-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BOLBLOSJ1rx+cR5tRyMMr1PiruGfQ9Hw3Sm3K612jlCt77gOTADccnMSxdmw7sQs r3mQ4hYHNzxzMRt8d5otCA== 0001246532-05-000161.txt : 20051116 0001246532-05-000161.hdr.sgml : 20051116 20051116192005 ACCESSION NUMBER: 0001246532-05-000161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051115 FILED AS OF DATE: 20051116 DATE AS OF CHANGE: 20051116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELLEY JOHN W JR CENTRAL INDEX KEY: 0001180404 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09044 FILM NUMBER: 051211015 BUSINESS ADDRESS: BUSINESS PHONE: 6158842320 MAIL ADDRESS: STREET 1: 782 MELROSE AVENUE CITY: NASHVILLE STATE: TN ZIP: 37211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE REALTY CORP CENTRAL INDEX KEY: 0000783280 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 351740409 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3178086000 MAIL ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 FORMER COMPANY: FORMER CONFORMED NAME: DUKE WEEKS REALTY CORP DATE OF NAME CHANGE: 19990716 FORMER COMPANY: FORMER CONFORMED NAME: DUKE REALTY INVESTMENTS INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-11-15 0000783280 DUKE REALTY CORP DRE 0001180404 NELLEY JOHN W JR 782 MELROSE AVENUE NASHVILLE, TN 37211 1 1 0 0 Managing Dir., Nashville Oper. Common Stock 2005-11-15 4 A 0 1847 A 153552 D Common Stock 3324 I By Spouse Common Stock 4841 I By 401(K) Plan - A Common Stock 2028 I By 401(K) Plan - B Common Stock 884 I By NWI XV, L.P. Common Stock 44629 I By NWI Warehouse Group NV, L.P. Common Stock 677 I By Nelley Holdings, L.P. Common Stock 2557 I By NWI X, L.P. Common Stock 27 I By NWI XX, L.P. Common Stock 2039 I By Pine Tree Corporation Common Stock 15780 I By the Revocable Inter-Vivos Trust for Mary Lindsay Polk Stone Common Stock 5800 I By the 1987 E.H.W., Jr. Family Trust Common Stock 2375 I By the Jack Denton Graham Family Trust Common Stock 1243 I By the Andrew Dale Harris Trust Common Stock 5074 I By the Holcomb Family Trust Common Stock 500 I By the J. Canale Harris Trust Common Stock 4500 I By the Janice Shapard Oden Trust Common Stock 11024 I By the Provo Family Trust Common Stock 2156 I By the VanderNaillen Trust Common Stock 960 I By the Estate of Charles Corbin, Jr. Units of Duke Realty Limited Partnership 1999-07-02 Common Stock 785704 785704 I By NWI Warehouse Group NV, L.P. Employee Stock Options-Right to Buy 19.4876 2009-01-29 Common Stock 56800 56800 D Employee Stock Options-Right to Buy 24.2632 2011-01-31 Common Stock 3977 3977 D Employee Stock Options-Right to Buy 22.6799 2012-01-30 Common Stock 11143 11143 D Employee Stock Options-Right to Buy 24.6905 2013-02-19 Common Stock 13609 13609 D Employee Stock Options-Right to Buy 31.5771 2014-01-28 Common Stock 10644 10644 D Employee Stock Options-Right to Buy 31.4022 2015-02-10 Common Stock 16541 16541 D Phantom Stock Units Common Stock 6319 6319 D Phantom Stock Units Common Stock 10020 10020 D Represents an award of restricted stock units pursuant to Rule 16b-3(d) of Section 16b of the Securities Exchange Act of 1934. Represents the Reporting Person's beneficial ownership of Shares owned by NWI XV, L.P. ("NWIXV"). In total, NWIXV owns 2,600 Shares. Represents the Reporting Person's beneficial ownership of Shares owned by NWI Warehouse Group NV, L.P. ("NWI"). In total, NWI owns 200,000 Shares. Represents the Reporting Person's beneficial ownership of Shares owned by Nelley Holdings, L.P. ("NHLP"). In total, NHLP owns 4,059 Shares. Represents the Reporting Person's beneficial ownership of Shares owned by NWI X, L.P. ("NWIX"). In total, NWIX owns 6,393 Shares. Represents the Reporting Person's beneficial ownership of Shares owned by NWI XX, L.P. ("NWIXX"). In total, NWIXX owns 6,799 Shares. Represents the Reporting Person's beneficial ownership of Shares owned by Pine Tree Corporation ("PTC"). In total, PTC owns 6,798 Shares. By John W. Nelley, Jr., as Co-Trustee for the Revocable Inter-Vivos Trust for Mary Lindsay Polk Stone. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the 1987 E.H.W., Jr., Family Trust. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the Jack Denton Graham Family Trust. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the Andrew Dale Harris Trust. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the Holcomb Family Trust. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the J. Canale Harris Trust Trust. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the Janice Shapard Oden Trust. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the Provo Family Trust. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the VanderNaillen Trust. The Reporting Person disclaims any beneficial interest in these shares. By John W. Nelley, Jr., as Trustee for the Estate of Charles Corbin, Jr. The Reporting Person disclaims any beneficial interest in these shares. Units of Duke Realty Limited Partnership are convertible on a one to one basis to the Company's common stock and have no expiration date. Represents the Reporting Person's beneficial ownership of Units owned by NWI Warehouse Group NV, L.P. ("NWI"). In total, NWI owns 3,521,050 Units. The Stock Options vested annually at a rate of 33.33% per year and were fully vested on 1/21/02. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/31/06. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/30/07. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 2/19/08. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 1/28/09. The Stock Options vest annually at a rate of 20% per year and will be fully vested on 2/10/10. Represents phantom stock units accrued under the Weeks Corporation 1998 Deferred Compensation Plan. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash upon the Reporting Person termination of employment. Represents phantom stock units accrued under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash upon the Reporting Person termination of employment. Valerie J. Steffen for John W. Nelley, Jr. per POA previously filed 2005-11-16 -----END PRIVACY-ENHANCED MESSAGE-----