0000785557-16-000129.txt : 20161003 0000785557-16-000129.hdr.sgml : 20161003 20161003162459 ACCESSION NUMBER: 0000785557-16-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160929 FILED AS OF DATE: 20161003 DATE AS OF CHANGE: 20161003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DLH Holdings Corp. CENTRAL INDEX KEY: 0000785557 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 221899798 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3565 PIEDMONT ROAD, NE STREET 2: BUILDING 3, SUITE 700 CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 8669521647 MAIL ADDRESS: STREET 1: 3565 PIEDMONT ROAD, NE STREET 2: BUILDING 3, SUITE 700 CITY: ATLANTA STATE: GA ZIP: 30305 FORMER COMPANY: FORMER CONFORMED NAME: TEAMSTAFF INC DATE OF NAME CHANGE: 19990216 FORMER COMPANY: FORMER CONFORMED NAME: DIGITAL SOLUTIONS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wasserman Frederick Gerald CENTRAL INDEX KEY: 0001384383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18492 FILM NUMBER: 161915995 MAIL ADDRESS: STREET 1: 4 NOBADEER DRIVE CITY: PENNINGTON STATE: NJ ZIP: 08534 4 1 wf-form4_147552628128336.xml FORM 4 X0306 4 2016-09-29 0 0000785557 DLH Holdings Corp. DLHC 0001384383 Wasserman Frederick Gerald 4 NOBADEER DRIVE PENNINGTON NJ 08534 1 0 0 0 Common Stock 2016-09-29 4 X 0 10789 3.73 A 172914 D Common Stock 3.73 2016-09-29 4 X 0 158063 0 D 2016-08-19 2016-09-21 Common Stock 10789.0 0 D Represents shares of the issuer's common stock purchased by the reporting person from the exercise of his basic subscription rights in the issuer's rights offering issued pro rata to holders of common stock of DLH Holdings Corp. on the August 19, 2016 record date for the rights offering. The closing of the rights offering occurred on September 29, 2016. Includes issuance of 2,188 shares of common stock upon satisfaction of vesting conditions pursuant to the terms of the restricted stock award granted October 3, 2007. Includes an additional 4,063 shares of unvested restricted stock, of which 1,875 will vest within 60 days. Subscription Rights (right to buy) /s/ Frederick G. Wasserman 2016-10-03