N-MFP2 0000787441 XXXXXXXX 2020-06-30 0000787441 5493000843752EBAT481 S000006897 4 N N 033-02610 New York Life Investment Management LLC 801-57396 NYL Investors LLC 801-78759 KPMG LLP Philadelphia PA New York Life Investment Management LLC NYLIM Service Company LLC 0001103598 084-05844 N N N Prime N 43 87 177707759.52 168942395.96 178815261.65 191115131.73 214204884.77 205439308.52 217312921.67 229648457.18 0.00 0.3753 0.3637 0.3850 0.4138 0.4524 0.4422 0.4678 0.4973 0.0000 575.21 463138315.13 463120881.75 224361.48 305803.21 463040015.23 463052433.3740 1.0000 0.0031 1.0001 1.0000 1.0000 1.0000 0.0000 C000018697 15000.00 379976483.12 379975847.3070 1.0001 1.0001 1.0000 1.0000 0.0000 6664579.32 8233119.88 8837696.49 15460445.62 8842167.56 9156364.80 10509171.79 9066166.01 0.00 0.00 39537926.05 45241390.81 0.0001 Y New York Life Investment Management, LLC Expense Waiver $ 57,758 C000018698 1000.00 29550886.95 29554265.4080 1.0000 0.9999 0.9999 0.9999 0.0000 24683.46 123870.83 0.00 100720.04 48252.11 169776.65 13470.28 56476.88 0.00 0.00 92217.45 559197.72 0.0001 Y New York Life Investment Management, LLC Expense Waiver $ 14,274 C000018699 1000.00 25404325.71 25404275.3250 1.0001 1.0001 1.0000 1.0000 0.0000 443214.83 4320810.72 408293.14 2777131.84 167570.37 235681.57 390277.22 379325.06 0.00 0.00 1421250.28 7808435.12 0.0001 Y New York Life Investment Management, LLC Expense Waiver $ 12,637 C000060793 1000.00 28108319.45 28118045.3340 0.9998 0.9998 0.9997 0.9997 0.0000 612244.52 376185.35 679456.80 695145.41 656027.30 601098.84 522422.71 4202231.49 0.00 0.00 2952229.17 5989104.97 0.0001 Y New York Life Investment Management, LLC Expense Waiver $ 14,583 Bank of Nova Scotia Bank of Nova Scotia 0.475600% 06417MHM0 L3I9ZG2KFGXZ61BMYR72 0001041839 Certificate of Deposit Y 2020-08-17 2021-02-16 2021-02-16 N N N 0.0035 10002517.10 10002517.10 0.0216 N N N N Canadian Imperial Bank of Commerce Canadian Imperial Bank of Commerce 13608AP18 2IGI19DL77OX0HC3ZE78 0000800030 Non-Financial Company Commercial Paper Y 2021-02-01 2021-02-01 2021-02-01 N N N 0.0027 9983680.00 9983680.00 0.0216 N N N N Canadian National Railway Co. Canadian National Railway Co. 13639CJ14 3SU7BEP7TH9YEQOZCS77 Non-Financial Company Commercial Paper Y 2020-09-01 2020-09-01 2020-09-01 N Y Canadian National Railway Co. Guarantee 0.0000 N 0.0016 19994540.00 19994540.00 0.0432 N N N N RBC Capital Markets LLC RBC Capital Markets LLC 0.070000% 15499L000 549300LCO2FLSSVFFR64 0000050916 15499L000_0.07_0701 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash N N U.S. Treasury Note N.A. 2027-04-30 0.500000 1540700.00 1545827.15 U.S. Treasuries (including strips) U.S. Treasury Note N.A. 2026-10-31 1.625000 772700.00 832770.17 U.S. Treasuries (including strips) U.S. Treasury Note N.A. 2026-08-31 1.375000 13622400.00 14485548.28 U.S. Treasuries (including strips) U.S. Treasury Note N.A. 2022-08-31 1.625000 9387700.00 9734408.68 U.S. Treasuries (including strips) U.S. Treasury Bond N.A. 2039-11-15 4.375000 534200.00 845695.09 U.S. Treasuries (including strips) Y 2020-07-01 2020-07-01 2020-07-01 N N N 0.0007 26906000.00 26906000.00 0.0581 N Y Y N Commonwealth Bank of Australia Commonwealth Bank of Australia 0.340100% 20271ERE1 MSFSBD3QN1GSN7Q6C537 US20271ERE13 0000008565 Certificate of Deposit Y 2020-07-09 2020-07-09 2020-07-09 N N N 0.0015 10000470.20 10000470.20 0.0216 N N N N Cummins, Inc. Cummins, Inc. 23102UG22 ZUNI8PYC725B6H8JU438 Non-Financial Company Commercial Paper Y 2020-07-02 2020-07-02 2020-07-02 N N N 0.0009 20034899.83 20034899.83 0.0433 N N Y N John Deere Canada ULC John Deere Canada ULC 24423HHA2 54930034SQM5911PYS66 Non-Financial Company Commercial Paper Y 2020-08-10 2020-08-10 2020-08-10 N N N 0.0010 14998257.45 14998257.45 0.0324 N N N N John Deere Canada ULC John Deere Canada ULC 24423HHQ7 54930034SQM5911PYS66 Non-Financial Company Commercial Paper Y 2020-08-24 2020-08-24 2020-08-24 N Y John Deere Canada ULC Guarantee 0.0000 N 0.0012 4999106.25 4999106.25 0.0108 N N N N Exxon Mobil Corp. Exxon Mobil Corp. 30229AK24 J3WHBG0MTS7O8ZVMDC91 Non-Financial Company Commercial Paper Y 2020-10-02 2020-10-02 2020-10-02 N N N 0.0019 4997558.60 4997558.60 0.0108 N N N N Exxon Mobil Corp. Exxon Mobil Corp. 30229AKM0 J3WHBG0MTS7O8ZVMDC91 Non-Financial Company Commercial Paper Y 2020-10-21 2020-10-21 2020-10-21 N N N 0.0022 4996578.60 4996578.60 0.0108 N N N N Federal Home Loan Banks Federal Home Loan Banks 313384ZQ5 2549001DPIFGXC1TOL40 US313384ZQ53 U.S. Government Agency Debt Y 2020-07-20 2020-07-20 2020-07-20 N N N 0.0012 1499905.01 1499905.01 0.0032 N N Y N Federal Home Loan Banks Federal Home Loan Banks 313384ZU6 2549001DPIFGXC1TOL40 US313384ZU65 U.S. Government Agency Debt Y 2020-07-24 2020-07-24 2020-07-24 N N N 0.0012 14998849.95 14998849.95 0.0324 N N Y N Federal National Mortgage Assoc. Federal National Mortgage Assoc. 313588B95 B1V7KEBTPIMZEU4LTD58 US313588B951 U.S. Government Agency Debt Y 2020-08-14 2020-08-14 2020-08-14 N N N 0.0015 1999633.34 1999633.34 0.0043 N N Y N GlaxoSmithKline LLC GlaxoSmithKline LLC 37737PJ15 549300Y2PZWSSLJYI255 Non-Financial Company Commercial Paper Y 2020-09-01 2020-09-01 2020-09-01 N N N 0.0065 9988695.00 9988695.00 0.0216 N N N N Henkel of America, Inc. Henkel of America, Inc. 42550LG86 549300H53PJZUVSNX797 Non-Financial Company Commercial Paper Y 2020-07-08 2020-07-08 2020-07-08 N N N 0.0009 9999797.80 9999797.80 0.0216 N N Y N Henkel of America, Inc. Henkel of America, Inc. 42550LG94 549300H53PJZUVSNX797 Non-Financial Company Commercial Paper Y 2020-07-09 2020-07-09 2020-07-09 N N N 0.0009 9999767.50 9999767.50 0.0216 N N N N Eli Lilly and Co. Eli Lilly and Co. 53245PGU6 FRDRIPF3EKNDJ2CQJL29 Non-Financial Company Commercial Paper Y 2020-07-28 2020-07-28 2020-07-28 N N N 0.0049 14994330.00 14994330.00 0.0324 N N N N Merck & Co., Inc. Merck & Co., Inc. 58934AHL3 4YV9Y5M8S0BRK1RP0397 Non-Financial Company Commercial Paper Y 2020-08-20 2020-08-20 2020-08-20 N N N 0.0012 9998243.30 9998243.30 0.0216 N N N N Nordea Bank Abp Nordea Bank Abp 0.430500% 65558TZC2 529900ODI3047E2LIV03 Certificate of Deposit Y 2020-09-08 2021-06-07 2020-09-15 N N N 0.0040 19999997.00 19999997.00 0.0432 N N N N PACCAR Financial Corp. PACCAR Financial Corp. 69372AHS4 PH3S12DWZBHHQKVYZ297 Non-Financial Company Commercial Paper Y 2020-08-26 2020-08-26 2020-08-26 N N N 0.0015 16996016.39 16996016.39 0.0367 N N N N Royal Bank of Canada Royal Bank of Canada 0.440900% 78012UWN1 ES7IP3U3RHIGC71XBU11 0000050916 Certificate of Deposit Y 2020-09-16 2021-06-16 2021-06-16 N N N 0.0042 4999999.55 4999999.55 0.0108 N N N N Royal Bank of Canada Royal Bank of Canada 0.419500% 78014XEH6 ES7IP3U3RHIGC71XBU11 0000050916 Financial Company Commercial Paper Y 2020-07-27 2020-08-26 2020-08-26 N N N 0.0020 5001678.85 5001678.85 0.0108 N N N N Royal Bank of Canada Royal Bank of Canada 1.463000% 78014XFB8 ES7IP3U3RHIGC71XBU11 0000050916 Financial Company Commercial Paper Y 2020-07-06 2021-01-04 2021-01-04 N N N 0.0035 5001020.75 5001020.75 0.0108 N N N N Toronto-Dominion Bank Toronto-Dominion Bank 0.070000% 8911A0009 PT3QB789TSUIDF371261 0000947263 8911A0009 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash N N U.S. Treasury Note N.A. 2022-01-31 1.875000 1229000.00 1271528.51 U.S. Treasuries (including strips) U.S. Treasury Note N.A. 2029-08-15 1.625000 1098800.00 1207022.38 U.S. Treasuries (including strips) U.S. Treasury Note N.A. 2023-01-15 1.500000 1620000.00 1685530.41 U.S. Treasuries (including strips) U.S. Treasury Note N.A. 2026-12-31 1.750000 1030500.00 1117123.83 U.S. Treasuries (including strips) U.S. Treasury Note N.A. 2026-07-31 1.875000 397600.00 435888.15 U.S. Treasuries (including strips) U.S. Treasury Note N.A. 2026-05-31 2.125000 999400.00 1102839.70 U.S. Treasuries (including strips) U.S. Treasury Note N.A. 2021-05-31 2.125000 1396700.00 1423925.60 U.S. Treasuries (including strips) U.S. Treasury Note N.A. 2026-01-31 2.625000 999900.00 1136475.76 U.S. Treasuries (including strips) U.S. Treasury Note N.A. 2021-01-31 2.500000 1558500.00 1595771.34 U.S. Treasuries (including strips) U.S. Treasury Note N.A. 2020-12-31 2.375000 1592800.00 1610349.47 U.S. Treasuries (including strips) U.S. Treasury Note N.A. 2021-08-15 2.125000 1276200.00 1314230.20 U.S. Treasuries (including strips) U.S. Treasury Note N.A. 2024-05-15 2.500000 1282700.00 1399409.02 U.S. Treasuries (including strips) Y 2020-07-01 2020-07-01 2020-07-01 N N N 0.0007 15000000.00 15000000.00 0.0324 N Y Y N Toronto-Dominion Bank Toronto-Dominion Bank 0.428400% 89120DS34 PT3QB789TSUIDF371261 0000947263 Financial Company Commercial Paper Y 2020-09-10 2021-06-10 2021-06-10 N N N 0.0041 19999998.40 19999998.40 0.0432 N N N N Toyota Motor Credit Corp. Toyota Motor Credit Corp. 0.480000% 89236TGP4 Z2VZBHUMB7PWWJ63I008 US89236TGP49 Other Instrument Corporate Bond Y 2020-07-01 2020-10-23 2020-10-23 N N N 0.0048 4999951.25 4999951.25 0.0108 N N N N U.S. Treasury Bill U.S. Treasury Bill 9127963F4 N.A. US9127963F40 U.S. Treasury Debt Y 2020-07-21 2020-07-21 2020-07-21 N N N 0.0012 11467251.37 11467251.37 0.0248 N Y Y N U.S. Treasury Bill U.S. Treasury Bill 9127963M9 N.A. US9127963M90 U.S. Treasury Debt Y 2020-08-04 2020-08-04 2020-08-04 N N N 0.0014 19997450.00 19997450.00 0.0432 N Y Y N U.S. Treasury Cash Management Bill U.S. Treasury Cash Management Bill 9127963X5 254900HROIFWPRGM1V77 US9127963X55 U.S. Treasury Debt Y 2020-09-08 2020-09-08 2020-09-08 N N N 0.0013 5998504.98 5998504.98 0.0130 N Y Y N U.S. Treasury Cash Management Bill U.S. Treasury Cash Management Bill 9127963Y3 254900HROIFWPRGM1V77 US9127963Y39 U.S. Treasury Debt Y 2020-09-15 2020-09-15 2020-09-15 N N N 0.0014 13296069.05 13296069.05 0.0287 N Y Y N U.S. Treasury Bill U.S. Treasury Bill 912796TJ8 N.A. US912796TJ85 U.S. Treasury Debt Y 2020-09-10 2020-09-10 2020-09-10 N N N 0.0014 24993343.75 24993343.75 0.0540 N Y Y N U.S. Treasury Bill U.S. Treasury Bill 912796WX3 N.A. US912796WX33 U.S. Treasury Debt Y 2020-07-23 2020-07-23 2020-07-23 N N N 0.0012 8999326.26 8999326.26 0.0194 N Y Y N U.S. Treasury Bill U.S. Treasury Bill 912796WZ8 N.A. US912796WZ80 U.S. Treasury Debt Y 2020-08-06 2020-08-06 2020-08-06 N N N 0.0012 50993880.00 50993880.00 0.1101 N Y Y N Bank of America NA Bank of America NA 0.070000% 912KNQ001 B4TYDEB6GKMZO031MB27 0001102113 912KNQ001_0.07_0701 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash N N U.S. Treasury Note N.A. 2022-07-31 1.875000 14666900.00 15300028.41 U.S. Treasuries (including strips) Y 2020-07-01 2020-07-01 2020-07-01 N N N 0.0007 15000000.00 15000000.00 0.0324 N Y Y N Westpac Securities NZ Ltd/London Westpac Securities NZ Ltd/London 0.800100% 96122JEY1 549300W0N3O6Q4RCKE25 Financial Company Commercial Paper Y 2020-07-30 2020-10-30 2020-10-30 N N N 0.0028 5000998.80 5000998.80 0.0108 N N N N Westpac Banking Corp. Westpac Banking Corp. 0.420500% 9612C4L82 EN5TNI6CI43VEPAMHL14 Financial Company Commercial Paper Y 2020-08-28 2021-05-28 2021-05-28 N N N 0.0039 14999998.80 14999998.80 0.0324 N N N N The MainStay Funds 2020-07-08 Jack Benintende Jack Benintende Treasurer