EX-99.77O RULE 10F-3 5 lasg77o.htm N-SAR Sub-Item 77O

N-SAR Sub-Item 77O

10f-3 Transactions

File Number: 811-4537

 


Liberty All-Growth Fund, Inc. 10f-3 Transactions

    

For Year Ended December 31, 2006

     
 

Trade Date

Security

Par

Price

Broker Transacted With

Sub Adviser

       

Initial Public Offering

1/30/2006

H&E Equipment Services

2300

$18.00

Credit Suisse First Boston Corp.

T.C.W.

       

Initial Public Offering

5/17/2006

GFI Group, Inc.

7700

$56.66

Merrill Lynch & Co.

T.C.W.

       

Initial Public Offering

9/21/2006

DivX

2100

$16.00

J P Morgan Securities , Inc.

T.C.W.

       

Initial Public Offering

9/28/2006

Bare Escentuals

1900

$22.00

Goldman, Sachs & Co.

T.C.W.

       

Initial Public Offering

10/12/2006

SAIC, Inc.

10900

$15.00

Morgan Stanley Co, Inc.

T.C.W.

       

Initial Public Offering

11/8/2006

KBW, Inc.

1100

$21.00

Keefe, Bruyette & Woods

T.C.W.

       

Initial Public Offering

11/9/2006

Capella Education Company

2000

$20.00

Credit Suisse Securities (USA) LLC

T.C.W.

       

 

 

 

 

 

 

 

Note:  Effective December 18, 2006, Banc of America is no longer considered an affiliate.