Ramakrishnan S.
  Pacific Investment Mgt Co. LLC   Financial Engineer   Sr. Vice President
Nicholls,Steven B.
  PIMCO Europe Limited   Account Manager   Sr. Vice President
Nieves,Roger O.
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
O’Connell,Gillian
  PIMCO Europe Limited   Manager of Operations   Sr. Vice President
Okamura,Shigeki
  PIMCO Japan Limited   Account Manager   Sr. Vice President
Okun,Eric Alan
  Pacific Investment Mgt Co. LLC   Senior Manager   Sr. Vice President
Ong,Arthur Y.D.
  Pacific Investment Mgt Co. LLC   Attorney   Sr. Vice President
Osses,Guillermo Ariel
  Pacific Investment Mgt Co. LLC   Emerging Market Analyst   Sr. Vice President
Pagani,Lorenzo P.
  Germany Fixed Income   Portfolio Manager   Sr. Vice President
Perez,Keith
  Pacific Investment Mgt Co. LLC   Senior Developer   Sr. Vice President
Pimentel,Rudolph
  Pacific Investment Mgt Co. LLC   Product Manager   Sr. Vice President
Pittman,David J.
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Potthof,Axel
  Germany Fixed Income   Portfolio Manager   Sr. Vice President
Prasad,Krishna
  PIMCO Europe Limited   Portfolio Manager, ABS   Sr. Vice President
Putyatin,Vladyslav
  PIMCO Europe Limited   Portfolio Manager   Sr. Vice President
Qu,Wendong
  Pacific Investment Mgt Co. LLC   Financial Engineer   Sr. Vice President
Reimer,Ronald M.
  Pacific Investment Mgt Co. LLC   Financial Engineer   Sr. Vice President
Reisz,Paul W.
  Pacific Investment Mgt Co. LLC   ST/Stable Value Prod Mgr   Sr. Vice President
Repoulis,Yiannis
  PELM   Account Manager   Sr. Vice President
Rice,Thomas Edmund
  PIMCO Europe Limited   European Legal Counsel   Sr. Vice President
Rollins,Melody
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Romano,Mark A.
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Schaus,Stacy Leigh
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Schulist,Stephen O.
  Pacific Investment Mgt Co. LLC   Financial Engineer   Sr. Vice President
Senne,Verena
  PELM   L&C Officer   Sr. Vice President
Skobtsov,Ivan
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Sr. Vice President
Smith,Kenton Todd
  Pacific Investment Mgt Co. LLC   ABS/MBS Analyst   Sr. Vice President
Sonner,Michael
  Germany Fixed Income   Portfolio Manager   Sr. Vice President
Spajic,Luke Drago
  PIMCO Europe Limited   Head — Pan Euro Credit PM   Sr. Vice President
Spalding,Scott M.
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Springer,Jeffrey
  PIMCO Australia Pty. Ltd.   Account Manager   Sr. Vice President
Staub,Christian Martin
  PIMCO Switzerland LLC   Head, PIMCO Switzerland   Sr. Vice President
Steele,Scott Patrick
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Strauch,Joel Edward
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Tabata,Junji
  PIMCO Japan Limited   Legal   Sr. Vice President
Theodore,Kyle J.
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Thompson,Michael Frazier
  PIMCO Europe Limited   Co-Head, Euro Remarketing   Sr. Vice President
Thurston,Powell C.
  Pacific Investment Mgt Co. LLC   Structured Product Mgr   Sr. Vice President
Trevithick,Natalie
  Pacific Investment Mgt Co. LLC   Invest Grade Corp Trader   Sr. Vice President
Tsubota,Shiro
  PIMCO Japan Limited   Client Servicing   Sr. Vice President
Vallarta-Jordal,Maria-Theresa F.
  Pacific Investment Mgt Co. LLC   Attorney   Sr. Vice President
van Akkeren,Marco
  Pacific Investment Mgt Co. LLC   Portfolio Manager ABS-MBS   Sr. Vice President

16


 

             
Name   Business Unit   Title   Officer Title
van Bezooijen,Jeroen Teunis Steven
  PIMCO Europe Limited   Product Manager, LDI   Sr. Vice President
van Zoelen,Henk Jan
  PIMCO Europe Limited   Account Mgr   Sr. Vice President
Viana,David
  PIMCO Europe Limited   Int’l Compliance Officer   Sr. Vice President
Wada,Hiromi
  PIMCO Japan Limited   Account Manager   Sr. Vice President
Walker,Trent W.
  Pacific Investment Mgt Co. LLC   Financial Reporting Mgr   Sr. Vice President
Watchorn,Michael C.
  Pacific Investment Mgt Co. LLC   Credit Analyst   Sr. Vice President
White,Timothy C.
  Pacific Investment Mgt Co. LLC   Account Manager   Sr. Vice President
Whitton,Bransby M.
  PIMCO Asia Pte Ltd   Account Manager   Sr. Vice President
Wild,Christian
  Germany Fixed Income   Credit Research Analyst   Sr. Vice President
Wilner,Mitchell W.
  Pacific Investment Mgt Co. LLC   High Yield Trader   Sr. Vice President
Witt,Frank
  Germany Fixed Income   Head, Bus Dev DEU/AUT   Sr. Vice President
Yamamoto,Shinichi
  PIMCO Japan Limited   Account Manager   Sr. Vice President
Abdikeev,Tamerlan
  Germany Fixed Income   Manager, Bus Dev   Vice President
Afrasiabi,Mark Saied
  Pacific Investment Mgt Co. LLC   Credit Analyst   Vice President
Agredano,Carlos
  Pacific Investment Mgt Co. LLC   Financial Engineer   Vice President
Allamanis,Georgios
  PIMCO Europe Limited   Account Manager   Vice President
Althof,Michael
  Germany Fixed Income   Portfolio Manager   Vice President
Ananthanarayanan,Mangala V
  PIMCO Europe Limited   Account Manager   Vice President
Anctil,Stacie D.
  Pacific Investment Mgt Co. LLC   Pricing Manager   Vice President
Anochie,Kwame A.
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Asay,Susan
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Avancini,Joerg
  Germany Fixed Income   Portfolio Manager   Vice President
Bal,Gita
  PIMCO Europe Limited   Credit Analyst   Vice President
Bansal,Sharad
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Vice President
Barnes,Donna E.
  Pacific Investment Mgt Co. LLC   FINRA Prin & Compl Mgr   Vice President
Benson,Sandra M.
  Pacific Investment Mgt Co. LLC   Sr. Corporate Paralegal   Vice President
Ben-Zvi,Kfir Naftali
  Pacific Investment Mgt Co. LLC   Portfolio Pricing Analyst   Vice President
Bertolo,Matteo
  PIMCO Europe Limited   Account Manager   Vice President
Bierman,Dave H.
  Pacific Investment Mgt Co. LLC   Software Developer   Vice President
Blute,Ryan Patrick
  PIMCO Europe Limited   Product Manager   Vice President
Boehm,Timo
  Germany Fixed Income   Portfolio Manager   Vice President
Bolton,Laurence Edwin
  Pacific Investment Mgt Co. LLC   Attorney   Vice President
Boyd,C Robert
  Pacific Investment Mgt Co. LLC   Senior Structure Analyst   Vice President
Bradshaw,Myles Emmerson Charles
  PIMCO Europe Limited   Portfolio Manager   Vice President
Brenner,Matthew H.
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Brons,Jelle
  PIMCO Europe Limited   Trading Associate   Vice President
Brune,Christopher P.
  Pacific Investment Mgt Co. LLC   Risk Oversight Analyst   Vice President
Burns,Robert
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Byer,Jeffrey Alan
  Pacific Investment Mgt Co. LLC   Fund Development   Vice President
Caltagirone,Christopher
  Pacific Investment Mgt Co. LLC   Product Manager   Vice President
Chen,Wing-Harn
  Pacific Investment Mgt Co. LLC   Credit Analyst   Vice President
Cheng,Audrey Lee
  Pacific Investment Mgt Co. LLC   Attorney   Vice President
Chin,Tracy
  PIMCO Australia Pty. Ltd.   Credit Analyst   Vice President
Chipp,William
  Pacific Investment Mgt Co. LLC   Global Service Liaison   Vice President
Chopra,Amit
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Vice President
Clark,Raymond Matthew
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Clarke,James Robert
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Cooke,Anthony H.
  Pacific Investment Mgt Co. LLC   Software Developer   Vice President
Cornelius,Darryl Paul
  PIMCO Europe Limited   Product Specialist   Vice President
Cortes Gonzalez,Ana
  PIMCO Europe Limited   Portfolio Manager, ABS   Vice President

17


 

             
Name   Business Unit   Title   Officer Title
Cumby III,William Sylvester
  Pacific Investment Mgt Co. LLC   Portfolio Manager ABS-MBS   Vice President
Dahlhoff,Juergen
  Germany Fixed Income   Credit Research Analyst   Vice President
Danielsen,Birgitte
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
De Bellis,Mary
  Pacific Investment Mgt Co. LLC   Dom Trade Asst Supervisor   Vice President
De Lorenzo,Nicola A.
  PIMCO Europe Limited   Business Mgt Associate   Vice President
Dilek,Burcin
  Germany Fixed Income   Head Trade Support   Vice President
Dombrovsky,Anton
  Germany Fixed Income   Product Manager   Vice President
Dorsten,Matthew P.
  Pacific Investment Mgt Co. LLC   Financial Engineer   Vice President
Dugan,Travis J.
  Pacific Investment Mgt Co. LLC   Money Market Specialist   Vice President
Dutta,Manish
  Pacific Investment Mgt Co. LLC   Senior Software Developer   Vice President
Edler,Vernon
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Edwards,Ben Matthew
  PIMCO Europe Limited   Account Manager   Vice President
Eedes,Linda
  PIMCO Europe Limited   Account Manager   Vice President
Ellis,Edward L.
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Eltz,Antoinette
  PIMCO Europe Limited   Product Manager   Vice President
England,Jason S.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Vice President
Estep,Bret W.
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Evans,Stefanie D.
  Pacific Investment Mgt Co. LLC   Sr Mortgage Credit Analyst   Vice President
Feeny,Martin E.
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Fejdasz,Melissa A.
  Pacific Investment Mgt Co. LLC   Contracts Admin Manager   Vice President
Finkenzeller,Thomas
  Germany Fixed Income   Portfolio Manager   Vice President
Forsyth,Andrew C.
  PIMCO Canada   Head, Bus Dev Canada   Vice President
Fowler,Ellen
  Pacific Investment Mgt Co. LLC   Executive Assistant   Vice President
Froehlich,Frank
  PELM   Compliance Officer   Vice President
Furusho,Hiroaki
  PIMCO Japan Limited   Account Manager   Vice President
Galli,Leandro Jose
  PIMCO Europe Limited   Trading Associate   Vice President
Garnett,Andrew David
  PIMCO Europe Limited   Regulatory Compliance Mgr   Vice President
Ghosh,Sharad
  PIMCO Asia Pte Ltd   Account Manager   Vice President
Gibson,Thomas C.
  Pacific Investment Mgt Co. LLC   AIMR Compl Audit Spec   Vice President
Gingrich,Robert M
  Pacific Investment Mgt Co. LLC   Financial Engineer   Vice President
Gould,Linda J
  Pacific Investment Mgt Co. LLC   Fee Analyst   Vice President
Grady,Myrrha H.
  Pacific Investment Mgt Co. LLC   Manager   Vice President
Graves,Zoya Schoenholtz
  Pacific Investment Mgt Co. LLC   Global Strategic Mktg&Ad   Vice President
Griffiths,Stuart Paul
  PIMCO Europe Limited   Risk & Compliance Officer   Vice President
Gruben,Kristin Lynn
  Pacific Investment Mgt Co. LLC   Compliance Officer   Vice President
Grzesik,Marco
  PELM   Head, Bus Dev France   Vice President
Gu,Haidi
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Vice President
Haaf,Tim
  Germany Fixed Income   Portfolio Manager   Vice President
Haeckl,Tanja
  Germany Fixed Income   VP,Head Cash Desk   Vice President
Hagmeier,William Robert
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Hauschild,Matthew Richard
  Pacific Investment Mgt Co. LLC   Senior Developer   Vice President
Heravi,Kaveh Christian
  Pacific Investment Mgt Co. LLC   Technology Manager   Vice President
Herlan,Hans Joerg
  Germany Fixed Income   Portfolio Manager   Vice President
Horne,Jonathan Lane
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Vice President
Hsiang,Hwa-Ming
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Huxhorn,Michael
  Germany Fixed Income   Portfolio Manager   Vice President
Ing,Terrence Liu
  Pacific Investment Mgt Co. LLC   Credit Analyst   Vice President

18


 

             
Name   Business Unit   Title   Officer Title
Johnson,Eric D
  Pacific Investment Mgt Co. LLC   Mutual Fund Admin   Vice President
Johnson,Kelly
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Johnson,Nicholas J
  Pacific Investment Mgt Co. LLC   Commodity Analyst   Vice President
Jones,Jeff
  Pacific Investment Mgt Co. LLC   Learning/Ldrshp Dvlpment   Vice President
Jones,Steven L.
  Pacific Investment Mgt Co. LLC   Product Manager   Vice President
Jordan,Daniel V.
  Pacific Investment Mgt Co. LLC   Fin Business Analyst   Vice President
Kakuchi,Tadashi
  PIMCO Japan Limited   Portfolio Manager   Vice President
Karpov,Natalie
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Kavafyan,Constance
  PIMCO Europe Limited   Acct Manager   Vice President
Kellerhals,Philipp
  Germany Fixed Income   Head Quant Strategies   Vice President
Kelly,Benjamin Marcus
  PIMCO Australia Pty. Ltd.   Account Manager   Vice President
Kersman,Alec
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Kezelman,Jason M.
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Kirkowski,John Jeffrey
  Pacific Investment Mgt Co. LLC   Product Manager   Vice President
Kishimoto,Yayoi
  PIMCO Japan Limited   Account Manager   Vice President
Kohari,Chisato
  PIMCO Japan Limited   Credit Analyst   Vice President
Korinke,Kimberley Grace
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Korinke,Ryan Patrick
  Pacific Investment Mgt Co. LLC   Product Manager   Vice President
Kuehne,Stefan
  Germany Fixed Income   Portfolio Manager   Vice President
Kumar,Mukund
  Pacific Investment Mgt Co. LLC   Sr Developer/Fin Engineer   Vice President
LeBrun Jr.,Richard R.
  Pacific Investment Mgt Co. LLC   Attorney   Vice President
Lee,Alvin Lip Sin
  PIMCO Asia Pte Ltd   Mgr, Compliance & Acctg   Vice President
Lee,Robert Ru-Bor
  Pacific Investment Mgt Co. LLC   Senior Software Developer   Vice President
Leong,Chon-Ian
  PIMCO Europe Limited   Alternatives   Vice President
Li,Li
  PIMCO Hong Kong   Account Manager   Vice President
Lian,Chia Liang
  PIMCO Asia Pte Ltd   EM Portfolio Manager   Vice President
Linder,Astrid
  Germany Fixed Income   Product Manager   Vice President
Liwski,Michael V.
  Pacific Investment Mgt Co. LLC   Mgr, Client Report & Pres   Vice President
Lofdahl,Christopher F.
  Pacific Investment Mgt Co. LLC   Executive Office Team   Vice President
Loh,John J.
  Pacific Investment Mgt Co. LLC   Mgr, Risk Operations   Vice President
Long,Hui
  Pacific Investment Mgt Co. LLC   Financial Engineer   Vice President
Lopez,Joy Lynn
  Pacific Investment Mgt Co. LLC   Tax Manager   Vice President
Loriferne,Matthieu Hubert Felix
  PIMCO Europe Limited   Credit Analyst   Vice President
Love,David Bernard
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Lowe,Erika Hayflick
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Mandy,Alain
  PIMCO Europe Limited   Mgr, Cust, Acct & Fin Rep   Vice President
Manseau Guerdat,Chantal Marie Helene
  PIMCO Canada Mgmt   Account Manager   Vice President
Martel,Rene
  Pacific Investment Mgt Co. LLC   Product Manager   Vice President
Martini,Nadege
  Germany Fixed Income   Portfolio Manager   Vice President
Mayershofer,Veronika
  Germany Fixed Income   Portfolio Associate   Vice President
Mazzocchi,Bettina Ester Florette
  PIMCO Europe Limited   Re Marketing Account Mgr   Vice President
McCann,Patrick Murphy
  Pacific Investment Mgt Co. LLC   Global Operations   Vice President
Merz,Frederic
  Germany Fixed Income   Portfolio Manager   Vice President
Metsch,Mark E.
  Pacific Investment Mgt Co. LLC   Financial Engineer   Vice President
Micali,Carlo
  PELM   Account Manager   Vice President
Mierau,Kristion T.
  Germany Fixed Income   Portfolio Manager   Vice President
Mieth,Roland
  PIMCO Asia Pte Ltd   Portfolio Manager, EM   Vice President

19


 

             
Name   Business Unit   Title   Officer Title
Moeljanto,Lanny H.
  Pacific Investment Mgt Co. LLC   Manager   Vice President
Molloy,Carol
  PIMCO Australia Pty. Ltd.   Account Manager   Vice President
Morrison,John Edward
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Muehlethaler,Jeffrey Charles
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Mulcahy,Matthew J.
  PIMCO Australia Pty. Ltd.   Portfolio Manager   Vice President
Murano,Yuko
  PIMCO Japan Limited   HR Manager   Vice President
Nabors,Robin
  Pacific Investment Mgt Co. LLC   Sr. HR Generalist   Vice President
Nest,Matthew J.
  PIMCO Hong Kong   Account Manager   Vice President
Ng,Albert K.
  Pacific Investment Mgt Co. LLC   Senior Programmer   Vice President
Nguyen,Tommy D.
  PIMCO Europe Limited   Account Manager   Vice President
Nojima,Sachiko
  PIMCO Japan Limited   Manager, Operations   Vice President
Norris,John F.
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Okuma,Sachiko
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Olazabal,Joshua A
  Pacific Investment Mgt Co. LLC   Executive Office Team   Vice President
Oliva,Jennifer Lynn
  Pacific Investment Mgt Co. LLC   Manager   Vice President
Osborne,Simon Timothy
  Pacific Investment Mgt Co. LLC   Trade Compliance   Vice President
Otterbein,Marie S.
  Pacific Investment Mgt Co. LLC   Spvsr Producer Group   Vice President
Perez,Iohan
  Pacific Investment Mgt Co. LLC   Portfolio Associate   Vice President
Phillipson,Daniel
  PELM   Product Manager   Vice President
Pricer,Jesse L.
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Qiu,Ying
  Pacific Investment Mgt Co. LLC   Portfolio Manager,ABS-MBS   Vice President
Rahari,Pierre-Yves
  PIMCO Europe Limited   Manager, Shareholder Svcs   Vice President
Rahman,Lupin
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Vice President
Ratner,Joshua D.
  Pacific Investment Mgt Co. LLC   Attorney   Vice President
Reimer,Danelle J.
  Pacific Investment Mgt Co. LLC   Trading Floor Manager   Vice President
Riendeau,Kevin
  PIMCO Japan Limited   Business Manager   Vice President
Rogers,William A.
  Pacific Investment Mgt Co. LLC   Structured Products Serv   Vice President
Ronnie,Stephen
  Germany Fixed Income   Portfolio Manager   Vice President
Rowe,Cathy T.
  Pacific Investment Mgt Co. LLC   Administrative Port Mgr   Vice President
Rudolph,Lynn
  Pacific Investment Mgt Co. LLC   Sr. HR Generalist   Vice President
Sakane,Yoshiyuki
  PIMCO Japan Limited   Account Manager   Vice President
Salastekar,Deepa A
  Pacific Investment Mgt Co. LLC   ABS/MBS Product Manager   Vice President
Scherzinger,Marion
  Germany Fixed Income   Credit Research Analyst   Vice President
Schnatterer,Monika
  Germany Fixed Income   Portfolio Associate   Vice President
Schuetz,Patricia Ann
  PIMCO Europe Limited   Account Manager   Vice President
Schultes,Adrian O.
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Schwab,Gerlinde
  Germany Fixed Income   Portfolio Manager   Vice President
Schwab,Stephen D.
  Pacific Investment Mgt Co. LLC   Head of DC Sales Support   Vice President
Schwetz,Myckola
  Pacific Investment Mgt Co. LLC   Financial Engineer   Vice President
Scibisz,Iwona E.
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Scorah,Ian
  PIMCO Europe Limited   Legal Counsel   Vice President
Sejima,Toru
  PIMCO Japan Limited   Acct Mgr, Clnt Svcs-Pens   Vice President
Seksaria,Rahul M.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Vice President
Sesay,Therenah
  Pacific Investment Mgt Co. LLC   Mgr Account Associate   Vice President
Shaw,Matthew D.
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Sheehy,Erica H.
  Pacific Investment Mgt Co. LLC   Compliance   Vice President
Shepherd,Julie M.
  Pacific Investment Mgt Co. LLC   Manager, AM Support   Vice President
Shiroyama,Taro
  PIMCO Japan Limited   Account Manager   Vice President
Somersan-Coqui,Aylin
  PELM   Account Manager   Vice President
Soto,Alyssa Michele
  Pacific Investment Mgt Co. LLC   Manager   Vice President

20


 

             
Name   Business Unit   Title   Officer Title
Spandri,Tobias
  Germany Fixed Income   Portfolio Manager   Vice President
Spicijaric,Jennifer N.
  Pacific Investment Mgt Co. LLC   Cash Manager   Vice President
Stack,Candice Elizabeth
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Stauffer,Christina
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Stravato,Richard
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Struc,Alexandru
  PIMCO Europe Limited   Portfolio Manager   Vice President
Sun,Hao
  PIMCO Hong Kong   Account Manager   Vice President
Suo,Yuanyuan
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Vice President
Suskind,Donald W.
  Pacific Investment Mgt Co. LLC   Product Manager   Vice President
Takeuchi,Ichiro
  PIMCO Japan Limited   Account Manager   Vice President
Takizuka,Hikaru
  PIMCO Japan Limited   Compliance Manager   Vice President
Tam,Joe
  Pacific Investment Mgt Co. LLC   Manager   Vice President
Telish,Christine M.
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Terry,Michael A.
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Tersin,Dominique
  PIMCO Europe Limited   Trade Assistant   Vice President
Tomlinson,Brian
  Germany Fixed Income   Portfolio Manager   Vice President
Traber,Eva-Maria
  Germany Fixed Income   Portfolio Associate   Vice President
Tran,Loc Khanh
  Pacific Investment Mgt Co. LLC   Sr Database Admin   Vice President
Trovato,Michael J.
  PIMCO Europe Limited   Account Mgr., Middle East   Vice President
Tse,Koonnang Colin
  PIMCO Europe Limited   Account Manager   Vice President
Tzemach,Yael Gayle
  Pacific Investment Mgt Co. LLC   EM Product Manager   Vice President
Van De Zilver,Peter A.
  Pacific Investment Mgt Co. LLC   Financial Engineer   Vice President
Velasco,Christine Ann
  Pacific Investment Mgt Co. LLC   Manager   Vice President
Velicer,Erik A.
  PIMCO Europe Limited   Manager   Vice President
von der Linden,Greg
  Pacific Investment Mgt Co. LLC   VP Staffing   Vice President
Walenbergh,Mark
  PIMCO Europe Limited   Account Manager   Vice President
Walther,Kasten
  Germany Fixed Income   Portfolio Manager   Vice President
Warner IV,Hansford B.
  Pacific Investment Mgt Co. LLC   Credit Structure Analyst   Vice President
Watford,Charles
  PIMCO Europe Limited   Credit Research Analyst   Vice President
Weinberger,Michele Deborah
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Wendler IV,Paul Frederick
  Pacific Investment Mgt Co. LLC   Middle Office Manager   Vice President
Wildermuth,Paul T.
  Pacific Investment Mgt Co. LLC   Manager   Vice President
Wildforster,Kai
  Germany Fixed Income   Portfolio Manager   Vice President
Williams III,Charles A
  Pacific Investment Mgt Co. LLC   Office Services & Support   Vice President
Williams,Jason A.
  Pacific Investment Mgt Co. LLC   Trader   Vice President
Winters,Kevin Michael
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Wittkop,Andrew T.
  Pacific Investment Mgt Co. LLC   Portfolio Manager   Vice President
Wolf,Greggory S.
  Pacific Investment Mgt Co. LLC   Shareholder Svcs Manager   Vice President
Wong,Tammy Nguyen
  Pacific Investment Mgt Co. LLC   CRM Functional Lead   Vice President
Xu,Jianghua
  Pacific Investment Mgt Co. LLC   Senior Software Developer   Vice President
Yang,Jing
  Pacific Investment Mgt Co. LLC   Structured Credit Assoc   Vice President
Yasnov,Vadim Igorevich
  Pacific Investment Mgt Co. LLC   Financial Engr/Developer   Vice President
Yildiz,Sadettin
  Germany Fixed Income   Portfolio Manager   Vice President
Yu,Anna W.
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President
Yu,Walter
  Pacific Investment Mgt Co. LLC   Senior Software Developer   Vice President
Zerner,Mary Alice
  PIMCO Europe Limited   Head of Mktg Comm   Vice President
Zhang,Ji Sheng
  Germany Fixed Income   Portfolio Manager   Vice President
Zheng,Yingying
  Pacific Investment Mgt Co. LLC   Account Manager   Vice President

21


 

* * *
     Schroder Investment Management North America Inc. (“Schroders”), 875 Third Avenue, 22nd Floor, New York, NY 10022- 6225, serves as sub-adviser to Transamerica Schroders International Small Cap. Its officers and directors are: Alan Brown, Director and Chief Investment Officer; Keith Collins, Director and Head of Finance; Stephen M. DeTore, Director and Chief Compliance Officer; Jamie Dorrien-Smith, Director and Chief Executive Officer and Chairman; Mark A. Hemenetz, Director and Chief Operating Officer; Virginie Maisonneuve, Director and Head of EAFE; and Carin F. Muhlbaum, General Counsel and Chief Administrative Officer.
* * *
     Templeton Investment Counsel, LLC (“Templeton”), 500 East Broward Boulevard, Suite 2100, Fort Lauderdale, Florida 33394, serves as co-sub-adviser to Transamerica Templeton Global. The executive officers of Templeton are as follows: Donald F. Reed, Chairman & CEO; Gary P. Motyl, President; Madison S. Gulley, Executive Vice President; Gregory E. McGowan, Executive Vice President; Tracy A. Harrington, Sr. Vice President — Institutional Marketing Support; Charles R. Hutchens, Sr. Vice President & Director Client Services; Leslie M. Kratter, Sr. Vice President; Peter A. Nori, Executive Vice President & Portfolio Manager — Research Analyst; Cindy L. Sweeting, Executive Vice President & Director of Research; Edgerton T. Scott, Sr. Vice President; Antonio Docal, Sr. Vice President; Michael J. Corcoran, Vice President & Controller; Timothy S. Stearns, Chief Compliance Officer; Guang Yang, Sr. Vice President; John C. Bailey, Jr.,Vice President- Institutional Sales; Mark F. Binnion, Vice President- Institutional Relationship Manager; Terry M. Buckley, Vice president- Institutional Sales; Michael J. Corcoran, Vice President & Controller; Cristina Elias, Vice President- Institutional Relationship Manager; Robert C. Hays, Vice President- Institutional Sales; Tina M. Sadler, Vice President/ Portfolio Manager- Research Analyst; Sandra A. Schoren-Testa, Vice President- Institutional Relationship Manager; Ann M. Ulrich, Vice President- Institutional Relationship Manager; Kimberly Novotny, Vice President and Assistant Secretary; Lori Ann Weber, Vice President and Assistant Secretary; Jeane S.F. Wong, Vice President- Institutional Relationship Manager; Craig S. Tyle, Chief Legal Officer; Mark L. Constant, Treasurer; Robert C. Rosselot, Vice President and Secretary.
* * *
     Third Avenue Management LLC (“Third Avenue”), a Delaware Limited Liability Company located at 622 Third Avenue, New York, New York, 10017, serves as sub-adviser to Transamerica Third Avenue Value. The parent company of Third Avenue is Third Avenue Holdings Delaware LLC, approximately 60% of the interests of which is indirectly owned by Affiliated Managers Group, Inc. and the remaining approximately 40% of which is owned by the senior management and certain key employees of the sub-adviser and the adult children of Martin J. Whitman. The officers of Third Avenue are Martin J. Whitman, Co-Chief Investment Officer of Third Avenue; Chairman of Third Avenue Trust; Chairman of Third Avenue Variable Series Trust; Member of the Board of Directors of Nabors Industries, Inc.; David M. Barse, President and CEO of Third Avenue; President, CEO and Trustee of Third Avenue Trust; Chief Executive Officer of M.J. Whitman LLC, and Director of Covanta Corporation; Vincent J. Dugan, Chief Financial Officer of Third Avenue, M.J. Whitman LLC, Third Avenue Trust and Third Avenue Variable Series Trust. Willard J. Hall, General Counsel and Secretary of Third Avenue, Third Avenue Trust, Third Avenue Variable Series Trust and M.J. Whitman LLC.
* * *
     Thornburg Investment Management, Inc. (“Thornburg”), 2300 Ridgetop Road, Santa Fe, NM 87506, serves as sub-adviser to Transamerica Thornburg International Value. The officers are Harold G. Thornburg; Chairman, Brian J. McMahon, Chief Executive Officer, President, Chief Investment Officer; Benjamin D. Wiesenfeld, Chief Compliance Officer; and Carolyn M. Dobbs, Secretary and Treasurer.
* * *
     Transamerica Investment Management, LLC (“TIM”) 11111 Santa Monica Blvd., Suite 820, Los Angeles, California, 90025, serves as sub-adviser to Transamerica Growth Opportunities, Transamerica Small/Mid Cap Value, Transamerica Flexible Income, Transamerica Focus, Transamerica Balanced, Transamerica Equity, Transamerica Diversified Equity, Transamerica Convertible Securities, Transamerica Value Balanced, Transamerica Short-Term Bond, Transamerica Money Market, Transamerica Templeton Global and Transamerica Science and Technology. The officers are Gary U. Rollé, Chief Executive Officer, Chief Investment Officer and Board Member; David W. Lubchenco, Principal and Managing Director; Bradley C. Slocum, Principal and Managing Director; Travis S. Weimer, Vice President and Chief Financial Officer; Ann Marie Swanson, Vice President, Secretary, and General Counsel and Chief Compliance Officer; Todd M. Bergen, Board Member; John K. Carter, Board Member; Jeffrey A. McCroy, Board Member; and Mark W. Mullin, Board Member.

22


 

* * *
     UBS Global Asset Management (Americas) Inc. (“UBS”), One North Wacker Drive, Chicago, IL 60606, a Delaware corporation, serves as sub-adviser to Transamerica UBS Large Cap Value and Transamerica UBS Dynamic Alpha. UBS is a registered investment advisor and is an indirect, wholly owned subsidiary of UBS AG. UBS is primarily engaged in the investment advisory and financial services business. Set forth below in alphabetical order is a list of each executive officer and board directors of UBS indicating position(s) held with UBS and other business, profession, vocation or employment of a substantial nature. Additionally, each UBS officer and director holds certain positions within the Americas region of UBS Global Asset Management business group of UBS AG (“UBS Global AM”).
         
      Other Substantial Business, Profession,
Name   Position(s) Held with UBS   Vocation or Employment
Joseph Allessie
  Assistant Secretary   Deputy General Counsel and Executive Director — UBS Global AM
 
       
Michael J. Calhoun
  Assistant Secretary   Associate General Counsel and Director — UBS Global AM
 
       
Mary T. Capasso
  Assistant Secretary   Associate General Counsel and Executive Director — UBS Global AM
 
       
Trevor Chambers
  Assistant Treasurer   Controller and Director — UBS Global AM
 
       
Kimberly Guerin
  Assistant Treasurer   Financial Control Senior Manager and Director — UBS Global AM
 
       
Mark F. Kemper
  Secretary and Chief Legal Officer   General Counsel — UBS Global AM
 
       
Tammie Lee
  Assistant Secretary   Associate General Counsel — UBS Global AM
 
       
Barry M. Mandinach
  Board Director and Vice President   Chief Marketing Officer and Managing Director — UBS Global AM
 
       
Joseph McGill
  Chief Compliance Officer   Chief Compliance Officer and Managing Director — UBS Global AM
 
       
John Moore
  Board Director, Treasurer and Chief Financial Officer   Head of Financial Control and Managing Director — UBS Global AM
 
       
Eric Sanders
  Assistant Secretary   Associate General Counsel — UBS Global AM
 
       
Kai R. Sotorp
  Board Director, President and Chief Executive Officer   Head of Americas and Group Management Board Member — UBS Global AM
 
       
Keith Weller
  Assistant Secretary   Associate General Counsel and Executive Director — UBS Global AM
* * *
     Wellington Management Company, LLP (“Wellington Management”), located at 75 State Street, Boston, Massachusetts 02109, serves as sub-adviser to Transamerica WMC Emerging Markets. Wellington Management is an investment adviser registered under the Investment Advisers Act of 1940. During the last two fiscal years, no partner of Wellington Management has engaged in any other business, profession, vocation or employment of a substantial nature other than that of the business of investment management.
Item 27 Principal Underwriter
(a)   The Registrant has entered into an Underwriting Agreement with Transamerica Capital, Inc. (“TCI”), whose address is 4600 South Syracuse Street, Suite 1100, Denver, Colorado, 80287 to act as the principal underwriter of Fund shares.
 
(b)   Directors and Officers of TCI:

23


 

                     
                    Positions
                    and
                    Offices
                  with
    Name   Location   Positions and Offices with Underwriter   Registrant
 
  Robert R. Frederick     (1 )   Director, President and Chief Operations Officer   N/A
 
                   
 
  John T. Mallett     (1 )   Director   N/A
 
                   
 
  Mark W. Mullin     (1 )   Director   N/A
 
                   
 
  Lon J. Olejniczak     (1 )   Director and Chief Executive Officer   N/A
 
                   
 
  Michael Brandsma     (2 )   Executive Vice President and Chief Financial Officer   N/A
 
                   
 
  David R. Paulsen     (2 )   Executive Vice President   N/A
 
                   
 
  Michael G. Petko     (2 )   Executive Vice President   N/A
 
                   
 
  Anne M. Spaes     (3 )   Executive Vice President and Chief Marketing Officer   N/A
 
                   
 
  Frank A. Camp     (1 )   Secretary   N/A
 
                   
 
  Linda S. Gilmer     (1 )   Vice President   N/A
 
                   
 
  Karen D. Heburn     (4 )   Vice President   N/A
 
                   
 
  Amy J. Boyle     (4 )   Assistant Vice President   N/A
 
                   
 
  John Fischer     (4 )   Assistant Vice President   N/A
 
                   
 
  Dennis P. Gallagher     (4 )   Assistant Vice President   Vice President, General Counsel and Secretary
 
                   
 
  Clifton W. Flenniken, III     (5 )   Assistant Vice President   N/A
 
                   
 
  Kyle A. Keelan     (4 )   Assistant Vice President   N/A
 
                   
 
  Christy Post-Rissin     (4 )   Assistant Vice President   N/A
 
                   
 
  Brenda L. Smith     (4 )   Assistant Vice President   N/A
 
                   
 
  Darin D. Smith     (1 )   Assistant Vice President   N/A
 
                   
 
  Arthur D. Woods     (4 )   Assistant Vice President   N/A
 
                   
 
  Tamara D. Barkdoll     (2 )   Assistant Secretary   N/A
 
                   
 
  Erin K. Burke     (1 )   Assistant Secretary   N/A
 
                   
 
  Jeffrey Eng     (6 )   Assistant Secretary   N/A
 
(1) 4333 Edgewood Road, N.E., Cedar Rapids, IA 52499-0001

(2) 4600 South Syracuse Street, Suite 1100, Denver, CO 80237

(3) 400 West Market Street, Louisville, KY 40237

(4) 570 Carillon Parkway, St. Petersburg, FL 33716-1202

(5) 1111 North Charles Street, Baltimore, MD 21201

(6) 408 St. Peter Street, Suite 230, St. Paul, MN 55102
Item 28 Location of Accounts and Records
The accounts, books and other documents required to be maintained by Section 31(a) of the 1940 Act and the rules promulgated thereunder are maintained as follows:
(a)   Shareholder records are maintained by the Registrant’s transfer agent, Transamerica Fund Services, Inc., 570 Carillon Parkway, St. Petersburg, FL 33716.
 
(b)   All other accounting records of the Registrant are maintained at the offices of the Registrant at 570 Carillon Parkway, St. Petersburg, Florida 33716 and are in the physical possession of the officers of the Fund, or at the offices of the Custodian: State Street Bank and Trust Company, 225 Franklin Street, Boston, MA 02110.

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Item 29 Management Services
The Registrant has no management-related service contract that is not discussed in Part I of this form. See the section of the Prospectus entitled “Investment Advisory and Other Services” for a discussion of the management and advisory services furnished by AllianceBernstein; AUIM; BlackRock; BNY Mellon; Clarion; Federated; Jennison; JPMorgan; Loomis; MFS; Morningstar; Neuberger; Oppenheimer; PIMCO; Schroders; TAM; Templeton; TFS; Third Avenue; TIM; Thornburg, UBS; Van Kampen; and Wellington Management, pursuant to the Investment Advisory Agreements, the Sub-Advisory Agreements, the Administrative Services Agreement and the Underwriting Agreement.
Item 30 Undertakings
     Not applicable

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SIGNATURES
     Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933; and Transamerica Funds has duly caused this Post-Effective Amendment No. 103 to its Registration Statement to be signed on its behalf by the undersigned, thereunder duly authorized, in the City of St. Petersburg, State of Florida, on the 20th day of October, 2009.
         
  TRANSAMERICA FUNDS
 
 
  By:   /s/ John K. Carter    
    John K. Carter   
    President and Chief Executive Officer   
 
     Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 103 to its Registration Statement has been signed below by the following persons in the capacities and on the dates indicated:
         
/s/ John K. Carter
 
John K. Carter
  Chairperson, Trustee, President and Chief Executive Officer   October 20, 2009
 
       
/s/ Sandra N. Bane
 
Sandra N. Bane*
  Trustee    October 20, 2009
 
       
/s/ Leo J. Hill
 
Leo J. Hill*
  Trustee    October 20, 2009
 
       
/s/ David W. Jennings
 
David W. Jennings*
  Trustee    October 20, 2009
 
       
/s/ Neal M. Jewell
 
Neal M. Jewell*
  Trustee    October 20, 2009
 
       
/s/ Russell A. Kimball, Jr.
 
Russell A. Kimball, Jr.*
  Trustee    October 20, 2009
 
       
/s/ Eugene M. Mannella
 
Eugene M. Mannella*
  Trustee    October 20, 2009
 
       
/s/ Norman R. Nielsen
 
Norman R. Nielsen*
  Trustee    October 20, 2009
 
       
/s/ Joyce G. Norden
 
Joyce G. Norden*
  Trustee    October 20, 2009
 
       
/s/ Patricia Sawyer
 
Patricia Sawyer*
  Trustee    October 20, 2009
 
       
/s/ John W. Waechter
 
John W. Waechter*
  Trustee    October 20, 2009
 
       
/s/ Joseph P. Carusone
 
Joseph P. Carusone
  Vice President, Treasurer and Principal Financial Officer   October 20, 2009
 
             
* By:
  /s/ Dennis P. Gallagher
 
Dennis P. Gallagher**
  October 20, 2009     
**     Attorney-in-fact pursuant to powers of attorney previously filed.

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WASHINGTON, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Exhibits Filed With
Post-Effective Amendment No. 103 to
Registration Statement on
Form N-1A
Transamerica Funds
Registration No
. 033-02659
EXHIBIT INDEX
     
Exhibit Number   Description of Exhibit
 
 
   
Not applicable.
   

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