-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FlKPp+5sYEv1ui2gGBEzr06cQryW5UycAhZ3bLFo/jPe/RIC8ZrlAGRvCYsT51i9 a9woDejdKAh7g9vzNmvdUQ== 0000783005-04-000015.txt : 20040114 0000783005-04-000015.hdr.sgml : 20040114 20040114141839 ACCESSION NUMBER: 0000783005-04-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040112 FILED AS OF DATE: 20040114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMULYAN JEFFREY H CENTRAL INDEX KEY: 0001001748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23264 FILM NUMBER: 04524652 BUSINESS ADDRESS: STREET 1: 40 MONUMENT CIRCLE STREET 2: SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMMIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000783005 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 351542018 STATE OF INCORPORATION: IN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE SUITE 700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3172660100 MAIL ADDRESS: STREET 1: ONE EMMIS PLAZA STREET 2: 40 MONUMENT CIRCLE #700 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: EMMIS BROADCASTING CORPORATION DATE OF NAME CHANGE: 19920703 4 1 c0001001748d20040114f4f.xml PRIMARY DOCUMENT X0201 42004-01-1200000783005EMMIS COMMUNICATIONS CORP EMMS0001001748SMULYAN JEFFREY H40 MONUMENT CIRCLE, SUITE 700INDIANAPOLISIN462041110Chairman and CEOClass A Common Stock111097DClass A Common Stock3537.1IBy Profit Sharing PlanClass A Common Stock 313.8465IBy 401(k) PlanClass A Common Stock5734IAs Trustee for ChildrenClass B Common Stock02004-01-124A03290AClass A Common Stock3295030175DEmployee Stock Opt. Right to Buy28.252006-03-012009-10-23Class A Common Stock10000001000000DAdditional shares of Class B Common Stock issued upon reconciliation of the actual number of shares earned under the 2003 Stock Compensatio n Program and the estimated shares reported.Pursuant to the Company's Articles of Incorporation, the Class B Common Stock is exercisable by Mr. Smulyan at any time and has no expiration date.The grant agreement provides for accelerated vesting of options to purchase 200,000 shares for each fiscal year in which certain performance targets are met. Thus options to purchase 200,000 shares may vest on March 1, 2000, 2001, 2002, 2003 and 2004. Any options that have not previously vested will vest on March 1, 2006. Upon exercise of the Option, Mr. Smulyan receives Class B Common Stock. The Class B Common Stock is a derivative security of the Class A Common Stock.J. Scott Enright2004-01-14 -----END PRIVACY-ENHANCED MESSAGE-----