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Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 86363930.45 1204625219.25 Y 1374602468.3 Uncommitted 100000000 N Committed 600000000 N N N N MainStay Large Cap Growth Fund S000006905 549300M3WRI6CMX2WP65 N 9 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Cash collateral reinvestment fee Revenue sharing split 19547524.54000000 621456.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N Winslow Capital Management, Inc. 801-41316 000106940 00000000000000000000 N N NYLIM Service Company LLC 084-05844 00000000000000000000 Y N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N Y N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N ICE Data Services, Inc. 13-3668779 Tax ID N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N NYLIM Service Company LLC 084-05844 SEC File Number Y N N New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N Y N NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0 NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 398346.3 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 392893.14 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 159626.1 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 158699.7 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 262644.9 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 248574.36 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 230533.5 National Financial Services LLC 8-26740 000013041 549300JRHF1MHHWUAW04 53483.4 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 653792.01 Allen & Company LLC 8-12123 000001042 549300RO3RYDN328JY68 104805 2955947.29 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 32012400 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 5619294452.76 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 20044800 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 40128000 5711479652.76 Y 11558990829.19 Committed 600000000 N Uncommitted 100000000 N N N N MainStay Money Market Fund S000006897 5493000843752EBAT481 N 4 0 0 Money Market Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N NYL Investors LLC 801-78759 000169553 5493000EG09WOQURS721 Y N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N Y NYLIM Service Company LLC 084-05844 00000000000000000000 Y N N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N NYLIM Service Company LLC 084-05844 SEC File Number Y N N New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N Y N NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0 NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0 0 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 4452123401.41 Mizuho Securities USA LLC 8-37710 000019647 7TK5RJIZDFROZCA6XF66 248389837.07 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 230226425.35 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 6402819684.68 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 291381076.91 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 241636749.29 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 451841346.62 Bank of Montreal 8-67064 000137115 NQQ6HPCNCCU6TUTQYE16 CA 1365000000 TD Securities (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 3735000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 377179536.32 18283293402 N 354068302.98 N N N MainStay MacKay International Equity Fund S000006902 549300OR4MUE4BMB6T69 N 9 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split Cash collateral reinvestment fee 6028122.27000000 69453.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N NYLIM Service Company LLC 084-05844 00000000000000000000 Y N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N Y N ICE Data Services, Inc. 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N Standard Chartered Bank (Taiwan) Limited 549300QJEO1B92LSHZ06 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Itau CorpBanca 549300DDPTTIZ06NIV06 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Anonim Sirketi 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. 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(Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of Ireland (UK) PLC 213800OOT97XZGKQPY40 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N NYLIM Service Company LLC 084-05844 SEC File Number Y N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N Y New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N N NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0 NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 116228.66 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 21702.17 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 12681.06 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 40810.45 Cowen and Company, LLC 8-22522 000007616 549300WR155U7DVMIW58 10925.35 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 35920.53 CLSA Americas, LLC 8-69166 000165533 213800M2DXATWY7JMS07 69444.44 Daiwa Capital Markets America Inc. 8-12242 000001576 M67H5PRC0NQKM73ZAS82 80372.12 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 52706.46 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 88397.8 530553.45 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 767622.25 State Street Bank and Trust Company N/A 000000000 571474TGEMMWANRLN572 76125185.14 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 761047.58 77653854.97 Y 309470267.53 Uncommitted 100000000 N Committed 600000000 N N N N MainStay MAP Equity Fund S000006906 5493003Y7K55IDIMKI62 N 9 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Cash collateral reinvestment fee Revenue sharing split 2563376.94000000 12757.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N Markston International, LLC 801-56141 000107786 00000000000000000000 N N Epoch Investment Partners, Inc. 801-63118 000131556 549300FT720Z0BVCWS87 N N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N Y NYLIM Service Company LLC 084-05844 00000000000000000000 Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Ceskoslovenska obchodni banka, a. s. 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Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 260786044.88 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 363939067.28 2648481208.72 N 1480384153.52 Committed 600000000 N Uncommitted 100000000 N N N N MainStay MacKay High Yield Corporate Bond Fund S000006896 549300Y73VYUL00YQH40 N 9 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split Cash collateral reinvestment fee 24425441.94000000 372735.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) N N N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N MacKay Shields LLC 801-5594 000107717 549300Y7LLCOFU7R8H16 Y N NYLIM Service Company LLC 084-05844 00000000000000000000 Y N DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N Y N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Dixon Hughes Goodman LLP 00000000000000000000 N ICE Data Services, Inc. 13-3668779 Tax ID N Houlihan Lokey, Inc. 549300S3CNGTQ1QZVY46 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N NYLIM Service Company LLC 084-05844 SEC File Number Y N DST Asset Manager Solutions, Inc. 84-00896 SEC File Number N N N New York Life Investment Management LLC IGJ1X7QLRC5K7CY9GE11 Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N Y N NYLIFE Securities LLC 8-15517 000005167 00000000000000000000 0 NYLIFE Distributors LLC 8-46655 000035350 00000000000000000000 0 0 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 193851242 Morgan Stanley & Co. 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Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 176813702.03 2745888184.86 N 1045990032.87 Committed 600000000 N Uncommitted 100000000 N N N N MainStay Candriam Emerging Markets Debt Fund S000006901 DHY67FS98KZU23D51C86 N 6 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Cash collateral reinvestment fee Revenue sharing split 776324.23000000 3279.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Y Y N N New York Life Investment Management LLC 801-57396 000109591 IGJ1X7QLRC5K7CY9GE11 N Candriam Luxembourg 801-80510 000000000 549300XGY5ASDHYKF231 Y LU MacKay Shields LLC 801-5594 000107717 549300Y7LLCOFU7R8H16 2019-06-21 DST Asset Manager Solutions, Inc. 84-00896 00000000000000000000 N Y NYLIM Service Company LLC 084-05844 00000000000000000000 Y N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N ICE Data Services, Inc. 13-3668779 Tax ID N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N N Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Itau CorpBanca 549300DDPTTIZ06NIV06 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Srbija a.d. 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