0001437749-23-006051.txt : 20230309 0001437749-23-006051.hdr.sgml : 20230309 20230309193711 ACCESSION NUMBER: 0001437749-23-006051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230307 FILED AS OF DATE: 20230309 DATE AS OF CHANGE: 20230309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEDOUX MARK A CENTRAL INDEX KEY: 0001115556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15701 FILM NUMBER: 23721264 MAIL ADDRESS: STREET 1: 1185 LINDA VISTA DR CITY: SAN MARCOS STATE: CA ZIP: 92069 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATURAL ALTERNATIVES INTERNATIONAL INC CENTRAL INDEX KEY: 0000787253 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 841007839 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1535 FARADAY AVENUE CITY: CARLSBAD STATE: CA ZIP: 92008-7319 BUSINESS PHONE: 7607367700 MAIL ADDRESS: STREET 1: 1535 FARADAY AVENUE CITY: CARLSBAD STATE: CA ZIP: 92008-7319 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN ACQUISITIONS INC DATE OF NAME CHANGE: 19860929 4 1 rdgdoc.xml FORM 4 X0306 4 2023-03-07 0000787253 NATURAL ALTERNATIVES INTERNATIONAL INC NAII 0001115556 LEDOUX MARK A 1535 FARADAY AVENUE CARLSBAD CA 92008 1 1 1 CEO/Chairman Common Stock 2023-03-07 4 A 0 15000 0 A 165604 D Common Stock 2023-03-07 4 F 0 3206 8.86 D 162398 D Common Stock 481905 I By LeDoux Family Limited Partnership Common Stock 69416 I By IRA Common Stock 7200 I By Self as Custodian for Marcelle Jeannette LeDoux Common Stock 800 I By Self as Custodian for Jean-Marc Emile LeDoux Common Stock 7500 I By Self as Custodian for Aimee LeDoux This transaction represents a grant of restricted stock pursuant to the Issuer's 2020 Omnibus Incentive Plan. One third (5,000 shares) of the restricted stock vests on March 7, 2024; one third (5,000 shares) of the restricted stock vests on March 7, 2025, and the final third (5,000 shares) of the restricted stock vests on March 7, 2026. This transaction represents a resale of 3,206 shares to the Issuer as payment of the reporting person's tax liability upon vesting of 8,667 shares of restricted stock on March 7, 2023, using the closing stock price on March 7, 2023, of $8.86 per share. /s/ By Kenneth E. Wolf Attorney in Fact 2023-03-09