-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J+1W8zeuLkfK9UKvXVluIWnprLAuNxHjkcdDkhjSnrWJ+3cQ9s8wBVLK+cilIPEx 8w7u0L0wkMCJAYgOhWm8AA== 0000784938-02-000001.txt : 20020414 0000784938-02-000001.hdr.sgml : 20020414 ACCESSION NUMBER: 0000784938-02-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RENBERG CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000784938 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01636 FILM NUMBER: 02516562 BUSINESS ADDRESS: STREET 1: 8383 WILSHIRE BLVD STE 926 CITY: BEVERLY HILLS STATE: CA ZIP: 90211 BUSINESS PHONE: 3238520800 MAIL ADDRESS: STREET 1: 8383 WILSHIRE BLVD SUITE 926 CITY: BEVERLY HILLS STATE: CA ZIP: 90211 FORMER COMPANY: FORMER CONFORMED NAME: RENBERG DANIEL H & ASSOCIATES INC /CA/ DATE OF NAME CHANGE: 19990310 13F-HR 1 inftable.txt FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Amer Retirement CVT BD 028913AA9 720 1190000 PRN SOLE 1190000 Aspen Technology CVT BD 045327AA1 178 225000 PRN SOLE 225000 Central Garden CVT BD 153527AC0 392 465000 PRN SOLE 465000 Vitesse Semicond CVT BD 928497AB2 51 65000 PRN SOLE 65000 SICOR $3.75 cv pfd CVT PFD 825846306 5178 148700 SH SOLE 148700 UnitedGlobalCom $3.50 cv pfd CVT PFD 913247805 195 30000 SH SOLE 30000 99 Cents Only Stores COMM 65440K106 216 5650.99 SH SOLE 5650.99 ACE Limited COMM 0070K1031 402 10000.00 SH SOLE 10000.00 ADVO COMM 007585102 4201 97700.00 SH SOLE 97700.00 AOL Time Warner COMM 00184A105 708 22070.00 SH SOLE 22070.00 ASAT Holdings Ltd ADR COMM 00208B105 17 10000.00 SH SOLE 10000.00 AXT COMM 00246W103 1440 99767.00 SH SOLE 99767.00 Abbott Laboratories COMM 002824100 7437 133400.00SH SOLE 133400.00 Ace Cash Express COMM 004403101 791 84200.00 SH SOLE 84200.00 Acxiom COMM 005125109 6929 396634.00SH SOLE 396634.00 AdvancePCS COMM 00790K109 2242 76400.00 SH SOLE 76400.00 Advent Software COMM 007974108 2170 43450.00 SH SOLE 43450.00 Affiliated Managers Group COMM 008252108 7340 104150.00SH SOLE 104150.00 Albertson's COMM 013104104 646 20500.00 SH SOLE 20500.00 Alliant Energy COMM 018802108 152 5000.00 SH SOLE 5000.00 Altera COMM 021441100 255 12000.00 SH SOLE 12000.00 American Home Products COMM 026609107 184 3000.00 SH SOLE 3000.00 American International Group COMM 026874107 375 4726.00 SH SOLE 4726.00 AmerisourceBergen COMM 03073E105 6833 107520.00SH SOLE 107520.00 Amgen COMM 031162100 342 6055.00 SH SOLE 6055.00 Amkor Technology COMM 031652100 455 28400.00 SH SOLE 28400.00 Applied Materials COMM 038222105 1775 44260.00 SH SOLE 44260.00 Arden Group Cl A COMM 039762109 186 3000.00 SH SOLE 3000.00 Arrow Electronics COMM 042735100 120 4000.00 SH SOLE 4000.00 Aspen Technology COMM 045327103 911 54200.00 SH SOLE 54200.00 BMC Software COMM 055921100 1184 72350.00 SH SOLE 72350.00 BP Amoco plc ADR COMM 055622104 129 2782.00 SH SOLE 2782.00 Bank One COMM 06423A103 113 2904.00 SH SOLE 2904.00 Bard, C. R. COMM 067383109 793 12300.00 SH SOLE 12300.00 Barnes & Noble COMM 067774109 118 4000.00 SH SOLE 4000.00 Baxter International COMM 071813109 1368 25500.00 SH SOLE 25500.00 Becton, Dickinson COMM 075887109 133 4000.00 SH SOLE 4000.00 BellSouth COMM 079860102 973 25500.00 SH SOLE 25500.00 Berkshire Hathaway Cl B COMM 084670207 114 45.00 SH SOLE 45.00 Beverly Enterprises COMM 087851309 44 5100.00 SH SOLE 5100.00 Bio-Vascular COMM 090923103 118 15000.00 SH SOLE 15000.00 Biotech HOLDRs Trust COMM 09067D201 1320 10000.00 SH SOLE 10000.00 Black Box COMM 091826107 3049 57667.00 SH SOLE 57667.00 Block, H & R COMM 093671105 4953 110800.00SH SOLE 110800.00 Bristol-Myers Squibb COMM 110122108 3055 59900.00 SH SOLE 59900.00 CDW Computer Centers COMM 125129106 5742 106900.00SH SOLE 106900.00 CINergy COMM 172474108 177 5300.00 SH SOLE 5300.00 Cardinal Health COMM 14149Y108 10013 154850.00SH SOLE 154850.00 Carnival COMM 143658102 3651 130015.00SH SOLE 130015.00 Catalina Marketing COMM 148867104 7348 211750.00SH SOLE 211750.00 Cendant COMM 151313103 433 22100.00 SH SOLE 22100.00 ChevronTexaco COMM 166764100 186 2079.00 SH SOLE 2079.00 Cintas COMM 172908105 7282 151700.00SH SOLE 151700.00 Cisco Systems COMM 17275R102 552 30465.00 SH SOLE 30465.00 Citigroup COMM 172967101 3679 72884.01 SH SOLE 72884.01 Cleco COMM 12561W105 149 6800.00 SH SOLE 6800.00 Cognizant Tech Solutions Cl A COMM 192446102 2176 53100.00 SH SOLE 53100.00 Compuware COMM 205638109 2031 172300.00SH SOLE 172300.00 Concord EFS COMM 206197105 72462 2210543.00SH SOLE 2210543.00 Constellation Brands Cl A COMM 21036P108 5131 119750.00SH SOLE 119750.00 Costco Wholesale COMM 22160Q102 1800 40550.00 SH SOLE 40550.00 DST Systems COMM 233326107 5533 111000.00SH SOLE 111000.00 DuPont de Nemours COMM 263534109 213 5000.00 SH SOLE 5000.00 Dun & Bradstreet COMM 26483B106 201 5700.00 SH SOLE 5700.00 EMC Corp COMM 268648102 78 5775.00 SH SOLE 5775.00 EarthShell COMM 27032B100 47 23500.00 SH SOLE 23500.00 Earthlink COMM 602683104 2920 239900.00SH SOLE 239900.00 Eaton Vance COMM 278265103 5354 150600.00SH SOLE 150600.00 Edwards Lifesciences COMM 28176E108 3454 125000.00SH SOLE 125000.00 El Paso COMM 28336L109 3333 74725.00 SH SOLE 74725.00 Elan plc ADR COMM 284131208 90658 2011942.00SH SOLE 2011942.00 Emerson Electric COMM 291011104 457 8000.00 SH SOLE 8000.00 Enron COMM 293561106 7 12000.00 SH SOLE 12000.00 Equity Residential Properties COMM 29476L107 138 4800.00 SH SOLE 4800.00 Exxon Mobil COMM 30231G102 893 22728.00 SH SOLE 22728.00 FTI Consulting COMM 302941109 984 30000.00 SH SOLE 30000.00 Fannie Mae COMM 313586109 493 6200.00 SH SOLE 6200.00 Fastenal Company COMM 311900104 14583 219530.00SH SOLE 219530.00 Federated Investors Cl B COMM 314211103 638 20000.00 SH SOLE 20000.00 First Data COMM 319963104 5060 64500.00 SH SOLE 64500.00 Flextronics International COMM Y2573F102 3377 140750.00SH SOLE 140750.00 Ford Motor COMM 345370860 173 10978.00 SH SOLE 10978.00 G & K Services Cl A COMM 361268105 2700 83600.00 SH SOLE 83600.00 Gannett COMM 364730101 3210 47750.00 SH SOLE 47750.00 General Electric COMM 369604103 4244 105881.00SH SOLE 105881.00 Gillette COMM 375766102 214 6400.00 SH SOLE 6400.00 Harbor Global Company COMM 4285W1001 85 12000.00 SH SOLE 12000.00 Harley-Davidson COMM 412822108 111 2050.00 SH SOLE 2050.00 Harte-Hanks COMM 416196103 662 23500.00 SH SOLE 23500.00 Henry (Jack) & Associates COMM 426281101 4473 204800.00SH SOLE 204800.00 Home Depot COMM 437076102 2562 50216.00 SH SOLE 50216.00 Honeywell International COMM 438516106 514 15186.00 SH SOLE 15186.00 Household International COMM 441815107 290 5000.00 SH SOLE 5000.00 IDEXX Laboratories COMM 45168D104 684 24000.00 SH SOLE 24000.00 IMS Health COMM 449934108 1771 90760.00 SH SOLE 90760.00 Insight Enterprises COMM 45765U103 8405 341649.00SH SOLE 341649.00 International Business Machine COMM 459200101 172 1420.00 SH SOLE 1420.00 International Game Technology COMM 459902102 2049 30000.00 SH SOLE 30000.00 Interpublic Group of Companies COMM 460690100 6192 209606.00SH SOLE 209606.00 Investors Financial Services COMM 461915100 5765 87075.00 SH SOLE 87075.00 JDS Uniphase COMM 909149106 2426 279535.00SH SOLE 279535.00 Jabil Circuit COMM 466313103 2513 110600.00SH SOLE 110600.00 Johnson & Johnson COMM 478160104 1416 23960.00 SH SOLE 23960.00 Kansas City Southern Industrie COMM 485170104 1684 119200.00SH SOLE 119200.00 Kohl's COMM 500255104 7210 102350.00SH SOLE 102350.00 Kroger COMM 501044101 998 47800.00 SH SOLE 47800.00 Lee Enterprises COMM 523768109 349 9600.00 SH SOLE 9600.00 Lee Enterprises Cl B COMM 523768208 582 16000.00 SH SOLE 16000.00 Lernout & Hauspie Speech Prods COMM B5628B104 0 14000.00 SH SOLE 14000.00 Liberty Media Cl A COMM 530718105 168 12000.00 SH SOLE 12000.00 Lilly (Eli) COMM 532457108 511 6500.00 SH SOLE 6500.00 Lowe's Companies COMM 548661107 2070 44600.00 SH SOLE 44600.00 Lucent Technologies COMM 549463107 513 81500.00 SH SOLE 81500.00 Luxottica Group ADR COMM 55068R202 1686 102300.00SH SOLE 102300.00 MBNA COMM 55262L100 1593 45250.00 SH SOLE 45250.00 McKesson HBOC COMM 58155Q103 748 20000.00 SH SOLE 20000.00 Medallion Financial COMM 583928106 764 96700.00 SH SOLE 96700.00 Merck & Company COMM 589331107 1136 19320.00 SH SOLE 19320.00 Metris Companies COMM 591598107 5750 223655.00SH SOLE 223655.00 Metro-Goldwyn-Mayer COMM 591610100 180 8198.00 SH SOLE 8198.00 Metromedia International Group COMM 591695101 16 20000.00 SH SOLE 20000.00 Microsoft COMM 594918104 3950 59620.00 SH SOLE 59620.00 Molex Cl A COMM 608554200 862 31875.00 SH SOLE 31875.00 Moody's COMM 615369105 454 11400.00 SH SOLE 11400.00 Mylan Laboratories COMM 628530107 750 20000.00 SH SOLE 20000.00 NCO Group COMM 628858102 3580 156350.00SH SOLE 156350.00 Nasdaq-100 Shares COMM 631100104 2724 70000.00 SH SOLE 70000.00 Newell Rubbermaid COMM 651229106 2098 76100.00 SH SOLE 76100.00 Nordstrom COMM 655664100 170 8400.00 SH SOLE 8400.00 Northern Trust COMM 665859104 1006 16700.00 SH SOLE 16700.00 Oakley COMM 673663102 5215 320750.00SH SOLE 320750.00 Office Depot COMM 676220106 11500 620300.00SH SOLE 620300.00 Oracle COMM 68389X105 608 44000.00 SH SOLE 44000.00 PLATO Learning COMM 87263R109 1822 109697.00SH SOLE 109697.00 Paychex COMM 704326107 5934 170275.00SH SOLE 170275.00 PepsiCo COMM 713448108 3160 64900.00 SH SOLE 64900.00 Pfizer COMM 717081103 3939 98839.00 SH SOLE 98839.00 Pharmacia COMM 71713U102 128 3000.00 SH SOLE 3000.00 Philip Morris Companies COMM 718154107 1840 40120.00 SH SOLE 40120.00 Prandium COMM 73972W100 0 40000.00 SH SOLE 40000.00 Procter & Gamble COMM 742718109 150 1900.00 SH SOLE 1900.00 Profit Recovery Group Internat COMM 743168106 4339 532450.00SH SOLE 532450.00 Qualcomm COMM 747525103 11370 225150.00SH SOLE 225150.00 Quintiles Transnational COMM 748767100 602 37500.00 SH SOLE 37500.00 Radiologix COMM 75040K109 102 10000.00 SH SOLE 10000.00 Reuters Group PLC COMM 761324201 1350 22500.00 SH SOLE 22500.00 Royal Dutch Petroleum NY 5 Gui COMM 780257804 343 7000.00 SH SOLE 7000.00 SEI Investments Company COMM 784117103 226 5000.00 SH SOLE 5000.00 SICOR COMM 825846108 627 40000.00 SH SOLE 40000.00 Sabre Group Holdings Cl A COMM 785905100 4756 112300.00SH SOLE 112300.00 Safeway COMM 786514208 756 18100.00 SH SOLE 18100.00 Sanmina-SCI COMM 800907107 139 7000.00 SH SOLE 7000.00 Schering-Plough COMM 806605101 1504 42000.00 SH SOLE 42000.00 Scientific Games Cl A COMM 80874P109 175 20000.00 SH SOLE 20000.00 Sealed Air COMM 812115103 163 4000.00 SH SOLE 4000.00 Sigma-Aldrich COMM 826552101 607 15400.00 SH SOLE 15400.00 Solectron COMM 834182107 667 59150.00 SH SOLE 59150.00 Sprint (PCS Group) COMM 852061506 198 8100.00 SH SOLE 8100.00 Staples COMM 855030102 1010 54000.00 SH SOLE 54000.00 State Street COMM 857473102 8600 164600.00SH SOLE 164600.00 Stilwell Financial COMM 860831106 2321 85250.00 SH SOLE 85250.00 Sun Microsystems COMM 866810104 2855 232135.00SH SOLE 232135.00 TECO Energy COMM 872375100 131 5000.00 SH SOLE 5000.00 Teleflex COMM 879369106 2645 55900.00 SH SOLE 55900.00 Tribune COMM 896047107 5989 160000.00SH SOLE 160000.00 Tyco International COMM 902124106 4656 79053.00 SH SOLE 79053.00 Union Pacific COMM 907818108 228 4000.00 SH SOLE 4000.00 United Technologies COMM 913017109 3851 59590.00 SH SOLE 59590.00 UtiliCorp United COMM 918005109 113 4500.00 SH SOLE 4500.00 Verizon Communications COMM 92343V104 413 8694.00 SH SOLE 8694.00 Viacom Cl B COMM 925524308 1763 39927.00 SH SOLE 39927.00 Vodafone Group ADR COMM 92857W100 948 36931.00 SH SOLE 36931.00 WPP Group ADR COMM 929309300 887 16464.00 SH SOLE 16464.00 Waddell & Reed Financial Cl A COMM 930059100 386 12000.00 SH SOLE 12000.00 Whole Foods Market COMM 966837106 1307 30000.00 SH SOLE 30000.00 WinStar Communications COMM 975515107 0 29120.00 SH SOLE 29120.00 Wisconsin Energy COMM 976657106 108 4800.00 SH SOLE 4800.00 WorldCom - WorldCom Group COMM 98157D106 3551 252200.00SH SOLE 252200.00 X-Rite COMM 983857103 1468 172500.00SH SOLE 172500.00 Xerox COMM 984121103 521 50000.00 SH SOLE 50000.00 Zimmer Holdings COMM 98956P102 141 4630.00 SH SOLE 4630.00
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