EX-99.77Q1 OTHR EXHB 10 enhancemuni17e1.txt 17E-1 EXHIBIT A TRANSAMERICA MUTUAL FUNDS TRANSAMERICA SERIES TRUST TRANSAMERICA INCOME SHARES, INC. (EACH FUND OR SERIES THEREOF, A "FUND") Form For Rule 17e-l Transaction (to be attached to confirmation of agency trades with An Affiliated Broker) Transamerica Enhanced Muni 5/1/13-10/31/13 --------------------------- ----------------------------------------- Name of Fund Date of Trade Attached Belle Haven Investments, LP --------------------------- ----------------------------------------- Security Name of Affiliated Broker $0 --------------------------- ----------------------------------------- Total Commission Unit Cost of Commission (i.e., per share charge)
In determining whether the commissions paid by the Fund were reasonable and fair compared to commissions charged by other brokers, the following information was used: a. Commission charged by the Affiliated Broker during the same period to other clients: $0 ------------------------------------------------------------------------ b. Commissions being charged during this time period by unaffiliated broker-dealers for comparable transactions: ------------------------------------------------------------------------ c. Other information considered: ------------------------------------------------------------------------ d. Comments, including explanation of any material differences between commissions reported under paragraphs a and b, above and those charged to the Fund for the reported transaction: ------------------------------------------------------------------------ Matt Dalton & Brian Steeves Laura Chapman ------------------------------- ----------------------------- Portfolio Manager Compliance Officer
EXHIBIT B TRANSAMERICA MUTUAL FUNDS TRANSAMERICA SERIES TRUST TRANSAMERICA INCOME SHARES, INC. (EACH FUND OR SERIES THEREOF, A "FUND") Quarterly Report to the Boards of Directors/Trustees Regarding Transactions with Affiliated Brokers for quarter ended 5/1/13 -- 10/31/13 Name of Fund: Transamerica Enhanced Muni Total broker-dealer commissions paid by the Fund during quarter: $0 Total compensation paid by the Fund to each Affiliated Broker during quarter: Name of Affiliated Broker: Belle Haven Investments, LP Total compensation to that Affiliated Broker: $0 Name of Affiliated Broker: Total compensation to that Affiliated Broker: Comments: Belle Haven was the exeucting broker on the transactions in the Transamerica Enhanced Muni Fund. Belle Haven charges no commissions or mark ups/downs. All trades were done on an agency basis. There is a $15 ticket charge per trade. Attached hereto are reports on individual transactions comprising these totals. The undersigned certifies that these transactions were effected in compliance with the Fund's Procedures regarding payments of brokerage commissions to Affiliated Brokers under Section 17(e) and Rule 17e-l. Laura Chapman/COD,CCO 12/2/13 ---------------------------------- ----------------------------- Name/Title Date