X0505 N-CEN LIVE 0000787441 XXXXXXXX 811-04550 false false N-1A true NEW YORK LIFE INVESTMENTS FUNDS 811-04550 0000787441 549300PAI7XEJSNBJ671 51 MADISON AVENUE NEW YORK 10010 US-NY US 212-576-7000 JPMorgan Chase Bank, N.A. 4 Chase Metrotech Center Brooklyn 11245 718-242-0609 Records relating to its functions as custodian, sub-administrator and accounting agent N N N-1A 11 Y Susan B. Kerley 000000000 N Alan R. Latshaw 000000000 N Richard S. Trutanic 000000000 N Naim Abou-Jaoude 000000000 Y Karen Hammond 000000000 N Jacques P. Perold 000000000 N David H. Chow 001401207 N Kevin M. Gleason 000000000 30 Hudson Street Jersey City 07302 XXXXXX N N N N N N NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 Y N KPMG LLP 185 5493003PVCIGA21KOK42 N N N N N N N NYLI Candriam Emerging Markets Debt Fund S000006901 DHY67FS98KZU23D51C86 N 4 0 0 N/A N N Y N N JPMorgan Chase Bank NA 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 858197.22000000 12261.00000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Rule 12d1-1 (17 CFR 270.12d1-1) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N Candriam 801-80510 000000000 549300XGY5ASDHYKF231 Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00448 00000000000000000000 N Y NYLIM Service Company LLC 084-05844 00000000000000000000 Y N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N LSEG US FIN CORP. 2138007FV67QQ13CGJ43 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N N Standard Chartered Bank Ghana Limited 549300WFGKTC3MGDCX95 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Unicredit Bank Srbija a.d. 52990001O0THU00TYK59 RS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Citi Mexico S.A. 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FirstRand Bank Limited ZAYQDKTCATIXF9OQY690 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Citibank A.S. CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan S.A. DTVM 5493001LS7J56NZZ3G07 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Santander Chile 3YJP8HORPAEXJ80D6368 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Zambia Plc 549300247QDZHDI30A83 ZM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan Bank Luxembourg S.A. 549300ZK53CNGEEI6A29 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S.A. 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan Bank International (Limited Liability Company)** 549300B831LSRSI6RA15 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas R0MUWSFPU8MPRO8K5P83 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Leumi le-Israel B.M. 7JDSZWRGUQY2DSTWCR57 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Stanbic IBTC Bank Plc 029200098C3K8BI2D551 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w. Warszawie S.A. XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PT Bank HSBC Indonesia 213800HW5IDIRLWH1203 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Korea Limited NUXTG47HHHM1K2L0SG39 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS Bank Spain, S.A.U. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan Bank Luxembourg S.A. 549300ZK53CNGEEI6A29 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan Bank Luxembourg S.A. 549300ZK53CNGEEI6A29 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc N1FBEDJ5J41VKZLO2475 RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N SS&C Global Investor & Distribution Solutions, Inc. N/A 084-00448 SEC File Number N Y NYLIM Service Company LLC N/A 084-05844 SEC File Number Y N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N Y New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N N NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0.00000000 NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0.00000000 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 3198.14000000 3198.14000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 27065154.62000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 24993820.60000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 13070893.13000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 85476320.12999999 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 8183240.34000000 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 42372575.00999999 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 6466908.79000000 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 8304109.17000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 30391027.69000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 7744476.06000000 284518662.23000002 N 113774930.54000001 Committed 600000000.00000000 N Uncommitted 100000000.00000000 N N N N Candriam 549300XGY5ASDHYKF231 N Debt Derivative-interest rate Derivative-foreign exchange Short-term investment vehicle N NYLI WMC Enduring Capital Fund S000006903 549300C9NYJNUBU08U82 N 5 0 1 N/A N N Y N N JPMorgan Chase Bank NA 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 5729602.87000000 9945.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4 (17 CFR 270.18f-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Y N N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N Wellington Management Company LLP 801-15908 000106595 549300YHP12TEZNLCX41 N N SS&C Global Investor & Distribution Solutions, Inc. 084-00448 00000000000000000000 N Y NYLIM Service Company LLC 084-05844 00000000000000000000 Y N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N SS&C Global Investor & Distribution Solutions, Inc. N/A 084-00448 SEC File Number N Y NYLIM Service Company LLC N/A 084-05844 SEC File Number Y N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N Y New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N N NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0.00000000 NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0.00000000 Siebert Williams Shank & Co., LLC 8-49877 000042568 254900VTARX8RAY9QK77 378.69000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 4504.99000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 2061.06000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 1158.41000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1110.37000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 789.17000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 639.65000000 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 4074.11000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1343.84000000 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 1108.96000000 18708.32000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 226492706.08000001 226492706.08000001 Y 533707764.38000000 Uncommitted 100000000.00000000 N Committed 600000000.00000000 N N N N Wellington Management Company LLP 549300YHP12TEZNLCX41 N Short-term investment vehicle Equity-common Derivative-equity N NYLI MacKay U.S. Infrastructure Bond Fund S000006895 549300VGQDBBMXRHHU10 N 5 0 0 N/A N N Y N JPMorgan Chase Bank NA 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 0.00000000 0.00000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Rule 12d1-1 (17 CFR 270.12d1-1) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N MacKay Shields LLC 801-5594 000107717 549300Y7LLCOFU7R8H16 Y N NYLIM Service Company LLC 084-05844 00000000000000000000 Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00448 00000000000000000000 N Y N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N LSEG US FIN CORP. 2138007FV67QQ13CGJ43 N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N NYLIM Service Company LLC N/A 084-05844 SEC File Number Y N SS&C Global Investor & Distribution Solutions, Inc. N/A 084-00448 SEC File Number N Y N New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N Y N NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0.00000000 NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 3753.60000000 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 783.90000000 4537.50000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 100787803.67000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 494757970.77999997 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 2485493155.98999980 First Horizon Advisors, Inc. 8-35061 000017117 COOWI3L2W9TPYR3WJX37 71139515.42000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 161932711.96000001 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 272079815.19999999 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 466390475.24000001 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 95724873.00000000 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 157240016.31000000 Raymond James & Associates, Inc. 8-10999 000000705 U4ONQX15J3RO8XCKE979 71695884.04999999 4732363869.18999960 N 1583870738.35999990 Committed 600000000.00000000 N Uncommitted 100000000.00000000 N N N N MSCI 549300HTIN2PD78UB763 N Derivative-interest rate Other Short-term investment vehicle Debt ABS-mortgage backed security Investment company N NYLI MacKay Convertible Fund S000006899 5493003UBW3QX2D8RN79 N 4 0 1 N/A N N Y N N JPMorgan Chase Bank NA 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 19025846.44000000 154391.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N MacKay Shields LLC 801-5594 000107717 549300Y7LLCOFU7R8H16 Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00448 00000000000000000000 N Y NYLIM Service Company LLC 084-05844 00000000000000000000 Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N LSEG US FIN CORP. 2138007FV67QQ13CGJ43 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Euroclear 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) N NYLIM Service Company LLC N/A 084-05844 SEC File Number Y N SS&C Global Investor & Distribution Solutions, Inc. N/A 084-00448 SEC File Number N Y N New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N Y N NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0.00000000 NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 12151.83000000 Piper Sandler & Co. 8-15204 000000665 549300GRQCWQ3XGH0H10 10141.08000000 Johnson Rice & Company L.L.C. 8-37567 000019524 5493002HOBQXDBY8GG36 11244.57000000 Evercore Group L.L.C. 8-49830 000042405 5493008F0LRLS5N8LZ81 3945.66000000 MUFG Securities Americas Inc. 8-43026 000019685 K5HU16E3LMSVCCJJJ255 8001.36000000 Bank of New York Mellon Corp. N/A N/A WFLLPEPC7FZXENRZV188 8001.36000000 53485.86000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 61957099.85999999 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 148000402.34999999 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 81109979.87999999 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1119671925.39000010 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 129957212.87000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 101319617.90000001 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 64682067.57999999 Oppenheimer & Co. Inc. 8-04077 000000249 254900VH02JQR2L8XD64 35643557.57999999 SANTANDER INVESTMENT S.A. N/A N/A 959800PF0SJV8TSAB140 ES 39905465.71000000 Evercore Group L.L.C. 8-49830 000042405 5493008F0LRLS5N8LZ81 72576826.71999999 2069675317.52000000 N 1549457829.42000010 Committed 600000000.00000000 N Uncommitted 100000000.00000000 N N N N MSCI 549300HTIN2PD78UB763 N Equity-preferred Short-term investment vehicle Debt Equity-common N NYLI Winslow Large Cap Growth Fund S000006905 549300M3WRI6CMX2WP65 N 9 0 1 N/A N N Y N N JPMorgan Chase Bank NA 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 1226.60000000 1767.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N Winslow Capital Management, LLC 801-41316 000106940 254900Q5GXV5W7IO3M77 N N NYLIM Service Company LLC 084-05844 00000000000000000000 Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00448 00000000000000000000 N Y N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N SS&C Global Investor & Distribution Solutions, Inc. N/A 084-00448 SEC File Number N Y NYLIM Service Company LLC N/A 084-05844 SEC File Number Y N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N Y New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N N NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0.00000000 NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0.00000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 516086.88000000 Evercore Group L.L.C. 8-49830 000042405 5493008F0LRLS5N8LZ81 116971.35000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 625168.62000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 387662.94000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 413845.83000000 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 114989.85000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 153645.18000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 270924.24000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 732499.83000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 184559.61000000 3648208.32000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 263964000.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 7948871223.00000000 8246155992.05000020 Y 13761995689.00000000 Uncommitted 100000000.00000000 N Committed 600000000.00000000 N N N N Winslow Capital Management, LLC 254900Q5GXV5W7IO3M77 N/A N Short-term investment vehicle Equity-common N NYLI MacKay Strategic Bond Fund S000006894 UCPN6MSNKJS3O5E29B57 N 5 0 0 N/A N N Y N N JPMorgan Chase Bank NA 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 21345873.99000000 141789.00000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N MacKay Shields LLC 801-5594 000107717 549300Y7LLCOFU7R8H16 Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00448 00000000000000000000 N Y NYLIM Service Company LLC 084-05844 00000000000000000000 Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N LSEG US FIN CORP. 2138007FV67QQ13CGJ43 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) BNP Paribas R0MUWSFPU8MPRO8K5P83 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Citi Mexico S.A. 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan Bank Luxembourg S.A. 549300ZK53CNGEEI6A29 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS Bank Spain, S.A.U. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan S.A. DTVM 5493001LS7J56NZZ3G07 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank A.S. CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic IBTC Bank Plc 029200098C3K8BI2D551 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan Bank Luxembourg S.A. 549300ZK53CNGEEI6A29 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FirstRand Bank Limited ZAYQDKTCATIXF9OQY690 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w. Warszawie S.A. XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Leumi le-Israel B.M. 7JDSZWRGUQY2DSTWCR57 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N NYLIM Service Company LLC N/A 084-05844 SEC File Number Y N SS&C Global Investor & Distribution Solutions, Inc. N/A 084-00448 SEC File Number N Y N New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N Y N NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0.00000000 NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0.00000000 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 71935.51000000 71935.51000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 108719686.34999999 Citadel Securities LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 530380266.13999999 Bank of Montreal N/A N/A NQQ6HPCNCCU6TUTQYE16 CA 177078776.75999999 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 178624600.94000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 168070143.99000001 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 275852674.12000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 798192718.09000003 StoneX Financial, Inc 8-51269 000045993 549300LNKU6K5TJCRG93 201321103.09000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1443347266.55999990 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 133723979.30000000 4608838274.69999980 N 1018251137.36000000 Committed 600000000.00000000 N Uncommitted 100000000.00000000 N N N N MSCI 549300HTIN2PD78UB763 N ABS-other Derivative-foreign exchange Derivative-interest rate Short-term investment vehicle ABS-mortgage backed security Loan Debt ABS-collateralized bond/debt obligation Equity-common N NYLI Income Builder Fund S000006900 KRQ4HNYE4YC2FPWTOC56 N 6 0 1 N/A N N Y N N JPMorgan Chase Bank NA 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 7584079.03000000 78098.00000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 22d-1 (17 CFR 270.22d-1) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N Epoch Investment Partners, Inc. 801-63118 000131556 549300FT720Z0BVCWS87 N N MacKay Shields LLC 801-5594 000107717 549300Y7LLCOFU7R8H16 Y N NYLIM Service Company LLC 084-05844 00000000000000000000 Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00448 00000000000000000000 N Y N LSEG US FIN CORP. 2138007FV67QQ13CGJ43 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N The Standard Chartered Bank (Taiwan) Limited 549300QJEO1B92LSHZ06 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Leumi le-Israel B.M. 7JDSZWRGUQY2DSTWCR57 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan Bank Luxembourg S.A. 549300ZK53CNGEEI6A29 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan Bank Luxembourg S.A. 549300ZK53CNGEEI6A29 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Santander Chile 3YJP8HORPAEXJ80D6368 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FirstRand Bank Limited ZAYQDKTCATIXF9OQY690 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas R0MUWSFPU8MPRO8K5P83 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank A.S. CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan S.A. DTVM 5493001LS7J56NZZ3G07 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas R0MUWSFPU8MPRO8K5P83 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan Bank Luxembourg S.A. 549300ZK53CNGEEI6A29 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Banco Citi Mexico S.A. 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Standard Chartered Bank Korea Limited NUXTG47HHHM1K2L0SG39 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS Bank Spain, S.A.U. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. Morgan Bank Luxembourg S.A. 549300ZK53CNGEEI6A29 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w. Warszawie S.A. XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS R0MUWSFPU8MPRO8K5P83 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N SS&C Global Investor & Distribution Solutions, Inc. N/A 084-00448 SEC File Number N Y NYLIM Service Company LLC N/A 084-05844 SEC File Number Y N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N Y New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N N NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0.00000000 NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0.00000000 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 133213.14000000 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 16010.89000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 13941.12000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 14419.28000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 28035.65000000 BNP Paribas Securities Corp. 8-32682 000015794 RCNB6OTYUAMMP879YW96 14225.08000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 21714.93000000 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 14174.39000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 19994.14000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 27337.12000000 371758.99000000 StoneX Financial, Inc 8-51269 000045993 549300LNKU6K5TJCRG93 20316841.03000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 33208875.03000000 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 39104584.18999999 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 31629775.96999999 Bank of Montreal N/A N/A NQQ6HPCNCCU6TUTQYE16 CA 47218243.64000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 634742904.55999994 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 97552950.31999999 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 39733340.71000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 26651891.46000000 Citadel Securities LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 112569306.97000000 1216613149.03000000 Y 1038702469.70000000 Committed 600000000.00000000 N Uncommitted 100000000.00000000 N N N N MSCI 549300HTIN2PD78UB763 N Derivative-foreign exchange ABS-mortgage backed security ABS-collateralized bond/debt obligation Debt Loan ABS-other Derivative-equity Equity-common Derivative-interest rate Other Short-term investment vehicle Master limited partnership Epoch Investment Partners, Inc. 549300FT720Z0BVCWS87 N Equity-common Loan Debt Derivative-equity ABS-other Derivative-foreign exchange ABS-mortgage backed security Derivative-interest rate ABS-collateralized bond/debt obligation Other Short-term investment vehicle Master limited partnership N NYLI Money Market Fund S000006897 5493000843752EBAT481 N 4 0 1 Money Market Fund N N N N N/A 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N NYL Investors LLC 801-78759 000169553 5493000EG09WOQURS721 Y N NYLIM Service Company LLC 084-05844 00000000000000000000 Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00448 00000000000000000000 N Y N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N LSEG US FIN CORP. 2138007FV67QQ13CGJ43 N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N NYLIM Service Company LLC N/A 084-05844 SEC File Number Y N SS&C Global Investor & Distribution Solutions, Inc. N/A 084-00448 SEC File Number N Y N New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N Y N NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0.00000000 NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0.00000000 0.00000000 Bank of Montreal N/A N/A NQQ6HPCNCCU6TUTQYE16 CA 6075000000.00000000 BMO Capital Markets Corp. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 447097590.75999999 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 334550061.72000003 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 4882789562.18000030 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 564674458.11000001 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 21187530399.43999900 TD SECURITIES (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 4994943683.32999990 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 333472521.30000001 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 381446472.94999999 Scotia Capital (USA) Inc. 8-03716 000002739 549300BLWPABP1VNME36 7145000000.00000000 47873087180.01999700 N 561071669.19000006 N N N NYLI MacKay High Yield Corporate Bond Fund S000006896 549300Y73VYUL00YQH40 N 8 0 1 N/A N N Y N JPMorgan Chase Bank NA 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 0.00000000 0.00000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4(e) (17 CFR 270.18f-4(e)) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 22d-1 (17 CFR 270.22d-1) Y N N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N MacKay Shields LLC 801-5594 000107717 549300Y7LLCOFU7R8H16 Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00448 00000000000000000000 N Y NYLIM Service Company LLC 084-05844 00000000000000000000 Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Forvis Mazars Wealth Advisors, LLC 000110905 CRD N LSEG US FIN CORP. 2138007FV67QQ13CGJ43 N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N SS&C Global Investor & Distribution Solutions, Inc. N/A 084-00448 SEC File Number N Y NYLIM Service Company LLC N/A 084-05844 SEC File Number Y N N New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N Y N NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0.00000000 NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0.00000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 237.05000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 1118.37000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 93.94000000 1449.36000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 432320286.29000002 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 328323288.60000002 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 343771277.38999999 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 649100636.66999996 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 423718169.30000001 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 170748213.94000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 141876178.40000001 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1044763425.66000000 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 948951276.38999999 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 251838912.63000000 5508493617.82000000 N 11342599796.51000000 Committed 600000000.00000000 N Uncommitted 100000000.00000000 N N N N MSCI 549300HTIN2PD78UB763 N Equity-common Debt Loan Equity-preferred Other Exchange traded fund N NYLI MacKay Tax Free Bond Fund S000006898 549300594OLKG6WYD178 N 6 0 1 N/A N N Y N JPMorgan Chase Bank NA 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 0.00000000 0.00000000 Rule 22d-1 (17 CFR 270.22d-1) Rule 18f-4 (17 CFR 270.18f-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y N N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N MacKay Shields LLC 801-5594 000107717 549300Y7LLCOFU7R8H16 Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00448 00000000000000000000 N Y NYLIM Service Company LLC 084-05844 00000000000000000000 Y N N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N LSEG US FIN CORP. 2138007FV67QQ13CGJ43 N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N NYLIM Service Company LLC N/A 084-05844 SEC File Number Y N SS&C Global Investor & Distribution Solutions, Inc. N/A 084-00448 SEC File Number N Y N New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N Y N NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0.00000000 NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 27105.50000000 27105.50000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 816271639.21000004 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 4778712774.67000010 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 965920494.84000003 Raymond James & Associates, Inc. 8-10999 000000705 U4ONQX15J3RO8XCKE979 337853438.89999998 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1218861946.70000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 575715290.85000002 Truist Securities, Inc. 8-17212 000006271 CSVTK36R0PNGXEM7NS14 348503304.19999999 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 1661452618.90000010 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 281679029.54000002 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 644782957.61000001 13757337474.34000000 N 9090839757.29000090 Uncommitted 100000000.00000000 N Committed 600000000.00000000 N N N N MSCI 549300HTIN2PD78UB763 N Short-term investment vehicle Debt Derivative-interest rate N NYLI WMC Value Fund S000006906 5493003Y7K55IDIMKI62 N 5 0 1 N/A N N Y N N JPMorgan Chase Bank NA 7H6GLXDRUGQFU57RNE97 N N Revenue sharing split 1927647.41000000 43614.00000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N Wellington Management Company LLP 801-15908 000106595 549300YHP12TEZNLCX41 N N NYLIM Service Company LLC 084-05844 00000000000000000000 Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00448 00000000000000000000 N Y N LSEG US FIN CORP. 2138007FV67QQ13CGJ43 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N J.P. Morgan Bank Luxembourg S.A. 549300ZK53CNGEEI6A29 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Euroclear 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N NYLIM Service Company LLC N/A 084-05844 SEC File Number Y N SS&C Global Investor & Distribution Solutions, Inc. N/A 084-00448 SEC File Number N Y N New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 N Y N NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0.00000000 NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0.00000000 BTIG, LLC 8-65473 000122225 549300GTG9PL6WO3EC51 13584.41000000 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 15706.12000000 Stifel, Nicolaus & Company, Incorporated 8-01447 000000793 5WUVMA08EYG4KEUPW589 6515.55000000 TD SECURITIES (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 10135.94000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 20219.15000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 13342.05000000 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 49772.62000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 7663.66000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 14176.05000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 28264.07000000 216709.04000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1184000.00000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 11713816.77000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 4163300.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 435488152.51999998 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 1407906.00000000 453957175.29000002 Y 965374759.26999998 Committed 600000000.00000000 N Uncommitted 100000000.00000000 N N N N Wellington Management Company LLP 549300YHP12TEZNLCX41 N Equity-common Short-term investment vehicle N false false true false false false