-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oz42OQcob+HFkYvn692oe++7G08nf4fky8L8Qz5MXzdpOyP8Mc3pyl3dpRYKyBlr a/OA9On/5lKywurtNAfeCw== 0001024262-03-000001.txt : 20030107 0001024262-03-000001.hdr.sgml : 20030107 20030107143028 ACCESSION NUMBER: 0001024262-03-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030107 FILED AS OF DATE: 20030107 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DUKE REALTY CORP CENTRAL INDEX KEY: 0000783280 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 351740409 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09044 FILM NUMBER: 03506403 BUSINESS ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3178086000 MAIL ADDRESS: STREET 1: 600 EAST 96TH STREET STREET 2: STE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 FORMER COMPANY: FORMER CONFORMED NAME: DUKE REALTY INVESTMENTS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DUKE WEEKS REALTY CORP DATE OF NAME CHANGE: 19990716 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: LINVILLE WILLIAM E CENTRAL INDEX KEY: 0001024262 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: DUKE REALTY INVESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3175758888 MAIL ADDRESS: STREET 1: C/O DUKE REALTY INESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 4 1 edgar.htm 4 Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 OMB APPROVAL

    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0287
Expires: January 31, 2005
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Filed By
Romeo and Dye's
Section 16 Filer
www.section16.net

1. Name and Address of Reporting Person*

Linville III, William E.

2. Issuer Name and Ticker or Trading Symbol
Duke Realty Corporation (DRE)

6. Relationship of Reporting Person(s)
to Issuer (Check all applicable)
    Director                                       10% Owner
X Officer (give title below)          Other (specify below)

Executive Vice President - Midwest                

(Last)      (First)     (Middle)

600 E. 96th Street, Suite 100
 

3. I.R.S. Identification Number
of Reporting Person,
if an entity (voluntary)

 

4. Statement for
Month/Day/Year
1/7/03

(Street)

Indianapolis,, IN 46240

5. If Amendment,
Date of Original
(Month/Day/Year)
 		 7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
    Form filed by More than One Reporting Person

(City)     (State)     (Zip)

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2. Trans-
action
Date
(Month/ Day/
Year)

2A. Deemed
Execution
Date,
if any
(Month/Day/
Year)

3. Trans-
action Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 & 5)

5. Amount of
Securities
Beneficially
Owned Follow-
ing Reported Transactions(s)
(Instr. 3 & 4)

6. Owner-
ship Form:
Direct (D)
or Indirect (I)
(Instr. 4)

7. Nature of Indirect
Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A)
or
(D)

Price

Common Stock

1/3/03

 

M

 

1,676

A

$19.4375

 

D

 

Common Stock

1/3/03

 

M

 

3,126

A

$21.5625

 

D

 

Common Stock

1/3/03

 

M

 

2,874

A

$21.5625

 

D

 

Common Stock

1/3/03

 

M

 

14,952

A

$23.0625

 

D

 

Common Stock

1/3/03

 

F

 

20,262

D

$26.1500

88,228

D

 

Common Stock

 

 

 

 

 

 

 

238

I

By Spouse's IRA

Common Stock

 

 

 

 

 

 

 

3,951

I

By 401(K) Plan(1)

Common Stock

2/11/02

 

G

V

800

D

$23.4900

 

I

By Spouse's Trust

Common Stock

8/22/02

 

G

V

600

D

$25.3600

11,142

I

By Spouse's Trust

Common Stock

2/11/02

 

G

V

800

A

$23.4900

1,500

I

By Sons
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number
FORM 4 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

(Instr. 3)

2. Conver-
sion or
Exercise
Price of Derivative Security

3. Trans-
action Date

(Month/
Day/
Year)

3A. Deemed
Execution
Date,
if any
(Month/
Day/
Year)

4. Trans-
action
Code

(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)

(Instr. 3, 4 & 5)

6. Date Exercisable
and Expiration
Date
(Month/Day/
Year)

7. Title and Amount of Underlying Securities
(Instr. 3 & 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported Transaction(s)
(Instr. 4)

10. Owner-
ship Form
of Deriv-
ative
Security:
Direct (D)
or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date Exer-cisable

Expira-
tion
Date

Title

Amount or Number of
Shares

Employee Stock Options-Right to Buy(2)

$19.4375

1/3/03

 

M

 

 

1,676

1/29/98

1/29/07

Common Stock

1,676

 

0

D

 

Employee Stock Options-Right to Buy(3)

$21.5625

1/3/03

 

M

 

 

6,000

7/23/98

7/23/07

Common Stock

6,000

 

0

D

 

Employee Stock Options-Right to Buy(4)

$24.2500

 

 

 

 

 

 

1/28/99

1/28/08

Common Stock

23,699

 

23,699

D

 

Employee Stock Options-Right to Buy(5)

$23.0625

1/3/03

 

M

 

 

14,952

1/26/00

1/26/09

Common Stock

14,952

 

9,968

D

 

Employee Stock Options-Right to Buy(6)

$20.0000

 

 

 

 

 

 

1/25/01

1/25/10

Common Stock

17,241

 

17,241

D

 

Employee Stock Options-Right to Buy(7)

$24.9800

 

 

 

 

 

1/31/02

1/31/11

Common Stock

27,608

 

27,608

D

 

Employee Stock Options-Right to Buy(8)

$23.3500

1/30/02

 

A

V

27,074

 

1/30/03

1/30/12

Common Stock

27,074

 

27,074

D

 

Phantom Stock Units(9)

1 for 1

 (9)

 

A

V

1,683

 

 (9)

None

Common Stock

1,683

 

5,155

D

 

Phantom Stock Units(10)

1 for 1

 (10)

 

A

V

353

 

 (10)

None

Common Stock

353

 

5,212

D

 

Explanation of Responses:

(1) Between January 1, 2002 and December 31, 2002, the Reporting Person acquired 505 shares of DRE's common stock under the DRE 401(K) plan.
(2) The Stock Options vested at 20% per year and were fully vested on 1/29/02.
(3) The Stock Options vested at 20% per year and were fully vested on 7/23/02.
(4) The Stock Options vest at 20% per year and will be fully vested on 1/28/03.
(5) The Stock Options vest at 20% per year and will be fully vested on 1/26/04.
(6) The Stock Options vest at 20% per year and will be fully vested on 1/25/05.
(7) The Stock Options vest at 20% per year and will be fully vested on 1/25/06.
(8) The Stock Options vest at 20% per year and will be fully vested on 1/30/07.
(9) Phantom stock units vested under the 2000 Performance Share Plan of Duke Realty Corporation. At the election of the Company, shares can be settled in Company common stock or cash upon the Reporting Person's termination of employment.
(10) The Phantom stock units were accrued under the Executive Deferred Compensation Plan of Duke Realty Services Limited Partnership and the 1995 Shareholder Value Plan of Duke Realty Services Limited Partnership. The units are to be settled in Duke Realty Corporation common stock upon the Reporting Person's retirement.
  By: /s/ James R. Windmiller
             William E. Linville, III by James R. Windmiller per POA prev. filed
**Signature of Reporting Person		 January 7, 2003
Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed.
          If space is insufficient, See Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 
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