EX-99.77O RULE 10F-3 11 taf10f3tx7.txt TRANSACTIONS SUBJECT TO RULE 10f-3 PROCEDURES Fund: Transamerica Multi-Managed Balanced Portfolio Security Description: Corporate Bond Issuer: CVS Caremark Corporation (2043) Offering Type: US Registered (US Registered, Eligible Muni, Eligible Foreign, 144A)
In Compliance REQUIRED INFORMATION ANSWER APPLICABLE RESTRICTION (Yes/No) ------------------------- ------------ ---------------------- ---------- 1. Offering Date 12/02/2013 None N/A 2. Trade Date 12/02/2013 Must be the same as #1 Yes 3. Unit Price of Offering 99.806 USD None N/A 4. Price Paid per Unit 99.806 USD Must not exceed #3 Yes 5. Years of Issuer's Must be at least three Operations > 3 years * Yes 6. Underwriting Type Firm Must be firm Yes 7. Underwriting Spread Sub-Adviser determination to be 0.350% made Yes 8. Total Price paid by the Fund $ 42,000 None N/A 9. Total Size of Offering $30,000,000 None N/A 10. Total Price Paid by the Fund plus Total Price Paid for same securities purchased by the same Sub-Adviser for other #10 divided by #9 must investment companies $750,000,000 not exceed 25% ** Yes 11. Underwriter(s) from whom the Fund purchased Must not include (attach a list of all Barclays Sub-Adviser affiliates syndicate members) Capital Inc. *** Yes 12. If the affiliate was lead or co-lead manager, was the instruction listed below given to the broker(s) named in #11? **** Yes Must be "Yes" or "N/A" Yes
The Sub-Adviser has no reasonable cause to believe that the underwriting commission, spread or profit is NOT reasonable and fair compared to underwritings of similar securities during a comparable period of time. In determining which securities are comparable, the Sub-Adviser has considered the factors set forth in the Fund's 10f-3 procedures. /s/ Cynthia McCullough ------------------------------------ Cynthia McCullough Associate, Portfolio Compliance BlackRock Investment Management, LLC * Not applicable to munis. In the case of munis, (i) the issue must have one investment grade rating or (ii) if the issuer or the revenue source has been in operation for less than three years, the issue must have one of the three highest ratings. Circle (i) or (ii), whichever is met. ** If an eligible Rule 144A offering, must not exceed 25% of the total amount of same class sold to QIBs in the Rule 144A offering PLUS the amount of the offering of the same class in any concurrent public offering *** For munis purchased from syndicate manager, check box to confirm that the purchase was not designated as a group sale. [_] **** The Sub-Adviser's affiliate cannot receive any credit for the securities purchased on behalf of the Fund. Schedule A TRANSACTIONS SUBJECT TO RULE 10f-3 PROCEDURES Schedule A TRANSACTIONS SUBJECT TO RULE 10f-3 PROCEDURES Fund: Transamerica Multi-Managed Balanced Portfolio Security Description: Corporate Bond Issuer: BANK OF AMERICA CORP Offering Type: US Registered (US Registered, Eligible Muni, Eligible Foreign, 144A)
In Compliance REQUIRED INFORMATION ANSWER APPLICABLE RESTRICTION (Yes/No) -------------------- --------------- ---------------------- ------------- 1. Offering Date 1/15/2014 None N/A 2. Trade Date Must be the same 1/15/2014 as #1 Yes 3. Unit Price of Offering 99.784 USD None N/A 4. Price Paid per Unit 99.784 USD Must not exceed #3 Yes 5. Years of Issuer's Must be at least Operations > 3 three years * Yes 6. Underwriting Type Firm Must be firm Yes 7. Underwriting Spread Sub-Adviser determination to 0.875% be made Yes 8. Total Price paid by the Fund $320,000 None N/A 9. Total Size of Offering $2,000,000,000 None N/A 10. Total Price Paid by the Fund plus Total Price Paid for same securities purchased by the same Sub-Adviser #10 divided by #9 for other must not exceed investment companies $201,700,000 25% ** Yes 11. Underwriter(s) from Merrill whom the Fund Lynch, Pierce, purchased (attach a Fenner & Must not include list of all Smith Sub-Adviser syndicate members) Incorporated affiliates *** Yes 12. If the affiliate was lead or co-lead manager, was the instruction listed below given to the broker(s) named in Must be "Yes" or #11? **** Yes "N/A" Yes
The Sub-Adviser has no reasonable cause to believe that the underwriting commission, spread or profit is NOT reasonable and fair compared to underwritings of similar securities during a comparable period of time. In determining which securities are comparable, the Sub-Adviser has considered the factors set forth in the Fund's 10f-3 procedures. /s/ Cynthia McCullough ------------------------------------ Cynthia McCullough Associate, Portfolio Compliance BlackRock Investment Management, LLC * Not applicable to munis. In the case of munis, (a) they must be sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time and (b) either: (i) they must be subject to no greater than moderate credit risk; or (ii) if the issuer of the municipal securities, or the entity supplying the revenues or other payments from which the issue is to be paid, has been in continuous operation for less than three years, including the operation of any predecessors, they must be subject to a minimal or low amount of credit risk. With respect to (b), circle (i) or (ii), whichever is met. ** If an eligible Rule 144A offering, must not exceed 25% of the total amount of same class sold to QIBs in the Rule 144A offering PLUS the amount of the offering of the same class in any concurrent public offering *** For munis purchased from syndicate manager, check box to confirm that the purchase was not designated as a group sale. [_] Last revised 1/12/2010 **** The Sub-Adviser's affiliate cannot receive any credit for the securities purchased on behalf of the Fund. Last revised 1/12/2010 Schedule A TRANSACTIONS SUBJECT TO RULE 10f-3 PROCEDURES Fund: Transamerica Multi-Managed Balanced Portfolio Security Description: Corporate Bond Issuer: FEDEX CORP Offering Type: US Registered (US Registered, Eligible Muni, Eligible Foreign, 144A)
In Compliance REQUIRED INFORMATION ANSWER APPLICABLE RESTRICTION (Yes/No) ---------------------- ------------- ---------------------- ------------- 1. Offering Date 1/06/2014 None N/A 2. Trade Date Must be the same 1/06/2014 as #1 Yes 3. Unit Price of Offering 99.831 USD None N/A 4. Price Paid per Unit 99.831 USD Must not exceed #3 Yes 5. Years of Issuer's Must be at least Operations > 3 three years * Yes 6. Underwriting Type Firm Must be firm Yes 7. Underwriting Spread Sub-Adviser determination to 0.875% be made Yes 8. Total Price paid by the Fund $230,000 None N/A 9. Total Size of Offering $750,000,000 None N/A 10. Total Price Paid by the Fund plus Total Price Paid for same securities purchased by the same #10 divided by #9 Sub-Adviser for other must not exceed investment companies $75,945,000 25% ** Yes 11. Underwriter(s) from whom the Fund purchased (attach a Morgan Must not include list of all syndicate Stanley & Sub-Adviser members) Co. LLC affiliates *** Yes 12. If the affiliate was lead or co-lead manager, was the instruction listed below given to the broker(s) named in Must be "Yes" or #11? **** Yes "N/A" Yes
The Sub-Adviser has no reasonable cause to believe that the underwriting commission, spread or profit is NOT reasonable and fair compared to underwritings of similar securities during a comparable period of time. In determining which securities are comparable, the Sub-Adviser has considered the factors set forth in the Fund's 10f-3 procedures. /s/ Cynthia McCullough ------------------------------------ Cynthia McCullough Associate, Portfolio Compliance BlackRock Investment Management, LLC * Not applicable to munis. In the case of munis, (a) they must be sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time and (b) either: (i) they must be subject to no greater than moderate credit risk; or (ii) if the issuer of the municipal securities, or the entity supplying the revenues or other payments from which the issue is to be paid, has been in continuous operation for less than three years, including the operation of any predecessors, they must be subject to a minimal or low amount of credit risk. With respect to (b), circle (i) or (ii), whichever is met. ** If an eligible Rule 144A offering, must not exceed 25% of the total amount of same class sold to QIBs in the Rule 144A offering PLUS the amount of the offering of the same class in any concurrent public offering *** For munis purchased from syndicate manager, check box to confirm that the purchase was not designated as a group sale. [_] Last revised 1/12/2010 **** The Sub-Adviser's affiliate cannot receive any credit for the securities purchased on behalf of the Fund. Last revised 1/12/2010 Schedule A TRANSACTIONS SUBJECT TO RULE 10f-3 PROCEDURES Fund: Transamerica Multi-Managed Balanced Portfolio Security Description: Corporate Bond Issuer: FEDEX CORP Offering Type: US Registered (US Registered, Eligible Muni, Eligible Foreign, 144A)
In Compliance REQUIRED INFORMATION ANSWER APPLICABLE RESTRICTION (Yes/No) ---------------------- ------------- ---------------------- ------------- 1. Offering Date 1/06/2014 None N/A 2. Trade Date 1/06/2014 Must be the same as #1 Yes 3. Unit Price of Offering 99.860 USD None N/A 4. Price Paid per Unit 99.860 USD Must not exceed #3 Yes 5. Years of Issuer's Must be at least Operations > 3 three years * Yes 6. Underwriting Type Firm Must be firm Yes 7. Underwriting Spread Sub-Adviser determination to be 0.875% made Yes 8. Total Price paid by the Fund $230,000 None N/A 9. Total Size of Offering $500,000,000 None N/A 10. Total Price Paid by the Fund plus Total Price Paid for same securities purchased by the same Sub-Adviser for other #10 divided by #9 investment companies $47,750,000 must not exceed 25% ** Yes 11. Underwriter(s) from whom the Fund purchased (attach a Must not include list of all syndicate Goldman, Sub-Adviser members) Sachs & Co. affiliates *** Yes 12. If the affiliate was lead or co-lead manager, was the instruction listed below given to the broker(s) named in #11? **** Yes Must be "Yes" or "N/A" Yes
The Sub-Adviser has no reasonable cause to believe that the underwriting commission, spread or profit is NOT reasonable and fair compared to underwritings of similar securities during a comparable period of time. In determining which securities are comparable, the Sub-Adviser has considered the factors set forth in the Fund's 10f-3 procedures. /s/ Cynthia McCullough ------------------------------------ Cynthia McCullough Associate, Portfolio Compliance BlackRock Investment Management, LLC * Not applicable to munis. In the case of munis, (a) they must be sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time and (b) either: (i) they must be subject to no greater than moderate credit risk; or (ii) if the issuer of the municipal securities, or the entity supplying the revenues or other payments from which the issue is to be paid, has been in continuous operation for less than three years, including the operation of any predecessors, they must be subject to a minimal or low amount of credit risk. With respect to (b), circle (i) or (ii), whichever is met. ** If an eligible Rule 144A offering, must not exceed 25% of the total amount of same class sold to QIBs in the Rule 144A offering PLUS the amount of the offering of the same class in any concurrent public offering *** For munis purchased from syndicate manager, check box to confirm that the purchase was not designated as a group sale. [_] Last revised 1/12/2010 **** The Sub-Adviser's affiliate cannot receive any credit for the securities purchased on behalf of the Fund. Last revised 1/12/2010 Schedule A TRANSACTIONS SUBJECT TO RULE 10f-3 PROCEDURES Fund: Transamerica Multi-Managed Balanced Portfolio Security Description: Corporate Bond Issuer: Comcast Corporation. (2024) Offering Type: US Registered (US Registered, Eligible Muni, Eligible Foreign, 144A)
In Compliance REQUIRED INFORMATION ANSWER APPLICABLE RESTRICTION (Yes/No) -------------------- --------------- ---------------------- ------------- 1. Offering Date 2/19/2014 None N/A 2. Trade Date Must be the same 2/19/2014 as #1 Yes 3. Unit Price of Offering 99.426 USD None N/A 4. Price Paid per Unit 99.426 USD Must not exceed #3 Yes 5. Years of Issuer's Must be at least Operations > 3 three years * Yes 6. Underwriting Type Firm Must be firm Yes 7. Underwriting Spread Sub-Adviser determination to 0.450% be made Yes 8. Total Price paid by the Fund $85,000 None N/A 9. Total Size of Offering $1,200,000,000 None N/A 10. Total Price Paid by the Fund plus Total Price Paid for same securities purchased by the same Sub-Adviser #10 divided by #9 for other must not exceed investment companies $110,000,000 25% ** Yes 11. Underwriter(s) from whom the Fund purchased (attach a BNP Paribas Must not include list of all Securities Sub-Adviser syndicate members) Corp. affiliates *** Yes 12. If the affiliate was lead or co-lead manager, was the instruction listed below given to the broker(s) named in Must be "Yes" or #11? **** Yes "N/A" Yes
The Sub-Adviser has no reasonable cause to believe that the underwriting commission, spread or profit is NOT reasonable and fair compared to underwritings of similar securities during a comparable period of time. In determining which securities are comparable, the Sub-Adviser has considered the factors set forth in the Fund's 10f-3 procedures. /s/ Cynthia McCullough -------------------------------------- Cynthia McCullough Associate, Portfolio Compliance BlackRock Investment Management, LLC * Not applicable to munis. In the case of munis, (a) they must be sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time and (b) either: (i) they must be subject to no greater than moderate credit risk; or (ii) if the issuer of the municipal securities, or the entity supplying the revenues or other payments from which the issue is to be paid, has been in continuous operation for less than three years, including the operation of any predecessors, they must be subject to a minimal or low amount of credit risk. With respect to (b), circle (i) or (ii), whichever is met. ** If an eligible Rule 144A offering, must not exceed 25% of the total amount of same class sold to QIBs in the Rule 144A offering PLUS the amount of the offering of the same class in any concurrent public offering *** For munis purchased from syndicate manager, check box to confirm that the purchase was not designated as a group sale. [_] Last revised 1/12/2010 **** The Sub-Adviser's affiliate cannot receive any credit for the securities purchased on behalf of the Fund. Last revised 1/12/2010 Schedule A TRANSACTIONS SUBJECT TO RULE 10f-3 PROCEDURES Fund: Transamerica Multi-Managed Balanced Portfolio Security Description: Corporate Bond Issuer: The Goldman Sachs Group Inc. (2024) Offering Type: US Registered (US Registered, Eligible Muni, Eligible Foreign, 144A)
In Compliance REQUIRED INFORMATION ANSWER APPLICABLE RESTRICTION (Yes/No) ---------------------- ------------- ---------------------- ------------- 1. Offering Date 2/26/2014 None N/A 2. Trade Date 2/26/2014 Must be the same as #1 Yes 3. Unit Price of Offering 99.698 USD None N/A 4. Price Paid per Unit 99.698 USD Must not exceed #3 Yes 5. Years of Issuer's Must be at least Operations > 3 three years * Yes 6. Underwriting Type Firm Must be firm Yes 7. Underwriting Spread Sub-Adviser determination to be 0.450% made Yes 8. Total Price paid by the Fund $172,000 None N/A 9. Total Size of Offering $3,000,000,000 None N/A 10. Total Price Paid by the Fund plus Total Price Paid for same securities purchased by the same Sub-Adviser for other #10 divided by #9 investment companies $150,000,000 must not exceed 25% ** Yes 11. Underwriter(s) from whom the Fund purchased (attach a GOLDMAN Must not include list of all syndicate SACHS & Sub-Adviser members) CO. affiliates *** Yes 12. If the affiliate was lead or co-lead manager, was the instruction listed below given to the broker(s) named in #11? **** Yes Must be "Yes" or "N/A" Yes
The Sub-Adviser has no reasonable cause to believe that the underwriting commission, spread or profit is NOT reasonable and fair compared to underwritings of similar securities during a comparable period of time. In determining which securities are comparable, the Sub-Adviser has considered the factors set forth in the Fund's 10f-3 procedures. /s/ Cynthia McCullough -------------------------------------- Cynthia McCullough Associate, Portfolio Compliance BlackRock Investment Management, LLC * Not applicable to munis. In the case of munis, (a) they must be sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time and (b) either: (i) they must be subject to no greater than moderate credit risk; or (ii) if the issuer of the municipal securities, or the entity supplying the revenues or other payments from which the issue is to be paid, has been in continuous operation for less than three years, including the operation of any predecessors, they must be subject to a minimal or low amount of credit risk. With respect to (b), circle (i) or (ii), whichever is met. ** If an eligible Rule 144A offering, must not exceed 25% of the total amount of same class sold to QIBs in the Rule 144A offering PLUS the amount of the offering of the same class in any concurrent public offering *** For munis purchased from syndicate manager, check box to confirm that the purchase was not designated as a group sale. [_] Last revised 1/12/2010 **** The Sub-Adviser's affiliate cannot receive any credit for the securities purchased on behalf of the Fund. Last revised 1/12/2010 Schedule A TRANSACTIONS SUBJECT TO RULE 10f-3 PROCEDURES Fund: Transamerica Multi-Managed Balanced Portfolio Security Description: Corporate Bond Issuer: AETNA INC (2044) Offering Type: US Registered (US Registered, Eligible Muni, Eligible Foreign, 144A)
In Compliance REQUIRED INFORMATION ANSWER APPLICABLE RESTRICTION (Yes/No) ------------------------- ----------- ---------------------- ------------- 1. Offering Date 3/4/2014 None N/A 2. Trade Date 3/4/2014 Must be the same as #1 Yes 3. Unit Price of Offering 99.76 USD None N/A 4. Price Paid per Unit 99.76 USD Must not exceed #3 Yes 5. Years of Issuer's Must be at least three Operations > 3 years * Yes 6. Underwriting Type Firm Must be firm Yes 7. Underwriting Spread Sub-Adviser determination to be 0.875% made Yes 8. Total Price paid by the Fund $44,000 None N/A 9. Total Size of Offering $375,000,000 None N/A 10. Total Price Paid by the Fund plus Total Price Paid for same securities purchased by the same Sub-Adviser for other #10 divided by #9 must investment companies $30,000,000 not exceed 25% ** Yes 11. Underwriter(s) from whom MERRILL the Fund purchased LYNCH, (attach a list of all PIERCE, Must not include syndicate members) FENNER Sub-Adviser affiliates & SMI *** Yes 12. If the affiliate was lead or co-lead manager, was the instruction listed below given to the broker(s) named in #11? **** Yes Must be "Yes" or "N/A" Yes
The Sub-Adviser has no reasonable cause to believe that the underwriting commission, spread or profit is NOT reasonable and fair compared to underwritings of similar securities during a comparable period of time. In determining which securities are comparable, the Sub-Adviser has considered the factors set forth in the Fund's 10f-3 procedures. /s/ Cynthia McCullough ------------------------------------ Cynthia McCullough Associate, Portfolio Compliance BlackRock Investment Management, LLC * Not applicable to munis. In the case of munis, (a) they must be sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time and (b) either: (i) they must be subject to no greater than moderate credit risk; or (ii) if the issuer of the municipal securities, or the entity supplying the revenues or other payments from which the issue is to be paid, has been in continuous operation for less than three years, including the operation of any predecessors, they must be subject to a minimal or low amount of credit risk. With respect to (b), circle (i) or (ii), whichever is met. ** If an eligible Rule 144A offering, must not exceed 25% of the total amount of same class sold to QIBs in the Rule 144A offering PLUS the amount of the offering of the same class in any concurrent public offering *** For munis purchased from syndicate manager, check box to confirm that the purchase was not designated as a group sale. [_] Last revised 1/12/2010 **** The Sub-Adviser's affiliate cannot receive any credit for the securities purchased on behalf of the Fund. Last revised 1/12/2010 Schedule A TRANSACTIONS SUBJECT TO RULE 10f-3 PROCEDURES Fund: Transamerica Multi-Managed Balanced Portfolio Security Description: Corporate Bond Issuer: Burlington Northern Santa Fe LLC (2044) Offering Type: US Registered (US Registered, Eligible Muni, Eligible Foreign, 144A)
In Compliance REQUIRED INFORMATION ANSWER APPLICABLE RESTRICTION (Yes/No) ------------------------- ----------- ---------------------- ------------- 1. Offering Date 3/4/2014 None N/A 2. Trade Date 3/4/2014 Must be the same as #1 Yes 3. Unit Price of Offering 99.673 USD None N/A 4. Price Paid per Unit 99.673 USD Must not exceed #3 Yes 5. Years of Issuer's Must be at least three Operations > 3 years * Yes 6. Underwriting Type Firm Must be firm Yes 7. Underwriting Spread Sub-Adviser determination to be 0.450% made Yes 8. Total Price paid by the Fund $37,000 None N/A 9. Total Size of Offering $500,000,000 None N/A 10. Total Price Paid by the Fund plus Total Price Paid for same securities purchased by the same Sub-Adviser for other #10 divided by #9 must investment companies $20,000,000 not exceed 25% ** Yes 11. Underwriter(s) from whom J.P. the Fund purchased MORGAN Must not include (attach a list of all SECURITIES Sub-Adviser affiliates syndicate members) LLC *** Yes 12. If the affiliate was lead or co-lead manager, was the instruction listed below given to the broker(s) named in #11? **** Yes Must be "Yes" or "N/A" Yes
The Sub-Adviser has no reasonable cause to believe that the underwriting commission, spread or profit is NOT reasonable and fair compared to underwritings of similar securities during a comparable period of time. In determining which securities are comparable, the Sub-Adviser has considered the factors set forth in the Fund's 10f-3 procedures. /s/ Cynthia McCullough ------------------------------------ Cynthia McCullough Associate, Portfolio Compliance BlackRock Investment Management, LLC * Not applicable to munis. In the case of munis, (a) they must be sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time and (b) either: (i) they must be subject to no greater than moderate credit risk; or (ii) if the issuer of the municipal securities, or the entity supplying the revenues or other payments from which the issue is to be paid, has been in continuous operation for less than three years, including the operation of any predecessors, they must be subject to a minimal or low amount of credit risk. With respect to (b), circle (i) or (ii), whichever is met. ** If an eligible Rule 144A offering, must not exceed 25% of the total amount of same class sold to QIBs in the Rule 144A offering PLUS the amount of the offering of the same class in any concurrent public offering *** For munis purchased from syndicate manager, check box to confirm that the purchase was not designated as a group sale. [_] Last revised 1/12/2010 **** The Sub-Adviser's affiliate cannot receive any credit for the securities purchased on behalf of the Fund. Last revised 1/12/2010 Schedule A TRANSACTIONS SUBJECT TO RULE 10f-3 PROCEDURES Fund: Transamerica Multi-Managed Balanced Portfolio Security Description: Corporate Bond Issuer: CenterPoint Energy Houston Electric, LLC (2044) Offering Type: US Registered (US Registered, Eligible Muni, Eligible Foreign, 144A)
In Compliance REQUIRED INFORMATION ANSWER APPLICABLE RESTRICTION (Yes/No) ------------------------- ----------- ---------------------- ------------- 1. Offering Date 3/12/2014 None N/A 2. Trade Date 3/12/2014 Must be the same as #1 Yes 3. Unit Price of Offering 98.925 USD None N/A 4. Price Paid per Unit 98.925 USD Must not exceed #3 Yes 5. Years of Issuer's Must be at least three Operations > 3 years * Yes 6. Underwriting Type Firm Must be firm Yes 7. Underwriting Spread Sub-Adviser determination to be 0.875% made Yes 8. Total Price paid by the Fund $210,000 None N/A 9. Total Size of Offering $600,000,000 None N/A 10. Total Price Paid by the Fund plus Total Price Paid for same securities purchased by the same Sub-Adviser for other #10 divided by #9 must investment companies $37,715,000 not exceed 25% ** Yes 11. Underwriter(s) from whom Deutsche the Fund purchased Bank Must not include (attach a list of all Securities Sub-Adviser affiliates syndicate members) Inc *** Yes 12. If the affiliate was lead or co-lead manager, was the instruction listed below given to the broker(s) named in #11? **** Yes Must be "Yes" or "N/A" Yes
The Sub-Adviser has no reasonable cause to believe that the underwriting commission, spread or profit is NOT reasonable and fair compared to underwritings of similar securities during a comparable period of time. In determining which securities are comparable, the Sub-Adviser has considered the factors set forth in the Fund's 10f-3 procedures. /s/ Cynthia McCullough ------------------------------------ Cynthia McCullough Associate, Portfolio Compliance BlackRock Investment Management, LLC * Not applicable to munis. In the case of munis, (a) they must be sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time and (b) either: (i) they must be subject to no greater than moderate credit risk; or (ii) if the issuer of the municipal securities, or the entity supplying the revenues or other payments from which the issue is to be paid, has been in continuous operation for less than three years, including the operation of any predecessors, they must be subject to a minimal or low amount of credit risk. With respect to (b), circle (i) or (ii), whichever is met. ** If an eligible Rule 144A offering, must not exceed 25% of the total amount of same class sold to QIBs in the Rule 144A offering PLUS the amount of the offering of the same class in any concurrent public offering *** For munis purchased from syndicate manager, check box to confirm that the purchase was not designated as a group sale. [_] Last revised 1/12/2010 **** The Sub-Adviser's affiliate cannot receive any credit for the securities purchased on behalf of the Fund. Last revised 1/12/2010 Schedule A TRANSACTIONS SUBJECT TO RULE 10f-3 PROCEDURES Fund: Transamerica Multi-Managed Balanced Portfolio Security Description: Corporate Bond Issuer: MasterCard Incorporated (2019) Offering Type: US Registered (US Registered, Eligible Muni, Eligible Foreign, 144A)
In Compliance REQUIRED INFORMATION ANSWER APPLICABLE RESTRICTION (Yes/No) ------------------------- ------------ ---------------------- ------------- 1. Offering Date 3/26/2014 None N/A 2. Trade Date 3/26/2014 Must be the same as #1 Yes 3. Unit Price of Offering 99.617 USD None N/A 4. Price Paid per Unit 99.617 USD Must not exceed #3 Yes 5. Years of Issuer's Must be at least three Operations > 3 years * Yes 6. Underwriting Type Firm Must be firm Yes 7. Underwriting Spread Sub-Adviser determination to be 0.370% made Yes 8. Total Price paid by the Fund $173,000 None N/A 9. Total Size of Offering $500,000,000 None N/A 10. Total Price Paid by the Fund plus Total Price Paid for same securities purchased by the same Sub-Adviser for other #10 divided by #9 must investment companies $25,000,000 not exceed 25% ** Yes 11. Underwriter(s) from whom Citigroup the Fund purchased Global Must not include (attach a list of all Markets Sub-Adviser affiliates syndicate members) Inc. *** Yes 12. If the affiliate was lead or co-lead manager, was the instruction listed below given to the broker(s) named in #11? **** Yes Must be "Yes" or "N/A" Yes
The Sub-Adviser has no reasonable cause to believe that the underwriting commission, spread or profit is NOT reasonable and fair compared to underwritings of similar securities during a comparable period of time. In determining which securities are comparable, the Sub-Adviser has considered the factors set forth in the Fund's 10f-3 procedures. /s/ Cynthia McCullough ------------------------------------ Cynthia McCullough Associate, Portfolio Compliance BlackRock Investment Management, LLC * Not applicable to munis. In the case of munis, (a) they must be sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time and (b) either: (i) they must be subject to no greater than moderate credit risk; or (ii) if the issuer of the municipal securities, or the entity supplying the revenues or other payments from which the issue is to be paid, has been in continuous operation for less than three years, including the operation of any predecessors, they must be subject to a minimal or low amount of credit risk. With respect to (b), circle (i) or (ii), whichever is met. ** If an eligible Rule 144A offering, must not exceed 25% of the total amount of same class sold to QIBs in the Rule 144A offering PLUS the amount of the offering of the same class in any concurrent public offering *** For munis purchased from syndicate manager, check box to confirm that the purchase was not designated as a group sale. [_] Last revised 1/12/2010 **** The Sub-Adviser's affiliate cannot receive any credit for the securities purchased on behalf of the Fund. Last revised 1/12/2010 Schedule A TRANSACTIONS SUBJECT TO RULE 10f-3 PROCEDURES Fund: Transamerica Multi-Managed Balanced Portfolio Security Description: Corporate Bond Issuer: MasterCard Incorporated (2024) Offering Type: US Registered (US Registered, Eligible Muni, Eligible Foreign, 144A)
In Compliance REQUIRED INFORMATION ANSWER APPLICABLE RESTRICTION (Yes/No) ------------------------- ------------- ---------------------- ------------- 1. Offering Date 3/26/2014 None N/A 2. Trade Date 3/26/2014 Must be the same as #1 Yes 3. Unit Price of Offering 99.571 USD None N/A 4. Price Paid per Unit 99.571 USD Must not exceed #3 Yes 5. Years of Issuer's Must be at least three Operations > 3 years * Yes 6. Underwriting Type Firm Must be firm Yes 7. Underwriting Spread Sub-Adviser determination to be 0.525% made Yes 8. Total Price paid by the Fund $111,000 None N/A 9. Total Size of Offering $1,000,000,000 None N/A 10. Total Price Paid by the Fund plus Total Price Paid for same securities purchased by the same Sub-Adviser for other #10 divided by #9 must investment companies $100,000,000 not exceed 25% ** Yes 11. Underwriter(s) from whom the Fund purchased Citigroup Must not include (attach a list of all Global Sub-Adviser affiliates syndicate members) Markets Inc. *** Yes 12. If the affiliate was lead or co-lead manager, was the instruction listed below given to the broker(s) named in #11? **** Yes Must be "Yes" or "N/A" Yes
The Sub-Adviser has no reasonable cause to believe that the underwriting commission, spread or profit is NOT reasonable and fair compared to underwritings of similar securities during a comparable period of time. In determining which securities are comparable, the Sub-Adviser has considered the factors set forth in the Fund's 10f-3 procedures. /s/ Cynthia McCullough ------------------------------------ Cynthia McCullough Associate, Portfolio Compliance BlackRock Investment Management, LLC * Not applicable to munis. In the case of munis, (a) they must be sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time and (b) either: (i) they must be subject to no greater than moderate credit risk; or (ii) if the issuer of the municipal securities, or the entity supplying the revenues or other payments from which the issue is to be paid, has been in continuous operation for less than three years, including the operation of any predecessors, they must be subject to a minimal or low amount of credit risk. With respect to (b), circle (i) or (ii), whichever is met. ** If an eligible Rule 144A offering, must not exceed 25% of the total amount of same class sold to QIBs in the Rule 144A offering PLUS the amount of the offering of the same class in any concurrent public offering *** For munis purchased from syndicate manager, check box to confirm that the purchase was not designated as a group sale. [_] Last revised 1/12/2010 **** The Sub-Adviser's affiliate cannot receive any credit for the securities purchased on behalf of the Fund. Last revised 1/12/2010 Schedule A TRANSACTIONS SUBJECT TO RULE 10f-3 PROCEDURES Fund: Transamerica Multi-Managed Balanced Portfolio Security Description: Corporate Bond Issuer: MasterCard Incorporated (2024) Offering Type: US Registered (US Registered, Eligible Muni, Eligible Foreign, 144A)
In Compliance REQUIRED INFORMATION ANSWER APPLICABLE RESTRICTION (Yes/No) ----------------------------- ------------- ------------------------------ ------------- 1. Offering Date 3/26/2014 None N/A 2. Trade Date 3/26/2014 Must be the same as #1 Yes 3. Unit Price of Offering 99.571 USD None N/A 4. Price Paid per Unit 99.571 USD Must not exceed #3 Yes 5. Years of Issuer's Operations > 3 Must be at least three years * Yes 6. Underwriting Type Firm Must be firm Yes 7. Underwriting Spread Sub-Adviser determination to 0.525% be made Yes 8. Total Price paid by the Fund $878,000 None N/A 9. Total Size of Offering $1,000,000,000 None N/A 10. Total Price Paid by the Fund plus Total Price Paid for same securities purchased by the same Sub-Adviser for #10 divided by #9 must not other investment companies $100,000,000 exceed 25% ** Yes 11. Underwriter(s) from whom the Citigroup Fund purchased (attach a list Global Must not include Sub-Adviser of all syndicate members) Markets Inc. affiliates *** Yes 12. If the affiliate was lead or co-lead manager, was the instruction listed below given to the broker(s) named in #11? **** Yes Must be "Yes" or "N/A" Yes
The Sub-Adviser has no reasonable cause to believe that the underwriting commission, spread or profit is NOT reasonable and fair compared to underwritings of similar securities during a comparable period of time. In determining which securities are comparable, the Sub-Adviser has considered the factors set forth in the Fund's 10f-3 procedures. /s/ Cynthia McCullough --------------------------------------- Cynthia McCullough Associate, Portfolio Compliance BlackRock Investment Management, LLC * Not applicable to munis. In the case of munis, (a) they must be sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time and (b) either: (i) they must be subject to no greater than moderate credit risk; or (ii) if the issuer of the municipal securities, or the entity supplying the revenues or other payments from which the issue is to be paid, has been in continuous operation for less than three years, including the operation of any predecessors, they must be subject to a minimal or low amount of credit risk. With respect to (b), circle (i) or (ii), whichever is met. ** If an eligible Rule 144A offering, must not exceed 25% of the total amount of same class sold to QIBs in the Rule 144A offering PLUS the amount of the offering of the same class in any concurrent public offering *** For munis purchased from syndicate manager, check box to confirm that the purchase was not designated as a group sale. [_] Last revised 1/12/2010 **** The Sub-Adviser's affiliate cannot receive any credit for the securities purchased on behalf of the Fund. Last revised 1/12/2010