0001564590-19-024843.txt : 20190711 0001564590-19-024843.hdr.sgml : 20190711 20190711172447 ACCESSION NUMBER: 0001564590-19-024843 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190711 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20190711 DATE AS OF CHANGE: 20190711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMMIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000783005 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 351542018 STATE OF INCORPORATION: IN FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 19951686 BUSINESS ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3172660100 MAIL ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE #700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: EMMIS BROADCASTING CORPORATION DATE OF NAME CHANGE: 19920703 8-K 1 emms-8k_20190711.htm 8-K emms-8k_20190711.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (date of earliest event reported): July 11, 2019

 

EMMIS COMMUNICATIONS CORPORATION

(Exact name of registrant as specified in its

charter)

 

INDIANA

(State of incorporation or organization)

 

0-23264

(Commission file number)

 

35-1542018

(I.R.S. Employer

Identification No.)

 

ONE EMMIS PLAZA

40 MONUMENT CIRCLE

SUITE 700

INDIANAPOLIS, INDIANA 46204

(Address of principal executive offices)

 

(317) 266-0100

(Registrant’s Telephone Number,

Including Area Code)

 

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading symbol(s)

Name of each exchange on which registered

Class A common stock, $0.01 par value

EMMS

Nasdaq Global Select Market

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 


Item 5.07

Submission of Matters to a Vote of Security Holders.

At the annual meeting of shareholders of Emmis Communications Corporation held on July 11, 2019, the following directors were elected, and the following additional proposals were voted upon and adopted:

Election of Directors by Common Shareholders:

 

Shareholder Votes

 

 

Broker

 

Director

 

For

 

 

Withheld

 

 

Non-Votes

 

James M. Dubin

 

 

16,426,470

 

 

 

3,982,364

 

 

 

2,652,008

 

Greg A. Nathanson

 

 

16,425,995

 

 

 

3,982,839

 

 

 

2,652,008

 

Jeffrey H. Smulyan

 

 

17,277,005

 

 

 

3,131,829

 

 

 

2,652,008

 

 

 

Shareholder Votes

 

 

Broker

 

Proposal

 

For

 

 

Against

 

 

Abstain

 

 

Non-Votes

 

Proposal to approve (in an advisory vote) the compensation of Emmis’ named executive officers as disclosed in the proxy statement

 

 

16,110,454

 

 

 

4,289,793

 

 

 

8,588

 

 

 

2,652,007

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Proposal to ratify the selection of Ernst & Young LLP as Emmis Communications Corporation’s independent registered public accountants for the fiscal year ending February 29, 2020

 

 

23,035,053

 

 

 

23,280

 

 

 

2,509

 

 

-

 

 

 

Shareholder Votes

 

 

Broker

 

Proposal

 

3 Years

 

 

2 Years

 

 

1 Year

 

 

Abstain

 

 

Non-Votes

 

Proposal to approve (in an advisory vote) the frequency of advisory votes on executive compensation

 

 

16,783,292

 

 

 

2,718

 

 

 

2,928,281

 

 

 

668,088

 

 

 

2,652,007

 

Note to this Form 8-K: Certain statements included in this report which are not statements of historical fact, including but not limited to those identified with the words “expect,” “will” or “look” are intended to be, and are, by this Note, identified as “forward-looking statements,” as defined in the Securities and Exchange Act of 1934, as amended. Such statements involve known and unknown risks, uncertainties and other factors that may cause the actual results, performance or achievements of the Company to be materially different from any future result, performance or achievement expressed or implied by such forward-looking statement. Such factors include, among others:

general economic and business conditions;

fluctuations in the demand for advertising and demand for different types of advertising media;

our ability to obtain additional capital or to service our outstanding debt;

competition from new or different media and technologies;

increased competition in our markets and the broadcasting industry, including our competitors changing the format of a station they operate to more directly compete with a station we operate in the same market;

our ability to attract and secure programming, on-air talent, writers and photographers;

inability to obtain (or to obtain timely) necessary approvals for purchase or sale transactions or to complete the transactions for other reasons generally beyond our control;

increases in the costs of programming, including on-air talent;

inability to grow through suitable acquisitions or to consummate dispositions;

new or changing technologies, including those that provide additional competition for our businesses;

new or changing regulations of the Federal Communications Commission or other governmental agencies;

war, terrorist acts or political instability; and

other factors mentioned in documents filed by the Company with the Securities and Exchange Commission.

Emmis does not undertake any obligation to publicly update or revise any forward-looking statements because of new information, future events or otherwise.

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

EMMIS COMMUNICATIONS CORPORATION

Date: July 11, 2019

 

 

 

 

 

By:

/s/ J. Scott Enright

 

 

 

  J. Scott Enright, Executive Vice President,

 

 

 

  General Counsel and Secretary